Effectiveness of Registration Statement; Compliance with Registration Requirements; No Stop Order Sample Clauses

This clause establishes that the registration statement for securities is effective and that all applicable registration requirements have been met. In practice, it confirms that the issuer has properly filed the necessary documents with the relevant regulatory authority, such as the SEC, and that there are no outstanding stop orders or proceedings that would prevent the registration from being effective. The core function of this clause is to assure parties that the securities can be lawfully offered and sold, thereby reducing legal risk and ensuring regulatory compliance.
Effectiveness of Registration Statement; Compliance with Registration Requirements; No Stop Order. During the period from and after the execution of this Agreement to and including the Closing Date or the Option Closing Date, as applicable: (i) the Company shall have filed the Prospectus with the Commission (including the information required by Rule 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act; or the Company shall have filed a post-effective amendment to the Registration Statement containing the information required by such Rule 430A, and such post-effective amendment shall have become effective; and (ii) no stop order suspending the effectiveness of the Registration Statement, or any post-effective amendment to the Registration Statement, shall be in effect and no proceedings for such purpose shall have been instituted or threatened by the Commission.
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Effectiveness of Registration Statement; Compliance with Registration Requirements; No Stop Order. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Units, any Subsequent Closing Date: (i) the Company shall have filed the Prospectus with the Commission (including the information required by Rule 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act; or the Company shall have filed a post-effective amendment to the Registration Statement containing the information required by such Rule 430A, and such post-effective amendment shall have become effective; and the Company shall have timely filed each Issuer Free Writing Prospectus with the Commission, to the extent required by Rule 433 under the Securities Act; (ii) no stop order suspending the effectiveness of the Registration Statement, or any post-effective amendment to the Registration Statement, shall be in effect and no proceedings for such purpose shall have been instituted or threatened by the Commission; and (iii) the FINRA shall have raised no objection (that remains effective) to the fairness and reasonableness of the underwriting terms and arrangements.
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Effectiveness of Registration Statement; Compliance with Registration Requirements; No Stop Order. (i) (A) the Company shall have used its reasonable best efforts to cause the Registration Statement to be declared effective not later than 9:05 a.m., New York City time, on July 20, 2004; and
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Effectiveness of Registration Statement; Compliance with Registration Requirements; No Stop Order. For the period from and after effectiveness of this Agreement and through and including the First Closing Date and, with respect to the Optional Shares, any Subsequent Closing Date: (i) the Company shall have filed the Prospectus with the Commission (including the information required by Rule 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act (without reliance on Rule 424(b)(8)) or the Company shall have filed a post-effective amendment to the Registration Statement containing the information required by such Rule 430A, and such post-effective amendment shall have become effective; and the Company shall have filed the Issuer Free Writing Prospectus referred to in Schedule F hereto with the Commission prior to 5:00 p.m. (New York City time) on the day immediately after the date of this Agreement; and (ii) no stop order suspending the effectiveness of the Registration Statement, or any post-effective amendment to the Registration Statement, shall be in effect and no proceedings for such purpose shall have been instituted or threatened by the Commission.
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Related to Effectiveness of Registration Statement; Compliance with Registration Requirements; No Stop Order

  • Effectiveness of Registration Statement The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A prospectus containing the Rule 430A Information shall have been filed with the Commission in accordance with Rule 424(b) (or a post-effective amendment providing such information shall have been filed and declared effective in accordance with the requirements of Rule 430A) or, if the Company has elected to rely upon Rule 434, a Term Sheet shall have been filed with the Commission in accordance with Rule 424(b).