Common use of Covenants Relating to Rule 144 Clause in Contracts

Covenants Relating to Rule 144. At all times after the effective date of the registration statement under the Act of the initial underwritten public offering of Common Stock, and until such time as all of the Registrable Securities cease to be Registrable Securities, the Company will file reports in compliance with the Exchange Act and will, at its expense, forthwith upon the request of any holder of Restricted Securities (as defined in Rule 144 (or any successor provision under the Act)), deliver to such holder a certificate, signed by the Company's principal financial officer, stating: (a) the Company's name, address and telephone number (including area code); (b) the Company's Internal Revenue Service identification number; (c) the Company's Commission file number; (d) the number of shares of Common Stock of the Company outstanding as shown by the most recent report or statement published by the Company; and (e) whether the Company has filed the reports required to be filed under the Exchange Act for a period of at least ninety (90) days prior to the date of such certificate and in addition has filed the most recent annual report required to be filed thereunder.

Appears in 1 contract

Sources: Securityholders Agreement (K&f Parent Inc)

Covenants Relating to Rule 144. At all times after the effective date of the registration statement under the Act of the initial underwritten public offering of Common Stock, and until such time as all of the Registrable Securities cease to be Registrable Securities, the The Company will file reports in compliance with the Exchange Act Act, will comply with all rules and regulations of the Commission applicable in connection with the use of Rule 144 and take such other actions and furnish such holder with such other information as such holder may request in order to avail itself of such rule or any other rule or regulation of the Commission allowing such holder to sell any Registrable Securities without registration, and will, at its expense, forthwith upon the request of any holder of Restricted Securities (as defined in Rule 144 (or any successor provision under the Act))Registrable Securities, deliver to such holder a certificate, signed by the Company's principal financial officer, stating: stating (a) the Company's name, address and telephone number (including area code); , (b) the Company's Internal Revenue Service identification number; , (c) the Company's Commission file number; , (d) the number of shares of Common each class of Stock of the Company outstanding as shown by the most recent report or statement published by the Company; and , and (e) whether the Company has filed the reports required to be filed under the Exchange Act for a period of at least ninety (90) 90 days prior to the date of such certificate and in addition has filed the most recent annual report required to be filed thereunder. If at any time the Company is not required to file reports in compliance with either Section 13 or Section 15(d) of the Exchange Act, the Company at its expense will, forthwith upon the written request of the holder of any Registrable Securities, make available adequate current public information with respect to the Company within the meaning of paragraph (c)(2) of Rule 144.

Appears in 1 contract

Sources: Registration Rights Agreement (Viskase Companies Inc)

Covenants Relating to Rule 144. At all times after the effective date of the registration statement under the Act of the initial underwritten public offering of Common Stock, and until such time as all of the Registrable Securities cease to be Registrable Securities, the Company will file reports in compliance with the Exchange Act and will, at its expense, forthwith upon the request of any holder of Restricted Securities “restricted securities” (as defined in Rule 144 (or any successor provision under the Act)), deliver to such holder a certificate, signed by the Company's ’s principal financial officer, stating: (a) the Company's ’s name, address and telephone number (including area code); (b) the Company's ’s Internal Revenue Service identification number; (c) the Company's ’s Commission file number; (d) the number of shares of Common Stock of the Company outstanding as shown by the most recent report or statement published by the Company; and (e) whether the Company has filed the reports required to be filed under the Exchange Act for a period of at least ninety (90) days prior to the date of such certificate and in addition has filed the most recent annual report required to be filed thereunder.

Appears in 1 contract

Sources: Securityholders Agreement (Nuco2 Inc /Fl)

Covenants Relating to Rule 144. At all times after If at any time the effective date Company is required to file reports in compliance with either Section 13 or Section 15(d) of the registration statement under the Act of the initial underwritten public offering of Common Stock, and until such time as all of the Registrable Securities cease to be Registrable SecuritiesExchange Act, the Company will file reports in compliance with the Exchange Act Act, will comply with all rules and regulations of the Commission applicable in connection with the use of Rule 144 and take such other actions and furnish any Beneficiary with such other information as such Beneficiary may request in order to avail itself of such rule or any other rule or regulation of the Commission allowing such Beneficiary to sell any Registrable Shares without registration, and will, at its expense, forthwith upon the request of any holder of Restricted Securities (as defined in Rule 144 (or any successor provision under the Act))Beneficiary, deliver to such holder Beneficiary a certificate, signed by the Company's principal financial officer, stating: stating (a) the Company's name, address and telephone number (including area code); , (b) the Company's Internal Revenue Service identification number; , (c) the Company's Commission file number; , (d) the number of shares of Common Stock each class of the Company Registrable Shares outstanding as shown by the most recent report or statement published by the Company; and , and (e) whether the Company has filed the reports required to be filed under the Exchange Act for a period of at least ninety (90) 90 days prior to the date of such certificate and in addition has filed the most recent annual report required to be filed thereunder.

Appears in 1 contract

Sources: Registration Rights Agreement (James River Coal CO)

Covenants Relating to Rule 144. At all times after the effective date of the registration statement under the Act of the initial underwritten public offering of Common Stock, and until such time as all of the Registrable Securities cease to be Registrable Securities, the Company will file reports in compliance with the Exchange Act and will, at its expense, forthwith upon the request of any holder of Restricted Securities (as defined in Rule 144 (or any successor provision under the Act)), deliver to such holder a certificate, signed by the Company's ’s principal financial officer, stating: (a) the Company's ’s name, address and telephone number (including area code); (b) the Company's ’s Internal Revenue Service identification number; (c) the Company's ’s Commission file number; (d) the number of shares of Common Stock of the Company outstanding as shown by the most recent report or statement published by the Company; and (e) whether the Company has filed the reports required to be filed under the Exchange Act for a period of at least ninety (90) days prior to the date of such certificate and in addition has filed the most recent annual report required to be filed thereunder.

Appears in 1 contract

Sources: Securityholders Agreement (Douglas Dynamics, Inc)

Covenants Relating to Rule 144. At all times after the effective date of the registration statement under the Act of the initial underwritten public offering of Common Stock, and until such time as all of the Registrable Securities cease to be Registrable Securities, the The Company will file reports in compliance with the Exchange Act and will, at its expense, forthwith upon the request of any holder of Restricted Securities (as defined in Rule 144 (or any successor provision under the Act))Securities, deliver to such holder a certificate, signed by the Company's principal financial officer, stating: stating (a) the Company's name, address and telephone number (including area code); number, (b) the Company's Internal Revenue Service identification number; , (c) the Company's Commission file number; , (d) the number of shares of Common Stock of the Company outstanding as shown by the most recent report or statement published by the Company; and , and (e) whether the Company has filed the reports required to be filed under the Exchange Act for a period of at least ninety (90) 90 days prior to the date of such certificate and in addition has filed the most recent annual report required to be filed thereunder. If at any time the Company is not required to file reports in compliance with either section 13 or section 15(d) of the Exchange Act, the Company at its expense will, forthwith upon the written request of the holder of any Restricted securities, make available adequate current public information with respect to the Company within the meaning of paragraph (c)(2) of Rule 144 of the General Rules and Regulations promulgated under the Securities Act.

Appears in 1 contract

Sources: Common Stock Purchase Warrant (Gni Group Inc /De/)

Covenants Relating to Rule 144. At all times after the effective date of the registration statement under the Act of the initial underwritten public offering of Common Stock, and until such time as all of the Registrable Securities cease to be Registrable Securities, the The Company will file reports in compliance with the Exchange Act Act, will comply with all rules and regulations of the Commission applicable in connection with the use of Rule 144 and take such other actions and furnish such holder with such other information as such holder may reasonably request in order to avail itself of such rule and will, at its expense, forthwith promptly upon the request of any holder of Restricted Securities (as defined in Rule 144 (or any successor provision under the Act))Registrable Securities, deliver to such holder a certificate, signed by the Company's principal financial officer, stating: stating (a) the Company's name, address and telephone number (including area code); , (b) the Company's Internal Revenue Service identification number; , (c) the Company's Commission file number; , (d) the number of shares of Common each class of Stock of the Company outstanding as shown by the most recent report or statement published by the Company; and , and (e) whether the Company has filed the reports required to be filed under the Exchange Act for a period of at least ninety (90) days prior to the date of such certificate and in addition has filed the most recent annual report required to be filed thereunder. If at any time the Company is not required to file reports in compliance with either Section 13 or Section 15(d) of the Exchange Act, the Company at its expense will, promptly upon the written request of the holder of any Registrable Securities, make available adequate current public information with respect to the Company within the meaning of paragraph (c)(2) of Rule 144.

Appears in 1 contract

Sources: Registration Rights Agreement (Photon Dynamics Inc)