Exchange and Ownership of Warrants Notices Clause Samples

The "Exchange and Ownership of Warrants; Notices" clause governs how warrants may be transferred, exchanged, or assigned, and outlines the procedures for providing official communications related to these actions. Typically, it specifies the requirements for registering new owners, the documentation needed for a valid transfer, and the method by which notices—such as changes in ownership or important updates—must be delivered to relevant parties. This clause ensures that all parties have a clear process for handling the transfer of warrants and for receiving timely information, thereby reducing the risk of disputes and maintaining accurate records of ownership.
Exchange and Ownership of Warrants Notices. 19 3.1 Exchange of Warrant Certificates 19 3.2 Registration of Warrants 19 3.3 Transfer of Warrants 20 3.4 Ownership of Certificates. 22 3.5 Evidence of Ownership 22 3.6 Notices 22
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Exchange and Ownership of Warrants Notices. Exchange of Warrant Certificates
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Exchange and Ownership of Warrants Notices. 14 3.1 Exchange of Warrant Certificates 14 3.2 Registration of Warrants 15 3.3 Transfer of Warrants 15 3.4 Ownership of Certificates 17 3.5 Evidence of Ownership 17 3.6 Notices 17 4.1 Method of Exercise of Warrants 18 4.2 Effect of Exercise of Warrants 20 4.3 Subscription for Less than Entitlement 20 4.4 No Fractional Common Shares 21 4.5 Expiration of Warrant Certificates 21 4.6 Cancellation of Surrendered Warrants 21 4.7 Accounting and Recording 21 4.8 Prohibition on Exercise by U.S. Persons; Exception 22
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Exchange and Ownership of Warrants Notices. 3.1 Exchange of Warrant Certificates (1) Warrant Certificates entitling Warrantholders to purchase any specified number of Common Shares may, upon compliance with the reasonable requirements of the Warrant Agent (including compliance with applicable securities laws), be exchanged for one or more Warrant Certificates in any other authorized denomination bearing the same legends representing in the aggregate an equal number of Warrants as the number of Warrants represented by the Warrant Certificates being exchanged. The Company shall sign all Warrant Certificates necessary to carry out exchanges as aforesaid and such Warrant Certificates shall be Authenticated by or on behalf of the Warrant Agent. (2) Warrant Certificates may be exchanged only at the principal transfer office of the Warrant Agent in the City of Toronto, Ontario or at any other place that is designated by the Company with the approval of the Warrant Agent. Any Warrant Certificates tendered for exchange shall be surrendered to the Warrant Agent or its agents and cancelled. (3) Except as otherwise herein provided, any Warrant Agent may charge the holder requesting an exchange a reasonable sum for each new Warrant Certificate issued in exchange for Warrant Certificate(s); and payment of such charges and reimbursement of the Warrant Agent or the Company for any and all stamp taxes or governmental or other charges required to be paid shall be made by such holder as a condition precedent to such exchange.
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Exchange and Ownership of Warrants Notices 
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Related to Exchange and Ownership of Warrants Notices

  • Ownership of Shares The ownership of Shares shall be recorded on the books of the Trust or a transfer or similar agent for the Trust, which books shall be maintained separately for the Shares of each Series (and class). No certificates evidencing the ownership of Shares shall be issued except as the Board of Trustees may otherwise determine from time to time. The Trustees may make such rules as they consider appropriate for the transfer of Shares of each Series (and class) and similar matters. The record books of the Trust as kept by the Trust or any transfer or similar agent, as the case may be, shall be conclusive as to the identity of the Shareholders of each Series (and class) and as to the number of Shares of each Series (and class) held from time to time by each Shareholder.