Common use of Delivery of Certificates Upon Exercise Clause in Contracts

Delivery of Certificates Upon Exercise. Certificates for Shares purchased hereunder shall be transmitted by the transfer agent for the Common Stock (the “Transfer Agent”) to the Holder by physical delivery of a certificate to the address specified by the Holder in the Notice of Exercise by the date that is five (5) days after the latest of (A) the delivery to the Company of the Notice of Exercise, (B) surrender of this Warrant (if required) and (C) payment of the aggregate Purchase Price as set forth above (such date, the “Warrant Share Delivery Date”). The Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such Shares for all purposes, as of the date the Warrant has been exercised, with payment to the Company of the Purchase Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(b)(v) below, prior to the issuance of such Shares, having been paid.

Appears in 2 contracts

Sources: Warrant Agreement (DanDrit Biotech USA, Inc.), Warrant Agreement (DanDrit Biotech USA, Inc.)

Delivery of Certificates Upon Exercise. Certificates for Shares shares purchased hereunder shall be transmitted by the transfer agent for the Common Stock (the “Transfer Agent”) to the Holder by physical delivery of a certificate delivered to the address specified by the Holder in the Notice of Exercise by the date that is five (5) days after the latest of (A) within 3 Trading Days from the delivery to the Company of the Notice of ExerciseExercise Form, (B) surrender of this Warrant (if required) and (C) payment of the aggregate Purchase Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such Shares shares for all purposes, as of the date the Warrant has been exercised, with exercised by payment to the Company of the Purchase Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(b)(v2(d)(v) below, prior to the issuance of such Sharesshares, having have been paid.

Appears in 2 contracts

Sources: Security Agreement (North Bay Resources Inc), Security Agreement (North Bay Resources Inc)

Delivery of Certificates Upon Exercise. Certificates for Shares shares purchased hereunder shall be transmitted by the transfer agent for the Common Stock (the “Transfer Agent”) delivered to the Holder by physical delivery of a certificate to the address specified by the Holder in the Notice of Exercise by the date that is five (5) days after the latest of (A) within 5 Trading Days from the delivery to the Company of the Notice of ExerciseExercise Form, (B) surrender of this Warrant (if required) and (C) payment of the aggregate Purchase Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”"WARRANT SHARE DELIVERY DATE"). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such Shares shares for all purposes, as of the date the Warrant has been exercised, with exercised by payment to the Company of the Purchase Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(b)(v2(e)(vii) below, prior to the issuance of such Sharesshares, having have been paid.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Composite Technology Corp), Securities Purchase Agreement (Composite Technology Corp)

Delivery of Certificates Upon Exercise. Certificates for Shares shares purchased hereunder shall be transmitted by the transfer agent for of the Common Stock (the “Transfer Agent”) Company to the Holder by physical delivery of a certificate to the address specified by the Holder in the Notice of Exercise Form within seven (7) Calendar Days from the receipt by the date that is five (5) days after the latest of (A) the delivery to the Company of the Notice of ExerciseExercise Form, (B) and upon surrender of this Warrant (if required) and (C) payment of the aggregate Purchase Price as set forth above (such date, Warrant Shares purchased. This Warrant shall be deemed to have been exercised on the date the payment of the Warrant Share Delivery Date”)Shares purchased is received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such Shares shares for all purposes, as of the date the Warrant has been exercised, with exercised by payment to the Company of the Purchase Price Warrant Shares purchased and all taxes required to be paid by the Holder, if any, pursuant to Section 1(b)(v) below, prior to the issuance of such Sharesshares, having have been paid.

Appears in 1 contract

Sources: Common Stock Purchase Warrant (Compumed Inc)

Delivery of Certificates Upon Exercise. Certificates for Shares Warrant ▇▇▇▇▇▇ purchased hereunder shall be transmitted delivered by the transfer agent for of the Common Stock (the “Transfer Agent”) Company to the Holder by physical delivery of a certificate to the address specified by the Holder in the Notice of Exercise by the date that is Exercise, within five (5) days after the latest of (A) Trading Days from the delivery to the Company of the Notice of ExerciseExercise form, (B) surrender of this Warrant (if required) and (C) payment of the aggregate Purchase Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such Shares shares for all purposes, as of the date the Warrant has been exercised, with exercised by payment to the Company of the Purchase Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(b)(v) below, prior to the issuance of such Shares, having have been paid.

Appears in 1 contract

Sources: Securities Agreement (Pimi Agro Cleantech, Inc.)

Delivery of Certificates Upon Exercise. Certificates for Shares shares purchased hereunder shall be transmitted by the transfer agent for the Common Stock (the “Transfer Agent”) Agent to the Holder by physical delivery of a certificate to the address specified by the Holder in the Notice of Exercise by the date that is five (5) days after the latest of (A) within 3 Trading Days from the delivery to the Company of the Notice of ExerciseExercise Form, (B) surrender of this Warrant (if required) and (C) payment of the aggregate Purchase Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such Shares shares for all purposes, as of the date the Warrant has been exercised, with exercised by payment to the Company of the Purchase Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(b)(v2(e)(vi) below, prior to the issuance of such Sharesshares, having have been paid.

Appears in 1 contract

Sources: Common Stock Purchase Warrant (STW Resources Holding Corp.)

Delivery of Certificates Upon Exercise. Certificates for Warrant Shares purchased hereunder shall be transmitted by the transfer agent for the Common Stock (the “Transfer Agent”) to the Holder by physical delivery of a certificate delivered to the address specified by the Holder in the Notice of Exercise by within the date that is five (5) days after first 10 Business Days of the latest of (A) month following the delivery to the Company of month in which the Notice of Exercise, (B) surrender of this Warrant (if required) Exercise Form and (C) payment of the aggregate Purchase Exercise Price as set forth above is delivered to the Company (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such Warrant Shares for all purposes, as of the date the Warrant has been exercised, with exercised by payment to the Company of the Purchase Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(b)(v) below, prior to the issuance of such Sharessecurities, having have been paid.

Appears in 1 contract

Sources: Convertible Promissory Note (Nexien Biopharma, Inc.)

Delivery of Certificates Upon Exercise. Certificates for Shares shares purchased hereunder shall be transmitted by the transfer agent for of the Common Stock (the “Transfer Agent”) Company to the Holder by physical delivery of a certificate to the address specified by the Holder in the Notice of Exercise by the date that is five (5) days after the latest of (A) within 5 Trading Days from the delivery to the Company of the Notice of ExerciseExercise Form, (B) surrender of this Warrant (if required) and (C) payment of the aggregate Purchase Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such Shares shares for all purposes, as of the date the Warrant has been exercised, with exercised by payment to the Company of the Purchase Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(b)(v) below, prior to the issuance of such Sharesshares, having have been paid.

Appears in 1 contract

Sources: Convertible Loan Agreement (Americas Wind Energy Corp)

Delivery of Certificates Upon Exercise. Certificates for Shares shares purchased hereunder shall be transmitted by the transfer agent for the Common Stock (the “Transfer Agent”) to the Holder by physical delivery of a certificate to the address specified by the Holder in the Notice of Exercise by the date that is within five (5) days after the latest of (A) Trading Days from the delivery to the Company of the Notice of ExerciseExercise Form, (B) surrender of this Warrant (if required) and (C) payment of the aggregate Purchase Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such Shares shares for all purposes, as of the date the Warrant has been exercised, with exercised by payment to the Company of the Purchase Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(b)(v2(e)(iv) below, prior to the issuance of such Sharesshares, having have been paid.

Appears in 1 contract

Sources: Securities Agreement (XCel Brands, Inc.)

Delivery of Certificates Upon Exercise. Certificates for Shares shares purchased hereunder shall be transmitted by the transfer agent for the Common Stock (the “Transfer Agent”) delivered to the Holder by physical delivery of a certificate to the address specified by the Holder in the Notice of Exercise by the date that is within five (5) days after the latest of (A) Trading Days from the delivery to the Company of the Notice of ExerciseExercise Form, (B) surrender of this Warrant (if required) and (C) payment of the aggregate Purchase Exercise Price as set forth above (such date, the “"Warrant Share Delivery Date"). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such Shares shares for all purposes, as of the date the Warrant has been exercised, with exercised by delivery to the Company of the Notice of Exercise form and by payment to the Company of the Purchase Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(b)(v) below, prior to the issuance of such Sharesshares, having have been paid.

Appears in 1 contract

Sources: Distribution Agreement (Diomed Holdings Inc)

Delivery of Certificates Upon Exercise. Certificates for Shares shares purchased hereunder shall be transmitted by the transfer agent for the Common Stock (the “Transfer Agent”) Company to the Holder by physical delivery of a certificate to the address specified by the Holder in the Notice of Exercise by the date that is five (5) within 5 business days after the latest of (A) from the delivery to the Company of the Notice of ExerciseExercise Form, (B) surrender of this Warrant (if required) and (C) payment of the aggregate Purchase Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such Shares shares for all purposes, as of the date the Warrant has been exercised, with exercised by payment to the Company of the Purchase Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(b)(v) below, prior to the issuance of such Sharesshares, having have been paid.

Appears in 1 contract

Sources: Debenture Agreement (American Antiquities, Inc.)

Delivery of Certificates Upon Exercise. Certificates for Shares shares purchased hereunder shall be transmitted by the transfer agent for the Common Stock (the “Transfer Agent”) delivered to the Holder by physical delivery of a certificate to the address specified by the Holder in the Notice of Exercise by the date that is five (5) days after the latest of (A) within 3 Trading Days from the delivery to the Company of the Notice of ExerciseExercise Form, (B) surrender of this Warrant (if required) and (C) payment of the aggregate Purchase Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”"WARRANT SHARE DELIVERY DATE"). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such Shares shares for all purposes, as of the date the Warrant has been exercised, with exercised by delivery to the Company of the Notice of Exercise form and by payment to the Company of the Purchase Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(b)(v2(e)(vii) below, prior to the issuance of such Sharesshares, having have been paid.

Appears in 1 contract

Sources: Securities Agreement (Diomed Holdings Inc)

Delivery of Certificates Upon Exercise. Certificates for Shares Warrant S▇▇▇▇▇ purchased hereunder shall be transmitted by the transfer agent for the Common Stock (the “Transfer Agent”) to the Holder by physical delivery of a certificate delivered to the address specified by the Holder in the Notice of Exercise by within the date that is five (5) days after first 10 Business Days of the latest of (A) month following the delivery to the Company of month in which the Notice of Exercise, (B) surrender of this Warrant (if required) Exercise Form and (C) payment of the aggregate Purchase Exercise Price as set forth above is delivered to the Company (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such Warrant Shares for all purposes, as of the date the Warrant has been exercised, with exercised by payment to the Company of the Purchase Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(b)(v1(c)(v) below, prior to the issuance of such Sharesshares, having have been paid.

Appears in 1 contract

Sources: Class E Share Purchase Warrant (Nexien Biopharma, Inc.)

Delivery of Certificates Upon Exercise. Certificates for Shares shares purchased hereunder shall be transmitted by the Company’s transfer agent for the Common Stock (the “Transfer Agent”) to the Holder ), by physical delivery of a certificate to the address specified by the Holder in the Notice of Exercise by the date that is five (5) days Trading Days after the latest of (A) the delivery to the Company of the Notice of Exercise, (B) surrender of this Warrant (if required) ), and (C) payment of the aggregate Purchase Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such Shares shares for all purposes, as of the date the Warrant has been exercised, with payment to the Company of the Purchase Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(b)(v2(d)(vi) below, prior to the issuance of such Warrant Shares, having been paid.

Appears in 1 contract

Sources: Subscription Agreement (KonaRed Corp)