DEALINGS IN SECURITIES Sample Clauses
The 'Dealings in Securities' clause regulates how parties to an agreement may buy, sell, or otherwise transact in securities, such as shares or bonds, that may be affected by the information exchanged under the contract. Typically, this clause restricts parties from trading in relevant securities if they possess confidential or price-sensitive information obtained through the agreement, and may require compliance with insider trading laws. Its core function is to prevent unlawful or unethical trading based on non-public information, thereby ensuring legal compliance and maintaining market integrity.
DEALINGS IN SECURITIES. The Executive undertakes that (a) he will at all times during the Term observe and comply with the Model Code; and (b) he will not deal in any securities of the Company as defined in Section 12 of the Company Securities (Insider Dealing) A▇▇ ▇▇▇▇ unless prior written notice of such proposed dealings has been given to the Board and a written acknowledgement of such notice is received by the Executive from the Board.
DEALINGS IN SECURITIES. The Executive shall at all times whether during or after the Employment comply and shall procure that his parents, spouse and children below the age of twenty-one (21) years old comply with all applicable laws and rules as well as recognised investment exchange regulations. The Executive shall further, during his Employment, comply with any policy issued by the Company from time to time in relation to dealings in shares, debentures or other securities of the Company and any Group Company or any unpublished price sensitive information affecting the securities of any other company.
DEALINGS IN SECURITIES. The Executive will comply (and will procure that his wife and minor children comply) with all applicable rules of law (including, in particular, Part V of the Criminal Justice Act 1993), stock exchange codes, rules and regulations, and all rules, policies and codes of conduct of the Company as issued from time to time in relation to the holding of and dealing in shares, debentures or other securities.
DEALINGS IN SECURITIES. The Executive shall at all times comply with the policies of Gerber and the laws, rules and regulations of the United States and the U.S. Securities and Exchange Commission (SEC) with respect to matters pertaining to financial and other reporting requirements and the purchase and sale of shares of Gerber by any executive of Gerber.
DEALINGS IN SECURITIES. The Executive shall during the Employment and for a period of 1 year after the termination of the Employment comply and shall procure that his spouse and minor children shall comply with all applicable rules of law and recognised investment exchange regulations, including the Securities and Futures Act (Cap.289) of Singapore, Singapore Exchange Securities Trading Limited Listing Manual and the Singapore Code on Take-overs and Mergers, and any Company policy issued in relation to dealings in shares debentures or other securities of the Company and any Group Company or any unpublished price sensitive information affecting the securities of any other company.
DEALINGS IN SECURITIES. Employee will remain subject to The Western Union Company’s (the “Company’s”) ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ and Confidentiality Policy Applicable to “Section 16 Insiders,” as such policy may be amended or replaced from time to time (the “Section 16 Insider Policy”), until the Company files its 2008 Annual Report on Form 10-K (the “2008 Form 10-K”) with the United States Securities and Exchange Commission (the “SEC”). After the Company files its 2008 Form 10-K with the SEC, Employee will be allowed to transact in Company securities without being subject to the Company’s securities transaction pre-clearance procedures as set forth in the Section 16 Insider Policy or The Company’s ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ and Confidentiality Policy Applicable to Persons on the Advance Clearance List, as such policies may be amended or replaced from time to time; provided, however, that Employee’s transactions in Company securities shall be subject to (1) the Company’s ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ and Confidentiality Policy Applicable to All Employees, as such policy may be amended or replaced from time to time, for so long as Employee remains employed by the Company, and (2) all applicable laws, rules and regulations, including, without limitation, Section 16 of the Securities Exchange Act of 1934, and the rules promulgated thereunder (“Section 16”). Employee acknowledges and agrees that Employee is solely responsible for filing all required Section 16 reports regarding Employee’s transactions in Company securities and that Company has no responsibility for filing such reports on behalf of Employee. The Company may, however, in its sole discretion, elect to assist Employee in filing such Section 16 reports during the 6-month period following the date the Employee ceases to be designated as a Section 16 officer by the Company provided that the Employee provides to the Company all information needed to file such reports within 12 hours of conducting a transaction in the Company’s securities. Notice shall be given to ▇▇▇▇▇ ▇▇▇▇▇▇▇, Western Union, ▇▇▇▇▇ ▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, #M21A4, Englewood, CO 80112, ▇▇▇▇▇.▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇, ▇▇▇-▇▇▇-▇▇▇▇.
DEALINGS IN SECURITIES. The Executive will comply with Staff Dealings Rules and any other related rules issued from time to time by the Employer and acknowledges that compliance with such rules is a condition of his employment any breach of which may be considered for disciplinary action by the Employer.
DEALINGS IN SECURITIES. In accordance with the Rules (a copy of which is held, buy the Company and is available for inspection) the Executive undertakes that:
15.1 He will observe and comply at all times with the Rules.
15.2 He will not deal in any securities of the Company (namely shares or debentures (whether or not secured) or warrants or options to subscribe for any shares or debentures) unless prior notice of such proposed dealings has been given to the Company and prior clearance has been received by the Executive;
15.3 During the period of two months immediately preceding the announcements of the Company's annual results and during the period of one month immediately preceding the announcements of the Company's half-yearly and quarterly results together with dividends and distributions to be paid or passed he will not purchase any such securities of the Company nor will he sell any such securities unless the circumstances are exceptional and the prior consent of the Board has been obtained;
15.4 He will use his best endeavours to avoid any dealings by his spouse or on behalf of any infant child and any other dealings in which for the purposes of the Companies ▇▇▇ ▇▇▇▇ he is or is to be treated as interested at a time when he himself is not free to deal on the basis that the Rules are to be regarded as equally applicable to any dealings by his spouse or on behalf of any child and any other dealings in which for the purposes of the Companies ▇▇▇ ▇▇▇▇ he is or is to be treated as interested.
DEALINGS IN SECURITIES. The Executive shall comply with the provisions of the code of dealing adopted by the Company from time to time in force based on the provisions of the model code on directors’ dealings in securities (“the Model Code”) published and from time to time amended by the London Stock Exchange or in the absence of the adoption of such a code, with the provisions of the Model Code and shall not (subject always to her fiduciary duties as a director of the Company) do or omit to do anything which could result in the Company being in breach of the listing rules published by the London Stock Exchange.
DEALINGS IN SECURITIES. In accordance with the Model Code the Executive undertakes that he will:-
23.1 at all times observe and comply with the Model Code;
23.2 not deal in any securities of the Company including shares or debentures (whether or not secured) or warrants or options to subscribe for any shares or debentures unless prior notice of such proposed dealings has been given to the Board (or any director other than himself appointed from time to time for the purpose) and a written acknowledgement of such notice is received;
23.3 not purchase or sell any securities of the Company in the two months immediately preceding the announcement of the Company’s half-yearly or annual results unless the circumstances are exceptional and the prior written consent of the Board has been obtained;
23.4 seek to avoid any dealings by his spouse or on behalf of any infant child or any other dealings in which for the purposes of the Companies ▇▇▇ ▇▇▇▇ (as amended) he is or is to be treated as interested at a time when he himself is not free to deal on the basis that the Model Code is to be regarded as equally applicable to dealings by his spouse or on behalf of any infant child or any other dealings in which for the purposes of the Companies ▇▇▇ ▇▇▇▇ he is or is to be treated as interested; and
23.5 immediately inform the Company Secretary in writing of any dealings by the Executive or any person connected with the Executive (within the meaning of section 346 of the Companies Act 1985). EXECUTED AS A DEED by the COMPANY ) /s/ ▇▇▇▇ ▇▇▇▇▇▇ in the presence of:- ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇ /s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ Director /s/ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Director SIGNED AS A DEED and DELIVERED by ) /s/ ▇▇▇▇▇ ▇. ▇▇▇▇ the EXECUTIVE in the presence of:- ) /s/ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇