Effect of Headings Sample Clauses

Effect of Headings. The Section headings herein are for convenience only and shall not affect the construction hereof.

Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof.

Effect of Headings. The section headings herein are for ------------------ convenience only and shall not affect the construction or interpretation of this Agreement.

Effect of Headings. The Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters and the Company in accordance with its terms. Very truly yours, ▇▇▇▇ TECHNOLOGIES, INC. By /s/ ▇▇▇▇▇ ▇▇▇▇▇ Title: General Counsel CONFIRMED AND ACCEPTED, as of the date first above written: ▇▇▇▇▇▇▇ LYNCH, PIERCE, ▇▇▇▇▇▇ & ▇▇▇▇▇ INCORPORATED DEUTSCHE BANK SECURITIES INC. For themselves and as Representatives of the other Underwriters named in Schedule A hereto. By: ▇▇▇▇▇▇▇ LYNCH, PIERCE, ▇▇▇▇▇▇ & ▇▇▇▇▇ INCORPORATED By /s/ ▇▇▇▇ ▇. ▇▇▇▇▇▇▇ By: DEUTSCHE BANK SECURITIES INC. By /s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ By /s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ The initial public offering price per share for the Securities shall be $16.00. The purchase price per share for the Securities to be paid by the several Underwriters shall be $14.88, being an amount equal to the initial public offering price set forth above less $1.12 per share, subject to adjustment in accordance with Section 2(b) for dividends or distributions declared by the Company and payable on the Initial Securities but not payable on the Option Securities. Name of Underwriter Number of Initial Securities ▇▇▇▇▇▇▇ Lynch, Pierce, ▇▇▇▇▇▇ & ▇▇▇▇▇ Incorporated 4,086,000 Deutsche Bank Securities Inc. 3,064,500 Guggenheim Securities LLC 1,021,500 ▇▇▇▇▇▇▇ ▇▇▇▇▇ & Associates, Inc. 1,021,500 ▇▇▇▇▇ and Company, LLC 510,750 Imperial Capital, LLC 510,750 Total 10,215,000 1. The Company is selling 10,215,000 shares of Common Stock. 2. The Company has granted an option to the Underwriters, severally and not jointly, to purchase up to an additional 1,532,250 shares of Common Stock. 3. The initial public offering price per share for the Securities shall be $16.00. Free Writing Prospectus filed with the Securities and Exchange Commission on August 1, 2018 relating to the preliminary prospectus dated July 23, 2018 that was included in Amendment No. 1 to the Registration Statement on Form S-1, Registration No. 333-226088. ▇▇▇▇▇▇▇ ▇▇▇▇▇, Chief Executive Officer and Director ▇▇▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇, Chief Financial Officer ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇ III, Senior Vice President of Product ▇▇▇▇▇ ▇▇▇▇▇, General Counsel and Secretary ▇▇▇▇▇ ▇. ▇▇▇▇▇▇, Chairman ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇-▇▇▇▇▇▇, Director ▇▇▇▇▇▇▇ ▇.▇. Lo, Director ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇...

Effect of Headings. The Section headings have been inserted for convenience of reference only, are not to be considered part of this Supplemental Indenture and shall in no way modify or restrict any of the terms or provisions hereof.

Effect of Headings. The paragraph headings herein are for convenience only and are not part of this Letter Agreement and shall not affect the interpretation thereof.

Effect of Headings. The subject headings of the paragraphs and subparagraphs of this Agreement are included for purposes of convenience only, and shall not affect the construction or interpretation of any of its provisions.

Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Company, the Advisor and the Underwriters and in accordance with its terms. Very truly yours, By: /s/ R▇▇▇▇▇ ▇. ▇▇▇▇ Name: R▇▇▇▇▇ ▇. ▇▇▇▇ Title: Authorized Signatory By: Stellus Capital Management Holdings, L.P., the Managing Member of Stellus Capital Management, LLC By: SCM Holdings GP, LLC, General Partner of Stellus Capital Management Holdings, L.P. By: /s/ R▇▇▇▇▇ ▇. ▇▇▇▇ Name: R▇▇▇▇▇ ▇. ▇▇▇▇ Title: Authorized Signatory as of the date first above written: By: /s/ L▇▇▇▇ ▇▇▇▇▇▇ Name: L▇▇▇▇ ▇▇▇▇▇▇ Title: Managing Director By: /s/ A▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇▇ Name: A▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇▇ Title: Managing Director For themselves and as Representatives of the Underwriters named in Schedule A hereto. R▇▇▇▇▇▇ J▇▇▇▇ & Associates, Inc. 1,416,250 K▇▇▇▇, B▇▇▇▇▇▇▇ & W▇▇▇▇, Inc. 962,500 J▇▇▇▇▇ M▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ LLC 247,500 O▇▇▇▇▇▇▇▇▇▇ & Co. Inc. 123,750 Total 2,750,000 Members of the Underwriters’ selling group orally communicated the following information to their respective customers: Stellus Capital Investment Corporation proposes to sell 2,750,000 Common Shares to the Underwriters (3,162,500 shares including the underwriters’ to purchase Common Shares). The purchase price for the Shares will be $13.69 per share, which represents a price to the public of $14.10 per share, less an underwriting discount of $0.41 per share. The Advisor will separately pay the Underwriters an underwriting discount of $0.15 per share. The estimated net proceeds before expenses to Stellus Capital Investment Corporation will be $37.6 million or $43.3 million with the full exercise of the Underwriters’ option. R▇▇▇▇▇▇ J▇▇▇▇ & Associates, Inc. K▇▇▇▇, B▇▇▇▇▇▇▇ & W▇▇▇▇, Inc. As Representatives of the Underwriters named in Schedule A R▇▇▇▇▇▇ J▇▇▇▇ & Associates, Inc. 8▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇. ▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇ K▇▇▇▇, B▇▇▇▇▇▇▇ & W▇▇▇▇, Inc. 7▇▇ ▇▇▇ ▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇ ▇▇▇ ▇▇▇▇, ▇▇▇ ▇▇▇▇ ▇▇▇▇▇ Ladies & Gentlemen: The undersigned is an officer and/or director and/or owner of record or beneficially of shares of Stellus Capital Investment Corporation, a Maryland corporation (the “Company”). The Company proposes to carry out a public offering (the “Offering”) of common stock (“C...

Effect of Headings. The section, Schedule and Exhibit headings herein are for convenience only and shall not affect the construction hereof.