Customer Representations and Responsibilities Sample Clauses

The 'Customer Representations and Responsibilities' clause defines the statements and obligations that the customer must affirm and uphold under the agreement. Typically, this includes confirming the accuracy of information provided, ensuring compliance with applicable laws, and fulfilling specific duties such as timely payment or cooperation with the service provider. By clearly outlining what the customer must represent and do, this clause helps allocate risk and ensures both parties understand their respective roles and expectations, reducing the likelihood of disputes.
Customer Representations and Responsibilities. The Customer Account may be one or both of the following:
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Customer Representations and Responsibilities. (A) Self-directed Account. I understand that My Account is self-directed, I am solely responsible for any and all orders placed in My Account and all orders entered by me or on My behalf are unsolicited and based on My own investment decisions or the investment decision of My duly authorized representative or agent. Accordingly, I agree that neither You nor any of Your employees, agents, principals or representatives: 1) provide investment advice in connection with this Account; 2) recommend any security, transaction or order; 3) solicit orders; 4) act as a market maker in any security; 5) make discretionary trades; and 6) produce or provide research. To the extent research materials or similar information is available through the App or the Website or the web sites of any of its affiliates, I understand that these materials are intended for informational and educational purposes only and they do not constitute a recommendation to enter into any securities transactions or to engage in any investment strategies.
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Customer Representations and Responsibilities. Customer agrees to the following representations and responsibilities,
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Customer Representations and Responsibilities. (A) Account(s). Customer may open one or more Accounts, including, (1) for the purposes of participating in the advisory program offered by ▇▇▇▇▇, and (2) a self-directed brokerage Account. The Customer understands that the Customer may place orders in various investment products, including investments in U.S. exchange listed equities, exchange traded funds (“ETFs”), registered open-end funds, such as mutual funds, closed-end funds, interval funds and other exchange-traded products (the “Investment Products”). For Accounts established in connection with the Titan advisory program, ▇▇▇▇▇▇ will execute transaction in the Account pursuant to orders and other instructions that Titan places with or provides to Broker via the advisory program. Please see the Advisory Agreement for further details. For purposes of self-directed Accounts, the Customer acknowledges that orders of any Investment Products are completed on a self-directed basis through the Customer Account, and that the Customer is solely responsible for any and all orders placed in the Customer Account and that all orders entered by the Customer or on behalf of the Customer are unsolicited and based on the Customer’s own investment decisions or the investment decision of the Customer’s duly authorized representative or agent. Accordingly, the Customer agrees that neither the Broker nor any of its employees, agents, principals, or representatives: 1) provide investment advice in connection with this Account or the Investment Products; 2) recommend any security, transaction or order; 3) solicit orders; 4) act as a market maker in any security; 5) make discretionary trades; and 6) produce or provide first-party research providing specific investment strategies such as buy, sell or hold recommendations, first-party ratings and/or price targets. To the extent research materials or similar information are available through the App or the Website or the websites of any entity controlled by, controlling, or under common control with the Broker (such entity, an “Affiliate”), the Customer understands that these materials are intended for informational and educational purposes only and they do not constitute a recommendation to enter into any securities transactions or to engage in any investment strategies.
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Customer Representations and Responsibilities a. Self-directed Account &XVWRPHU XQGHUVWDQGV -WdirKecDtedWb rok&erXagVe, WRPHU¶V DQG VR &XVWRPHU LV VROHO\ UHVSRQVLEOH IRU DQ\ all orders entered by Customer or on behalf of Customer is unsolicited and based RQ &XVWRPHU¶V RZQ LQYHVWPHQW GHFLVLRQV RU WKH LQYHVWPHQW GHF or agent. Accordingly, Customer agrees that neither ▇▇▇▇▇▇ nor any of its employees, agents, principals, or representatives: i. provide investment advice in connection with this Account; ii. recommend any security, transaction or order;
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Customer Representations and Responsibilities. The Customer Account may be one or both of the following: A. Account established through Adviser. The Customer represents that Adviser shall have authorization to place orders, provide account related instructions, direct Altruist to deduct Adviser fees from the Customer Account, utilize third-party agents to act on Adviserʼs behalf and to give Altruist or such third party access to Customer personal or other information to provide services to Customer or as otherwise provided in the Adviserʼs privacy policy. Altruist has no responsibility and will not undertake to review, monitor or supervise the appropriateness of any order, account related or fee deduction instruction from Customer or Adviser. Altruist has no duty to inquire into the authority of the Adviser to engage in any particular transaction or investment strategies. Notwithstanding the preceding sentence, nothing in this Customer Agreement is intended to confer on Adviser any authority that would constitute custody of Customerʼs Account assets under Rule 206(4)-2 or any successor rule under the Advisers Act for which Adviser would need to obtain an independent verification of Client assets. Altruist is authorized and directed to accept any order, account-related or fee deduction instruction of the Adviser on Customerʼs behalf. Adviser is responsible for any and all orders placed in the Customer Altruist Corp 5 Account and the Customer authorizes Altruist to effect, orders to buy and sell securities on the Customerʼs behalf, which are executed by ▇▇▇▇▇▇▇▇. The Customer acknowledges and agrees that orders for purchases or sales in the Customer Account may be combined with orders for purchases or sales of securities in other accounts under the advisory program used by the Adviser.
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Customer Representations and Responsibilities a) Self-Directed Account. I understand that my Voyager Account is self-directed, I am solely responsible for any and all orders placed in my Voyager Account. For the avoidance of doubt, consistent with Section 3 hereof, I fully understand that it is my responsibility to safeguard my Login Credentials, and that I am responsible for any trade placed through, originating from, or associated with my Voyager Account whether placed by me or another third-party as the result of my failure to safeguard my Login Credentials. I further acknowledge and agree that all orders entered by me or through my Voyager Account are unsolicited and based on my own investment decisions or the investment decision of my duly authorized representative or agent. I agree and understand that I have not received and do not expect to receive any investment advice from Voyager or any of Voyager’s Affiliates in connection with my orders. Notwithstanding anything in this Agreement, I agree and understand that Voyager accepts no responsibility whatsoever for, and shall in no circumstances be liable to me in connection with, my decisions. I agree and understand that under no circumstances will Voyager’s use of the Voyager Account be deemed to create a relationship that includes the provision of or tendering of investment advice. I agree that neither Voyager nor any of Voyager’s employees, agents, principals, or representatives (i) provide investment advice in connection with this Voyager Account, (ii) recommend any Cryptocurrencies, transactions, or orders, or (iii) solicit orders. To the extent research materials or similar information are available through the App or the Website, I understand that these materials are intended for informational and educational purposes only and they do not constitute a recommendation to enter into any Cryptocurrency transactions or to engage in any investment strategies.
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Customer Representations and Responsibilities 
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Related to Customer Representations and Responsibilities

  • Representations and Responsibilities You represent and warrant to us that any information you have given or will give us with respect to this agreement is complete and accurate. Further, you agree that any directions you give us or action you take will be proper under this agreement, and that we are entitled to rely upon any such information or directions. If we fail to receive directions from you regarding any transaction, if we receive ambiguous directions regarding any transaction, or if we, in good faith, believe that any transaction requested is in dispute, we reserve the right to take no action until further clarification acceptable to us is received from you or the appropriate government or judicial authority. We will not be responsible for losses of any kind that may result from your directions to us or your actions or failures to act, and you agree to reimburse us for any loss we may incur as a result of such directions, actions, or failures to act. We will not be responsible for any penalties, taxes, judgments, or expenses you incur in connection with your ▇▇▇▇ ▇▇▇. We have no duty to determine whether your contributions or distributions comply with the Code, regulations, rulings, or this agreement. We may permit you to appoint, through written notice acceptable to us, an authorized agent to act on your behalf with respect to this agreement (e.g., attorney-in-fact, executor, administrator, investment manager), but we have no duty to determine the validity of such appointment or any instrument appointing such authorized agent. We will not be responsible for losses of any kind that may result from directions, actions, or failures to act by your authorized agent, and you agree to reimburse us for any loss we may incur as a result of such directions, actions, or failures to act by your authorized agent. You will have 60 days after you receive any documents, statements, or other information from us to notify us in writing of any errors or inaccuracies reflected in these documents, statements, or other information. If you do not notify us within 60 days, the documents, statements, or other information will be deemed correct and accurate, and we will have no further liability or obligation for such documents, statements, other information, or the transactions described therein. By performing services under this agreement we are acting as your agent. You acknowledge and agree that nothing in this agreement will be construed as conferring fiduciary status upon us. We will not be required to perform any additional services unless specifically agreed to under the terms and conditions of this agreement, or as required under the Code and the regulations promulgated thereunder with respect to ▇▇▇▇ IRAs. You agree to indemnify and hold us harmless for any and all claims, actions, proceedings, damages, judgments, liabilities, costs, and expenses, including attorney’s fees arising from or in connection with this agreement. To the extent written instructions or notices are required under this agreement, we may accept or provide such information in any other form permitted by the Code or applicable regulations including, but not limited to, electronic communication.

  • Position and Responsibilities During the term of Executive’s employment hereunder, Executive agrees to serve as an Executive Vice President of the Bank. Executive shall perform administrative and management services for the Bank which are customarily performed by persons in a similar executive officer capacity. During said period, Executive also agrees to serve as an officer and director of any subsidiary of the Bank or the Company, if elected.

  • Client’s Responsibilities The Client’s responsibilities include the following: a. Enrolling. The Client must complete the Informed Consent for Collection and Storage (attached as Schedule 1) The Client must complete or facilitate the Gestational Carrier’s and if applicable, Egg Donor’s completion of the Health History Questionnaire and the Informed Consent to Testing of the Maternal Sample provided by ViaCord. For ▇▇▇▇ ▇▇▇▇▇▇▇ collected in New York State, where possible, the Child’s biological father should also complete a Health History Questionnaire. Generally, for Newborn Stem Cells to be used in treatment, the healthcare provider will need information about the Gestational Carrier and if applicable, Egg Donor. The Health History Questionnaire(s) provides much of the required information.Complete and accurate information is critical to Release and use of Newborn Stem Cells. If You do not provide a completed Health History Questionnaire(s) from the Gestational Carrier and if applicable, Egg Donor, VPL may be unable to Release the Newborn Stem Cells. In addition, if any information provided in the ViaCord Services Agreement or any of the Health History Questionnaire(s) is incomplete or incorrect, it is the Client’s responsibility to notify ViaCord and correct that information immediately.