Common use of Effectiveness of Registration Statement Clause in Contracts

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 37 contracts

Sources: Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and and, at the Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have or any post-effective amendment thereto has been issued under the 1933 Act Act, no order preventing or suspending the use of any preliminary prospectus or the Prospectus has been issued and no proceedings therefor initiated for any of those purposes have been instituted or threatened by are pending or, to the CommissionCompany’s knowledge, contemplated; and any the Company has complied with each request on the part of (if any) from the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497information.

Appears in 36 contracts

Sources: Underwriting Agreement (Mineralys Therapeutics, Inc.), Underwriting Agreement (Inovio Pharmaceuticals, Inc.), Underwriting Agreement (MeridianLink, Inc.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have or any post-effective amendment thereto has been issued under the 1933 Act Act, no order preventing or suspending the use of any preliminary prospectus or the Prospectus has been issued and no proceedings therefor initiated for any of those purposes have been instituted or threatened by are pending or, to the CommissionCompany’s knowledge, contemplated; and any the Company has complied with each request on the part of (if any) from the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497information.

Appears in 20 contracts

Sources: Underwriting Agreement (Terra Property Trust, Inc.), Underwriting Agreement (Sachem Capital Corp.), Underwriting Agreement (Chicken Soup for the Soul Entertainment, Inc.)

Effectiveness of Registration Statement. The Registration StatementStatement shall have become effective, including any Rule 462(b) Registration Statementand, has become effective at each of the Closing Date and at the Option Closing Time Date, no stop order suspending the effectiveness of the Registration Statement shall have been issued under and no proceedings for the 1933 Act purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened contemplated by the Commission, Commission and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Winston & ▇▇▇▇▇▇ LLP.

Appears in 19 contracts

Sources: Underwriting Agreement (99 Acquisition Group Inc.), Underwriting Agreement (99 Acquisition Group Inc.), Underwriting Agreement (99 Acquisition Group Inc.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and under the 1933 Act upon filing with the Commission and, at the Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b) without reliance on Rule 424(b)(8).

Appears in 19 contracts

Sources: Underwriting Agreement (Interstate Power & Light Co), Underwriting Agreement (Interstate Power & Light Co), Underwriting Agreement (Wisconsin Power & Light Co)

Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(b) Registration Statement, ) has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 17 contracts

Sources: Distribution Agreement (Semco Energy Inc), Distribution Agreement (JDN Realty Corp), Distribution Agreement (Doral Financial Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become Statement shall remain effective under the Securities Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Securities Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing Underwriters and the Rule 430C Information Company shall not have been filed with received from the Commission in accordance with any notice pursuant to Rule 497401(g)(2) objecting to use of the automatic shelf registration statement form.

Appears in 15 contracts

Sources: Underwriting Agreement (Evergy Metro, Inc.), Underwriting Agreement (Evergy Metro, Inc.), Underwriting Agreement (Evergy Kansas Central, Inc.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor or pursuant to Section 8A of the 1933 Act initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 12 contracts

Sources: Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp)

Effectiveness of Registration Statement. The Registration StatementStatement was declared effective under the Securities Act as of the date and time specified in such opinion, including any and the Prospectus was filed with the Commission pursuant to the subparagraph of Rule 462(b424(b) Registration Statementof the Rules and Regulations specified in such opinion on the date specified therein. To the knowledge of such counsel, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have has been issued under the 1933 Act and no proceeding or proceedings therefor initiated examination for such purpose has been instituted or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 10 contracts

Sources: Underwriting Agreement (Hiland Holdings GP, LP), Underwriting Agreement (BreitBurn Energy Partners L.P.), Underwriting Agreement (Hiland Holdings GP, LP)

Effectiveness of Registration Statement. The Registration StatementStatement shall have become effective, including any Rule 462(b) Registration Statementand, has become effective at each of the Closing Date and at the Option Closing Time Date, no stop order suspending the effectiveness of the Registration Statement shall have been issued under and no proceedings for the 1933 Act purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened contemplated by the Commission, Commission and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Winston & S▇▇▇▇▇ LLP.

Appears in 9 contracts

Sources: Underwriting Agreement (Prime Number Acquisition I Corp.), Underwriting Agreement (Denali Capital Acquisition Corp.), Underwriting Agreement (Denali Capital Acquisition Corp.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have or any post-effective amendment thereto has been issued under the 1933 Act Act, no order preventing or suspending the use of any preliminary prospectus or the Prospectus has been issued and no proceedings therefor initiated for any of those purposes have been instituted or threatened by are pending or, to the Company’s knowledge, contemplated; and the Company has complied, to the Commission’s satisfaction, and any with each request on the part of (if any) from the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497information.

Appears in 8 contracts

Sources: Underwriting Agreement (Wintrust Financial Corp), Underwriting Agreement (Heartland Financial Usa Inc), Underwriting Agreement (Wintrust Financial Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have or any post-effective amendment thereto has been issued under the 1933 Act Act, no order preventing or suspending the use of any preliminary prospectus or the Prospectus has been issued and no proceedings therefor initiated for any of those purposes have been instituted or threatened by are pending or, to the CommissionCompany’s knowledge, contemplated; and any the Company has complied with each request on the part of (if any) from the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497information.

Appears in 8 contracts

Sources: Underwriting Agreement (Ashford Hospitality Prime, Inc.), Underwriting Agreement (Braemar Hotels & Resorts Inc.), Underwriting Agreement (Ashford Inc.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b) without reliance on Rule 424(b)(8).

Appears in 8 contracts

Sources: Purchase Agreement (Alliant Energy Corp), Purchase Agreement (Alliant Energy Corp), Purchase Agreement (Alliant Energy Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall have been issued under the 1933 Act Act, no order preventing or suspending the use of any preliminary prospectus or the Prospectus shall have been issued and no proceedings therefor initiated for any of those purposes have been instituted or threatened by are pending or, to the CommissionCompany’s knowledge, contemplated; and any the Company shall have complied with each request on the part of (if any) from the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497information.

Appears in 7 contracts

Sources: Underwriting Agreement (RAIT Financial Trust), Underwriting Agreement (RAIT Financial Trust), Underwriting Agreement (RAIT Financial Trust)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has shall have become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been timely filed with the Commission in accordance with Rule 497424(b).

Appears in 6 contracts

Sources: Underwriting Agreement (American Land Lease Inc), Underwriting Agreement (Lasalle Hotel Properties), Underwriting Agreement (Lasalle Hotel Properties)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and and, at the Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have or any post-effective amendment thereto has been issued under the 1933 Act, no order preventing or suspending the use of any preliminary prospectus or the Prospectus has been issued and no proceedings under Section 8A of the 1933 Act for any of those purposes have been instituted or proceedings therefor initiated or threatened by are pending or, to the CommissionCompany’s knowledge, contemplated; and any the Company has complied with each request on the part of (if any) from the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497information.

Appears in 6 contracts

Sources: Underwriting Agreement (Rexford Industrial Realty, Inc.), Underwriting Agreement (Rexford Industrial Realty, Inc.), Underwriting Agreement (Rexford Industrial Realty, Inc.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 6 contracts

Sources: Purchase Agreement (Pepco Holdings Inc), Underwriting Agreement (Atlantic City Electric Co), Purchase Agreement (Potomac Electric Power Co)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 6 contracts

Sources: Underwriting Agreement (Caterpillar Inc), Underwriting Agreement (Equity Office Properties Trust), Underwriting Agreement (Caterpillar Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 5 contracts

Sources: Purchase Agreement (Great American Financial Resources Inc), Purchase Agreement (American Financial Group Inc), Purchase Agreement (Aag Holding Co Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have or any post-effective amendment thereto has been issued under the 1933 Act Act, no order preventing or suspending the use of any preliminary prospectus or the Prospectus has been issued and no proceedings therefor initiated for any of those purposes have been instituted or threatened by are pending or, to the CommissionCompany’s knowledge, contemplated; and any the Company has complied with each request on the part of (if any) from the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497information.

Appears in 5 contracts

Sources: Underwriting Agreement (Dynex Capital Inc), Underwriting Agreement (Dynex Capital Inc), Underwriting Agreement (Dynex Capital Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated initiated, pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information Prospectus Supplement shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 5 contracts

Sources: Purchase Agreement (Atmos Energy Corp), Purchase Agreement (Atmos Energy Corp), Purchase Agreement (Atmos Energy Corp)

Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(b) Registration Statement, ) has become effective under the 1933 Act and at Closing Time the 1934 Act, as applicable, and no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act Act, and no proceedings for such purpose shall have been instituted or proceedings therefor initiated or shall be pending or, to the knowledge of the Company, threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Dealer(s).

Appears in 4 contracts

Sources: Omnibus Instrument (Protective Life Insurance Co), Omnibus Instrument (Protective Life Secured Trust 2003-1), Distribution Agreement (Protective Life Insurance Co)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and and, at the Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have or any post-effective amendment thereto has been issued under the 1933 Act Act, no order preventing or suspending the use of any preliminary prospectus or the Prospectus has been issued and no proceedings therefor initiated for any of those purposes have been instituted or are pending or, to the Company’s knowledge, threatened by the Commission, ; and any the Company has complied with each request on the part of (if any) from the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497information.

Appears in 4 contracts

Sources: Underwriting Agreement (Montrose Environmental Group, Inc.), Underwriting Agreement (YETI Holdings, Inc.), Underwriting Agreement (YETI Holdings, Inc.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and under the 1933 Act and, at the Closing Time Time, no stop order suspending the effectiveness of the Registration Statement or any Rule 462(b) Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 4 contracts

Sources: Terms Agreement (Jabil Circuit Inc), Terms Agreement (Jabil Circuit Inc), Underwriting Agreement (Jabil Circuit Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 4 contracts

Sources: Purchase Agreement (Boston Private Financial Holdings Inc), Purchase Agreement (Harleysville Group Inc), Underwriting Agreement (Teligent Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430A Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 4 contracts

Sources: Purchase Agreement (Horizon Technology Finance Corp), Purchase Agreement (Horizon Technology Finance Corp), Purchase Agreement (Golub Capital BDC, Inc.)

Effectiveness of Registration Statement. The Registration StatementStatement was declared effective under the Act on May 22, including any 2008; the Preliminary Prospectus and the Prospectus have been filed with the Commission pursuant to Rule 462(b424(b) Registration Statementin a manner and within the time period required by Rule 424(b); and, has become effective and at Closing Time to the knowledge of such counsel, no stop order suspending the effectiveness of the Registration Statement shall have has been issued under the 1933 Act and no proceeding for that purpose has been instituted or proceedings therefor initiated is pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 4 contracts

Sources: Underwriting Agreement, Underwriting Agreement (Teekay Offshore Partners L.P.), Underwriting Agreement (Teekay Offshore Partners L.P.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have or any post-effective amendment thereto has been issued under the 1933 Act Act, no order preventing or suspending the use of any preliminary prospectus or the Prospectus has been issued and no proceedings therefor initiated for any of those purposes have been instituted or threatened by are pending or, to the Company’s knowledge, contemplated; and the Company has complied, to the Commission’s satisfaction, and any with each request on the part of (if any) from the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497information.

Appears in 3 contracts

Sources: Underwriting Agreement (Wintrust Financial Corp), Underwriting Agreement (United Community Banks Inc), Underwriting Agreement (Wintrust Financial Corp)

Effectiveness of Registration Statement. The Registration StatementStatement became effective under the Act upon filing with the Commission on May 26, including any Rule 462(b) Registration Statement2010; to the knowledge of such counsel, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall has been issued and no proceedings for that purpose have been issued under the 1933 Act or proceedings therefor initiated instituted or threatened by the Commission, ; and any request on the part required filing of the Commission for additional information shall have Preliminary Prospectus pursuant to Rule 424(b) has been complied with to made in the reasonable satisfaction of counsel to manner and within the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497time period required by such Rule.

Appears in 3 contracts

Sources: Underwriting Agreement (DCP Midstream Partners, LP), Underwriting Agreement (DCP Midstream Partners, LP), Underwriting Agreement (DCP Midstream Partners, LP)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and and, at the Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have or any post-effective amendment thereto has been issued under the 1933 Act Act, no order preventing or suspending the use of any preliminary prospectus or the Prospectus has been issued and no proceedings therefor initiated or threatened by the Commission, and for any request on the part of the Commission for additional information shall those purposes have been complied with instituted or are pending or, to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Company’s knowledge, contemplated.

Appears in 3 contracts

Sources: Underwriting Agreement (Evolus, Inc.), Underwriting Agreement (Evolus, Inc.), Underwriting Agreement (Evolus, Inc.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor or pursuant to Section 8(A) of the Securities Act initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 3 contracts

Sources: Purchase Agreement (Crescent Capital BDC, Inc.), Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor or pursuant to Section 8A of the 1933 Act initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 3 contracts

Sources: Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have supplement has been filed with the Commission in accordance with and within the time period required by Rule 497424(b).

Appears in 3 contracts

Sources: Purchase Agreement (Puget Sound Energy Inc), Purchase Agreement (Puget Sound Energy Inc), Purchase Agreement (Puget Sound Energy Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor or pursuant to Section 8A of the 1933 Act initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 3 contracts

Sources: Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agent.

Appears in 3 contracts

Sources: Distribution Agreement (Merrill Lynch & Co Inc), Distribution Agreement (Genworth Life & Annuity Insurance Co), Distribution Agreement (Merrill Lynch & Co Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Sources: Underwriting Agreement (Pilgrims Pride Corp), Underwriting Agreement (Banknorth Group Inc/Me)

Effectiveness of Registration Statement. The Registration StatementStatement was declared effective under the Securities Act on [ ], including any Rule 462(b) Registration Statement2005; to the knowledge of such counsel, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall or the Rule 462(b) Registration Statement has been issued and no proceedings for that purpose have been issued under the 1933 Act or proceedings therefor initiated instituted or threatened by the Commission, ; and any request on the part required filing of the Commission for additional information shall have Prospectus pursuant to Rule 424(b) has been complied with to made in the reasonable satisfaction of counsel to manner and within the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497time period required by such Rule.

Appears in 2 contracts

Sources: Underwriting Agreement (Global Partners LP), Underwriting Agreement (Global Partners LP)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective effective, and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus Prospectus Supplement containing information relating to the Rule 430C Information description of the Securities, the specific method of distribution and similar matters shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Sources: Underwriting Agreement (Memc Electronic Materials Inc), Underwriting Agreement (Memc Electronic Materials Inc)

Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(bpost-effective amendments or further registration statements filed by the Company for the purpose of registering additional Notes in connection with this Agreement) Registration Statement, has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 2 contracts

Sources: Distribution Agreement (Advanta Corp), Distribution Agreement (Advanta Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the Securities Act upon filing with the Commission and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b) without reliance on Rule 424(b)(8).

Appears in 2 contracts

Sources: Underwriting Agreement (Wisconsin Power & Light Co), Underwriting Agreement (Alliant Energy Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents and Co-Agents.

Appears in 2 contracts

Sources: Distribution Agreement (Ge Life & Annuity Assurance Co), Distribution Agreement (Ge Life & Annuity Assurance Co)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose or proceedings therefor initiated pursuant to Section 8A of the 1933 Act against the Company or related to the offering of the Notes shall have been instituted or shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 2 contracts

Sources: Distribution Agreement (Ing Usa Annuity & Life Insurance Co), Distribution Agreement (Ing Usa Annuity & Life Insurance Co)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Final Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Sources: Underwriting Agreement (Utstarcom Inc), Underwriting Agreement (Utstarcom Inc)

Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(b) Registration Statement, ) has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agent.

Appears in 2 contracts

Sources: Distribution Agreement (Gillette Co), Distribution Agreement (Enron Corp/Or/)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 2 contracts

Sources: Underwriting Agreement (Team Health Holdings Inc.), Underwriting Agreement (Team Health Holdings Inc.)

Effectiveness of Registration Statement. The Registration StatementStatement was declared effective under the Securities Act on [ ], including any Rule 462(b) Registration Statement2004; to the knowledge of such counsel, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall or the Rule 462(b) Registration Statement has been issued and no proceedings for that purpose have been issued under the 1933 Act or proceedings therefor initiated instituted or threatened by the Commission, ; and any request on the part required filing of the Commission for additional information shall have Prospectus pursuant to Rule 424(b) has been complied with to made in the reasonable satisfaction of counsel to manner and within the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497time period required by such Rule.

Appears in 2 contracts

Sources: Underwriting Agreement (Copano Energy, L.L.C.), Underwriting Agreement (Stonemor Partners Lp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor therefore initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the in accordance with Rule 430C Information 424(b) shall have been filed with the Commission in accordance with Rule 497and declared effective.

Appears in 2 contracts

Sources: Purchase Agreement (Sunstone Hotel Investors, L.L.C.), Purchase Agreement (Sunstone Hotel Investors, Inc.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497424(b) or, if the Company has elected to rely upon Rule 434, a Term Sheet shall have been filed with the Commission in accordance with Rule 424(b).

Appears in 2 contracts

Sources: Underwriting Agreement (Computer Sciences Corp), Underwriting Agreement (Computer Sciences Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersUnderwriter. A final prospectus containing the Rule 430C Information shall have been timely filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Sources: Underwriting Agreement (Lasalle Hotel Properties), Underwriting Agreement (Lasalle Hotel Properties)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 2 contracts

Sources: Underwriting Agreement (New Plan Excel Realty Trust Inc), Underwriting Agreement (New Plan Excel Realty Trust Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become Statement shall remain effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Sources: Underwriting Agreement (Post Apartment Homes Lp), Underwriting Agreement (Post Apartment Homes Lp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersUnderwriter. A final prospectus containing information relating to the Rule 430C Information description of the Securities, the specific method of distribution and similar matters shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Sources: Underwriting Agreement (Mdu Resources Group Inc), Underwriting Agreement (Mdu Resources Group Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at the Closing Time and at any relevant Date of Delivery, no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final Any prospectus containing the required to be filed in accordance with Rule 430C Information 424(b) shall have been filed with the Commission in accordance with Rule 497Commission.

Appears in 2 contracts

Sources: Underwriting Agreement (Abn Amro Bank Nv), Underwriting Agreement (Abn Amro Bank Nv)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.satisfaction

Appears in 2 contracts

Sources: Purchase Agreement (Ixia), International Purchase Agreement (United Meridian Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has Statement shall have become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Sources: Purchase Agreement (Sierra Pacific Resources), Purchase Agreement (Sierra Pacific Resources Capital Trust Ii)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Underwriter.

Appears in 2 contracts

Sources: Underwriting Agreement (New Plan Excel Realty Trust Inc), Underwriting Agreement (New Plan Excel Realty Trust Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.the

Appears in 2 contracts

Sources: Purchase Agreement (Koninklijke Philips Electronics Nv), Purchase Agreement (Sicor Inc)

Effectiveness of Registration Statement. The Initial Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Initial Registration Statement or any Rule 462(b) Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or or, to the knowledge of the Company, threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with the manner and within the time period required by Rule 497424(b) (without reliance on Rule 424(b)(8)).

Appears in 2 contracts

Sources: Underwriting Agreement (Clarus Therapeutics Inc), Underwriting Agreement (Clarus Therapeutics Inc)

Effectiveness of Registration Statement. The Registration StatementStatement became effective under the Act upon its filing with the Commission on November 8, including any Rule 462(b) Registration Statement2017; to the knowledge of such counsel, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall has been issued and no proceedings for that purpose have been issued under the 1933 Act or proceedings therefor initiated instituted or threatened by the Commission, ; and any request on the part required filing of the Commission for additional information shall have Final Prospectus pursuant to Rule 424(b) has been complied with to made in the reasonable satisfaction of counsel to manner and within the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497time period required by such rule.

Appears in 2 contracts

Sources: Underwriting Agreement (DCP Midstream, LP), Underwriting Agreement (DCP Midstream, LP)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing information relating to the Rule 430C Information description of the Securities, the specific method of distribution and similar matters shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Sources: Underwriting Agreement (Mdu Resources Group Inc), Purchase Agreement (Mdu Resources Group Inc)

Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(b) Registration Statement and any Rule 429 Registration Statement, if applicable) has become effective under the 1933 Act and at Closing Time the 1934 Act, as applicable, and no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act Act, and no proceedings for such purpose shall have been instituted or proceedings therefor initiated or shall be pending or, to the knowledge of the Company, threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Dealer(s).

Appears in 2 contracts

Sources: Distribution Agreement (Protective Life Insurance Co), Distribution Agreement (Protective Life Insurance Co)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has shall have become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersUnderwriter. A final prospectus containing the Rule 430C Information shall have been timely filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Sources: Underwriting Agreement (Lasalle Hotel Properties), Underwriting Agreement (Lasalle Hotel Properties)

Effectiveness of Registration Statement. The Registration Statement, including any post-effective amendment thereto as well as any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 2 contracts

Sources: Underwriting Agreement (Dow Chemical Co /De/), Underwriting Agreement (Dow Chemical Co /De/)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor or pursuant to Section 8(A) of the 1933 Act initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Sources: Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp)

Effectiveness of Registration Statement. The Registration Statement, Statement --------------------------------------- (including any Rule 462(b) Registration Statement, ) has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 2 contracts

Sources: Distribution Agreement (Colonial Realty Limited Partnership), Distribution Agreement (Colgate Palmolive Co)

Effectiveness of Registration Statement. The Registration Statement, --------------------------------------- Statement (including any Rule 462(b) Registration Statement, ) has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 2 contracts

Sources: Distribution Agreement (Washington Real Estate Investment Trust), Distribution Agreement (Puget Sound Energy Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated be in effect and pending, or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430A Information shall have been filed with the Commission in accordance with Rule 497424(b) (or a post-effective amendment providing such information shall have been filed and declared effective in accordance with the requirements of Rule 430A).

Appears in 2 contracts

Sources: Purchase Agreement (Delphi Properties Inc), Purchase Agreement (Delphi Properties Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Sources: Underwriting Agreement (Agl Resources Inc), Underwriting Agreement (Agl Resources Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497424(b) or, if the Offerors have elected to rely upon Rule 434, a Term Sheet shall have been filed with the Commission in accordance with Rule 424(b).

Appears in 2 contracts

Sources: Purchase Agreement (Us West Inc), Purchase Agreement (Mediaone Group Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have or any post-effective amendment thereto, has been issued under the 1933 Act Act, no order preventing or suspending the use of any preliminary prospectus or the Prospectus has been issued and no proceedings therefor initiated for any of those purposes have been instituted or threatened by are pending or, to the Company’s knowledge, contemplated; and the Company has complied, to the Commission’s satisfaction, and any with each request on the part of (if any) from the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497information.

Appears in 1 contract

Sources: Purchase Agreement (Wintrust Financial Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersInternational Managers. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.430A

Appears in 1 contract

Sources: International Purchase Agreement (Iridium LLC)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.containing

Appears in 1 contract

Sources: Underwriting Agreement (JDN Realty Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and and, at Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 1 contract

Sources: Underwriting Agreement (Nymagic Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersInternational Managers. A final prospectus containing the Rule 430C 430A Information shall have been filed with the Commission in accordance with Rule 497.424(b) 17

Appears in 1 contract

Sources: International Purchase Agreement (Brylane Inc)

Effectiveness of Registration Statement. The Registration StatementStatement was declared effective under the 1933 Act on [ ], including any Rule 462(b) Registration Statement2006; to the knowledge of such counsel, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall has been issued and no proceedings for that purpose have been issued under the 1933 Act or proceedings therefor initiated instituted or threatened by the Commission, ; and any request on the part required filing of the Commission for additional information shall have Prospectus pursuant to Rule 424(b) has been complied with to made in the reasonable satisfaction of counsel to manner and within the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497time period required by such Rule.

Appears in 1 contract

Sources: Underwriting Agreement (EV Energy Partners, LP)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or and no proceedings therefor shall have been initiated or be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersUnderwriter. A final prospectus The Prospectus containing the Rule 430C Information information relating to the description of the Securities, including the specific method of distribution and similar matters, shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Sources: Purchase Agreement (Indiana Gas Co Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information with respect to the Registration Statement, the Prospectus or the Securities shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497▇▇▇▇▇ ▇▇▇▇▇▇▇▇.

Appears in 1 contract

Sources: Underwriting Agreement (Horace Mann Educators Corp /De/)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus Final Supplemented Prospectus containing information relating to the Rule 430C Information description of the Securities, the specific method of distribution and similar matters shall have been filed with the Commission in accordance with Rule 497424(b)(2).

Appears in 1 contract

Sources: Underwriting Agreement (Semco Energy Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.reasonable

Appears in 1 contract

Sources: u.s. Purchase Agreement (Wellpoint Health Networks Inc /Ca/)

Effectiveness of Registration Statement. The Registration Statement, Statement ---------------------------------------- (including any Rule 462(b) Registration Statement, ) has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 1 contract

Sources: Distribution Agreement (Colgate Palmolive Co)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have or any post-effective amendment thereto has been issued under the 1933 Act Act, no order preventing or suspending the use of any preliminary prospectus or the Prospectus has been issued and no proceedings therefor initiated for any of those purposes have been instituted or threatened by are pending or, to the CommissionCompany’s knowledge, contemplated; and any the Company has complied with each request on the part of (if any) from the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497information.

Appears in 1 contract

Sources: Underwriting Agreement (STAG Industrial, Inc.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become shall remain effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 1 contract

Sources: Purchase Agreement (Roper Industries Inc /De/)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or or, to the knowledge of the Company, proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 1 contract

Sources: Underwriting Agreement (KCS Energy Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at the Closing Time (and at each Option Securities Closing Time, if applicable) no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or and, to the best knowledge of the Company, no proceedings therefor for that purpose shall have been initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497with.

Appears in 1 contract

Sources: Underwriting Agreement (Parallel Petroleum Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497424(b) (or a post-effective amendment providing such information shall have been filed and declared effective).

Appears in 1 contract

Sources: Purchase Agreement (Popular North America Capital Trust I)

Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(b) Registration Statement, ) has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Purchasing Agent.

Appears in 1 contract

Sources: Distribution Agreement (General Mills Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, --------------------------------------- Statement has become effective and at the Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or, to your knowledge or threatened the knowledge of the Company, shall be contemplated by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to for the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 1 contract

Sources: Purchase Agreement (Lowes Companies Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Sources: Purchase Agreement (Circus Finance Ii)

Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(b) 462b Registration Statement, ) has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 1 contract

Sources: Distribution Agreement (Duke Realty Limited Partnership/)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, --------------------------------------- Statement has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with with, or transmitted for filing to, the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Sources: Purchase Agreement (Hawaiian Electric Industries Inc)

Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(b) Registration Statement, has become ) is effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 1 contract

Sources: Distribution Agreement (Lowes Companies Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.the

Appears in 1 contract

Sources: Purchase Agreement (Harris Preferred Capital Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.U.S.

Appears in 1 contract

Sources: u.s. Purchase Agreement (Quality Food Centers Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become been declared effective under the 1933 Act; and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Sources: Purchase Agreement (Rayovac Corp)

Effectiveness of Registration Statement. The Registration Statement, --------------------------------------- Statement (including any Rule 462(b) Registration Statement, ) has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497with.

Appears in 1 contract

Sources: Distribution Agreement (Cabot Industrial Properties Lp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has Statement shall have become effective and at or prior to the Remarketing Commencement Date. At Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersRemarketing Agents. A final prospectus containing the Rule 430C Information The Remarketing Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Sources: Remarketing Agreement (Sierra Pacific Resources /Nv/)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at the Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Sources: Underwriting Agreement (Agl Resources Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become Statement is effective and at the Closing Time Date (or the applicable Option Closing Date, as the case may be) no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or or, to the knowledge of the Company, threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.the

Appears in 1 contract

Sources: Underwriting Agreement (Petroleum Development Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus as supplemented shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Sources: Underwriting Agreement (Hexagon ABS Corp.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become Statement is effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 1 contract

Sources: Underwriting Agreement (Wellpoint Health Networks Inc /De/)