Dollar References. 64 Section 12.03. Notices............................................... 64 Section 12.04. Entire Agreement...................................... 65 Section 12.05. Waivers and Amendments; Non-Contractual Remedies; Preservation of Remedies.................... 65 Section 12.06. Governing Law; Choice of Forum........................ 66 Section 12.07. Submission to Jurisdiction............................ 66 Section 12.08. Specific Performance.................................. 66 Section 12.09. Binding Effect; Assignment............................ 66 Section 12.10. Interpretation........................................ 67 Section 12.11. No Third Party Beneficiaries.......................... 67 Section 12.12. Counterparts.......................................... 67 Section 12.13. Exhibits and Schedules................................ 68 Section 12.14. Headings.............................................. 68 Section 12.15. Severability.......................................... 68 The forms and schedules listed below have been ommitted from this filing. The registrant undertakes to provide supplementally a copy of any omitted schedule upon request by the Commission. EXHIBITS Exhibit A Form of Administrative Services Agreement Exhibit B Form of Assumption of Liabilities Agreement Exhibit C Form of ▇▇▇▇ of Sale and General Assignment Exhibit D Form of EICN Reinsurance Agreement Exhibit E Form of Intellectual Property Rights License Agreement Exhibit F Form of Renewal Rights Agreement Exhibit G Form of Reverse Transition Services Agreement Exhibit H Form of Transition Services and Facilities Agreement SCHEDULES Schedule 1.01(a) - Customer Lists Schedule 1.01(b)(i) - Clarendon Program Insurance Policies Schedule 1.01(b)(ii) - Fremont Policies Schedule 1.01(c) - Other Assumed Liabilities Schedule 1.01(d) - Fremont Commercial Agent List Schedule 3.03 - Necessary Consents, etc. Schedule 3.04(a) - Financial Statements Schedule 3.06 - Absence of Certain Changes Schedule 3.07(a) - Contracts Schedule 3.10(a) - Liens Schedule 3.11 - Litigation; Orders Schedule 3.12 - Compliance with Laws Schedule 3.13(a) - Employees List Schedule 3.13(b) - Employee Benefit Plans Schedule 3.13(c) - Severance Plans Schedule 3.15 - Licenses and Franchises
Appears in 1 contract
Dollar References. 64 Section 12.0376 13.03. Notices............................................... 64 Section 12.04......................................... 76 13.04. Entire Agreement...................................... 65 Section 12.05................................ 77 13.05. Waivers and Amendments; Non-Contractual Remedies; Preservation of Remedies.................... 65 Section 12.06........................ 77 13.06. Governing Law; Choice of Forum........................ 66 Section 12.07. Submission to Jurisdiction............................ 66 Section 12.08. Specific Performance.................................. 66 Section 12.09.................. 77 13.07. Binding Effect; Assignment............................ 66 Section 12.10...................... 77 13.08. Interpretation........................................ 67 Section 12.11.................................. 78 13.09. No Third Party Beneficiaries.......................... 67 Section 12.12.................... 79 13.10. Counterparts.......................................... 67 Section 12.13.................................... 79 13.11. Exhibits and Schedules................................ 68 Section 12.14.......................... 79 13.12. Headings.............................................. 68 Section 12.15........................................ 79 13.13. Severability.......................................... 68 The forms and schedules listed below have been ommitted from this filing. The registrant undertakes to provide supplementally a copy of any omitted schedule upon request by the Commission. .................................... 79 EXHIBITS Exhibit A - Sellers Exhibit B - Form of Administrative Services Agreement Exhibit B C - Form of Assumption of Liabilities Agreement Exhibit C D - Form of ▇▇▇▇ of Sale and General Assignment Exhibit D E - Form of EICN Report of Deloitte & Touche, LLP Exhibit E-1 - Form of Deloitte & Touche, LLP Engagement Letter Exhibit F - Form of Pre-Closing Indemnity Reinsurance Agreement Exhibit E G - Form of Intellectual Property Rights License Post-Closing Indemnity Reinsurance Agreement Exhibit F H - Form of Renewal Rights Agreement Exhibit G I - Form of Reverse Transition Services Distribution and License Agreement Exhibit H J - Form of Transition Services Equity-Linked Note Exhibit K - Form of Amended and Facilities Restated Option Agreement SCHEDULES Exhibit L - Form of Aggregate Stop Loss Reinsurance Agreement Schedule 1.01(a) - Customer Lists Assigned and Assumed Contracts Schedule 1.01(b)(i1.01(b) - Clarendon Program Assumed Reinsurance Agreements Schedule 1.01(c) - Insurance Policies Schedule 1.01(b)(ii1.01(d)(i) - Fremont Policies Sellers' and Parent's Knowledge Schedule 1.01(c1.01(d)(ii) - Purchaser's Knowledge Schedule 1.01(e) - Other Assumed Liabilities Schedule 1.01(d1.01(g) - Fremont Tangible Assets Schedule 1.01(h) - CNA Commercial Agent List Schedule 3.03 1.01(i) - CNA Commercial Companies Schedule 3.01 - Newco Insurance Company Licenses and Approvals Schedule 4.03 - Necessary Consents, etc. Schedule 3.04(a4.04(a) - Financial Statements Information Schedule 3.06 4.06 - Absence of Certain Changes Schedule 3.07(a) 4.07 - Contracts Schedule 3.10(a4.08(a) - Liens Schedule 3.11 4.09 - Litigation; Orders Schedule 3.12 4.10 - Compliance with Laws Schedule 3.13(a4.11(a) - Employees List Schedule 3.13(b4.11(b) - Employee Benefit Plans Schedule 3.13(c4.11(c) - Severance Plans Schedule 3.15 4.13 - Licenses and FranchisesFranchises Schedule 4.14 - Disputed Claims Schedule 4.16(a) - Computer Software: Owned or Licensed Principally Used Software Schedule 4.16(b) - Computer Software: Owned or Licensed Generally Used Software Schedule 4.17 - Technology and Intellectual Property Schedule 4.18 - Insurance Business Schedule 4.19 - Cancellations Schedule 4.20 - Regulatory Filings Schedule 4.21(a) - Leases Schedule 4.21(b) - Leasehold Improvements Schedule 4.21(e) - Environmental Matters Schedule 4.22 - Labor Relations and Employment Schedule 4.24 - Reinsurance and Retrocessions Schedule 5.03 - Necessary Consents, etc. Schedule 5.04 - Compliance with Laws Schedule 6.02 - Third Party Confidentiality Agreements Schedule 6.09(c) - Employee Benefits Costs Schedule 6.10(f) - Security Measures Schedule 6.12(a) - Ceded Reinsurance Schedule 6.12(b) - Assumed Reinsurance Schedule 6.15(a) - Assumed Leases Schedule 6.15(b) - Subleases Schedule 9.03(c) - Real Estate Agents AMENDED AND RESTATED ASSET PURCHASE AND INVESTMENT AGREEMENT This AMENDED AND RESTATED ASSET PURCHASE AND INVESTMENT AGREEMENT (this "Agreement"), dated as of September 30, 1999, is entered into by and among CNA Financial Corporation, a Delaware corporation ("Parent"), each of the Subsidiaries of Parent listed on Exhibit A hereto (each a "Seller" and collectively, "Sellers"), The Allstate Corporation, a Delaware corporation ("Purchaser Parent"), Allstate Insurance Company, a stock insurance company domiciled in Illinois ("Purchaser"), and Willow Insurance Holdings, Inc., a Delaware corporation and an affiliate of Purchaser ("Willow").
Appears in 1 contract
Sources: Asset Purchase and Investment Agreement (Cna Financial Corp)
Dollar References. 64 Section 12.0350 11.03. Notices............................................... 64 Section 12.04.............................................50 11.04. Entire Agreement...................................... 65 Section 12.05....................................51 11.05. Waivers and Amendments; Non-Contractual Remedies; Preservation of Remedies.................... 65 Section 12.06............................51 11.06. Governing Law; Choice of Forum........................ 66 Section 12.07. Submission to Jurisdiction............................ 66 Section 12.08. Specific Performance.................................. 66 Section 12.09......................51 11.07. Binding Effect; Assignment............................ 66 Section 12.10..........................51 11.08. Interpretation........................................ 67 Section 12.11......................................52 11.09. No Third Party Beneficiaries.......................... 67 Section 12.12........................52 11.10. Counterparts.......................................... 67 Section 12.13........................................52 11.11. Exhibits and Schedules................................ 68 Section 12.14..............................52 11.12. Headings.............................................. 68 Section 12.15............................................53 11.13. Severability.......................................... 68 The forms and schedules listed below have been ommitted from this filing. The registrant undertakes to provide supplementally a copy of any omitted schedule upon request by the Commission. Compliance with Bulk Sales Laws.....................53 EXHIBITS Exhibit A - Form of Administrative Services Reinsurance Agreement Exhibit B - Form of Assumption of Liabilities Agreement Exhibit C Form of ▇▇▇▇ Bill of Sale and General Assignment Exhibit D C - Form of EICN Reinsurance A▇▇▇▇ption Agreement Exhibit D - Form of Escrow Agreement Exhibit E Form of Intellectual Property Rights License - Tax Matters Agreement Exhibit F Form of Renewal Rights Agreement Exhibit G Form of Reverse Transition Services Agreement Exhibit H Form of Transition Services and Facilities Agreement SCHEDULES Schedule 1.01(a) - Customer Lists Schedule 1.01(b)(i) - Clarendon Program Insurance Policies Schedule 1.01(b)(ii) - Fremont Policies Schedule 1.01(c) - Other Assigned and Assumed Liabilities Contracts Schedule 1.01(d) - Fremont Commercial Agent List Description of the Business Schedule 3.1(h) - Net Operating Losses Schedule 3.03 - Necessary Consents, etc. Schedule 3.04(a) - Financial Statements Schedule 3.06 - Absence of Certain Changes Undisclosed Liabilities Schedule 3.07(a) 3.07 - Contracts Schedule 3.10(a3.08(a) - Liens - Tangible Assets Schedule 3.11 3.9 - Litigation; Orders Schedule 3.12 3.10 - Compliance with Laws Schedule 3.13(a) - Employees List Schedule 3.13(b) 3.11 - Employee Benefit Plans Matters Schedule 3.13(c) 3.13 - Severance Plans Reinsurance Contracts Schedule 3.14 - Disputed Claims Schedule 3.15 - Licenses Computer Software Schedule 3.15A - Database Schedule 3.17 - Tax Matters Schedule 3.18 - Condition of Tangible Assets Schedule 3.20 - Agents and FranchisesBrokers Schedule 4.03 - Necessary Consents, etc. ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this "Agreement"), dated as of June 17, 1997, is entered into by and among Zenith Insurance Company, a California Corporation (the "Purchaser"), RISCORP, Inc., a Florida corporation ("RISCORP"), RISCORP Management Services, Inc., a Florida corporation ("RMS"), RISCORP of Illinois, Inc., an Illinois corporation ("RI"), Independent Association Administrators Incorporated, an Alabama corporation ("IAA"), RISCORP Insurance Services, Inc., a Florida corporation ("RIS"), RISCORP Managed Care Services, Inc. ("RMCS"), CompSource, Inc., a North Carolina corporation ("CompSource"), RISCORP Real Estate Holdings, Inc., a Florida corporation ("RRE"), RISCORP Acquisition, Inc., a Florida corporation ("RA"), RISCORP West, Inc., an Oklahoma corporation ("RW"), RISCORP of Florida, Inc., a Florida Corporation ("RF"), RISCORP Insurance Company, a Florida corporation ("RIC"), RISCORP Property & Casualty Insurance Company, a Florida corporation ("RP&C"), RISCORP National Insurance Company, a Missouri corporation ("RNIC"), RISCORP Services, Inc., a Florida corporation ("RS"), RISCORP Staffing Solutions Holding, Inc., a Florida corporation ("RSS Holding"), RISCORP Staffing Solutions, Inc. I, a Florida corporation ("RSSI") and RISCORP Staffing Solutions, Inc. II, a Florida corporation ("RSSII"). RISCORP, RMS, RI, IAA, RIS, RMCS, CompSource, RRE, RA, RW, RF, RIC, RP&C, RNIC, RS, RSS Holding, RSSI and RSSII are from time to time hereinafter referred to collectively as the "Sellers."
Appears in 1 contract
Sources: Asset Purchase Agreement (Zenith National Insurance Corp)