Common use of Custodial Charges Clause in Contracts

Custodial Charges. ▇▇▇▇▇▇▇▇▇ agrees to check, itemize and pay on the Company’s behalf the charges of brokers and banks, with the exception of Broadridge Financial Solutions, Inc. which will ▇▇▇▇ the Company directly, for forwarding the Company’s offering material to beneficial owners. The Company agrees to provide ▇▇▇▇▇▇▇▇▇, prior to the commencement of the initial distribution of offering materials to such brokers and banks, with a preliminary payment equal to 75% of ▇▇▇▇▇▇▇▇▇’▇ good faith estimate of the charges which shall be assessed by such brokers and banks for two distributions of such materials. The Company shall pay ▇▇▇▇▇▇▇▇▇ an administrative fee of five dollars ($5.00) for each broker and bank invoice paid by ▇▇▇▇▇▇▇▇▇ on the Company’s behalf. If the Company prefers to pay these bills directly, please strike out and initial this clause before returning the executed Agreement.

Appears in 2 contracts

Sources: Letter of Agreement (Zweig Total Return Fund Inc), Letter of Agreement (Rivus Bond Fund)

Custodial Charges. G▇▇▇▇▇▇▇▇ agrees to check, itemize and pay on the Company’s behalf the charges of brokers and banks, with the exception of Broadridge Financial Solutions, Inc. ADP Proxy Services which will b▇▇▇ the Company directly, for forwarding the Company’s offering material to beneficial owners. The Company agrees to provide G▇▇▇▇▇▇▇▇, prior to the commencement of the initial distribution of offering materials to such brokers and banks, with a preliminary payment equal to 75% of G▇▇▇▇▇▇▇▇’▇ good faith estimate of the charges which shall be assessed by such brokers and banks for two distributions of such materials. The Company shall pay G▇▇▇▇▇▇▇▇ an administrative fee of five dollars ($5.00) for each broker and bank invoice paid by G▇▇▇▇▇▇▇▇ on the Company’s behalf. If the Company prefers to pay these bills directly, please strike out and initial this clause before returning the executed Agreement.

Appears in 2 contracts

Sources: Letter of Agreement (Zweig Total Return Fund Inc), Letter of Agreement (Zweig Fund Inc /Md/)

Custodial Charges. ▇▇▇▇▇▇▇▇▇ agrees to check, itemize and pay on the Company’s 's behalf the charges of brokers and banks, with the exception of Broadridge Financial Solutions, Solutions Inc. which will ▇▇▇▇ the Company directly, for forwarding the Company’s 's offering material to beneficial owners. The Company agrees to provide ▇▇▇▇▇▇▇▇▇, prior to the commencement of the initial distribution of offering materials to such brokers and banks, with a preliminary payment equal to 75% of ▇▇▇▇▇▇▇▇▇'▇ good faith estimate of the charges which shall be assessed by such brokers and banks for two distributions of such materials. The Company shall pay ▇▇▇▇▇▇▇▇▇ an administrative fee of five dollars ($5.00) for each broker and bank invoice paid by ▇▇▇▇▇▇▇▇▇ on the Company’s 's behalf. If the Company prefers to pay these bills directly, please strike out and initial this clause before returning the executed Agreement.

Appears in 1 contract

Sources: Letter of Agreement (Gladstone Investment Corporation\de)

Custodial Charges. ▇▇▇▇▇▇▇▇▇ agrees to check, itemize and pay on the Company’s behalf the reasonable charges of brokers and banks, with the exception of Broadridge Financial Solutions, Inc. which will ▇▇▇▇ the Company directly, for forwarding the Company’s offering material to beneficial owners. The Company agrees to provide ▇▇▇▇▇▇▇▇▇, prior to the commencement of the initial distribution of offering materials to such brokers and banks, with a preliminary payment equal to 75% of ▇▇▇▇▇▇▇▇▇’▇ good faith estimate of the charges which shall be assessed by such brokers and banks for two distributions of such materials. The Company shall pay ▇▇▇▇▇▇▇▇▇ an administrative fee of five dollars ($5.00) for each broker and bank invoice paid by ▇▇▇▇▇▇▇▇▇ on the Company’s behalf. If the Company prefers to pay these bills directly, please strike out and initial this clause before returning the executed Agreement.

Appears in 1 contract

Sources: Information Agent Agreement (MCG Capital Corp)

Custodial Charges. ▇▇▇▇▇▇▇▇▇ agrees to check, itemize and pay on the Company’s behalf the charges of brokers and banks, with the exception of Broadridge Financial Solutions, Inc. which will ▇▇▇▇ the Company directly, for forwarding the Company’s offering material to beneficial owners. The Company agrees to provide ▇▇▇▇▇▇▇▇▇, prior to the commencement of the initial distribution of offering materials to such brokers and banks, with a preliminary payment equal to 75% of ▇▇▇▇▇▇▇▇▇’▇ good faith estimate of the charges which shall be assessed by such brokers and banks for two distributions of such materials. The Company shall pay ▇▇▇▇▇▇▇▇▇ an administrative fee of five dollars ($5.00) for each broker and bank invoice paid by ▇▇▇▇▇▇▇▇▇ on the Company’s behalf. If the Company prefers to pay these bills directly, please strike out and initial this clause before returning the executed Agreement.

Appears in 1 contract

Sources: Information Agent Agreement (TICC Capital Corp.)

Custodial Charges. ▇▇▇▇▇▇▇▇▇ agrees to check, itemize and pay on the Company’s behalf the charges of brokers and banks, with the exception of Broadridge Financial Solutions, Inc. ADP Proxy Services which will ▇▇▇▇ the Company directly, for forwarding the Company’s offering material to beneficial owners. The Company agrees to provide ▇▇▇▇▇▇▇▇▇, prior to the commencement of the initial distribution of offering materials to such brokers and banks, with a preliminary payment equal to 75% of ▇▇▇▇▇▇▇▇▇’▇ good faith estimate of the charges which shall be assessed by such brokers and banks for two distributions of such materials. The Company shall pay ▇▇▇▇▇▇▇▇▇ an administrative fee of five dollars ($5.00) for each broker and bank invoice paid by ▇▇▇▇▇▇▇▇▇ on the Company’s behalf. If the Company prefers to pay these bills directly, please strike out and initial this clause before returning the executed Agreement.

Appears in 1 contract

Sources: Letter of Agreement (Swiss Helvetia Fund, Inc.)

Custodial Charges. ▇▇▇▇▇▇▇▇▇ agrees to check, itemize and pay on the Company’s behalf the charges of brokers and banks, with the exception of Broadridge Financial Solutions, Inc. (which will ▇▇▇▇ the Company directly), for forwarding the Company’s offering material materials to beneficial owners. The Company agrees to provide ▇▇▇▇▇▇▇▇▇, prior to the commencement of the initial distribution of offering materials to such brokers and banks, with a preliminary payment equal to 75% of ▇▇▇▇▇▇▇▇▇’▇ good faith estimate of the charges which shall be assessed by such the brokers and banks for two distributions of such materials. The Company shall pay ▇▇▇▇▇▇▇▇▇ an administrative fee of five dollars ($5.00) for each broker and bank invoice paid by ▇▇▇▇▇▇▇▇▇ on the Company’s behalf. If the Company prefers to pay these bills directly, please strike out and initial this clause before returning the executed Agreement.

Appears in 1 contract

Sources: Letter of Agreement (Deltek, Inc)