Common use of EXECUTION OF SETTLEMENT AGREEMENT Clause in Contracts

EXECUTION OF SETTLEMENT AGREEMENT. 38. This Settlement Agreement may be signed in one or more counterparts, which together, shall constitute a binding agreement. 39. A facsimile copy of any signature shall be effective as an original signature. ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇▇▇ MB MB Witness – Signature Witness – Print Name “▇▇▇▇▇▇▇ ▇▇▇▇” Staff of the MFDA Per: ▇▇▇▇▇▇▇ ▇▇▇▇ Vice-President, Enforcement

EXECUTION OF SETTLEMENT AGREEMENT. 3835. This Settlement Agreement may be signed in one or more counterparts, which together, shall constitute a binding agreement. 3936. A facsimile copy of any signature shall be effective as an original signature. ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇▇▇ MB MB “JS” JS Witness – Signature Witness – Print Name “▇▇▇▇▇ ▇▇▇▇▇▇” ▇▇▇▇▇ ▇▇▇▇” ▇▇ Staff of the MFDA Per: ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Senior Vice-President, Member Regulation – Enforcement

EXECUTION OF SETTLEMENT AGREEMENT. 3837. This Settlement Agreement may be signed in one or more counterparts, counterparts which together, together shall constitute a binding agreement. 3938. A facsimile copy of any signature shall be effective as an original signature. DATED this 16th day of February, 2020. MD ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇▇▇ MB MB SC SC Witness – Signature Witness – Print Name “▇▇▇▇▇▇▇ ▇▇▇▇” Staff of the MFDA Per: ▇▇▇▇▇▇▇ ▇▇▇▇ Vice-President, Enforcement

EXECUTION OF SETTLEMENT AGREEMENT. 3862. This Settlement Agreement may be signed in one or more counterparts, counterparts which together, together shall constitute a binding agreement. 3963. A facsimile An electronic copy of any signature shall be effective as an original signature. DATED this 7th day of January, 2019. ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇▇▇ MB MB “PS” PS Witness – Signature Witness – Print Name “▇▇▇▇▇ ▇▇▇▇▇▇” ▇▇▇▇▇ ▇▇▇▇” ▇▇ Staff of the MFDA Per: ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Senior Vice-President, Member Regulation – Enforcement

EXECUTION OF SETTLEMENT AGREEMENT. 3837. This Settlement Agreement may be signed in one or more counterparts, counterparts which together, together shall constitute a binding agreement. 3938. A facsimile copy of any signature shall be effective as an original signature. DATED this 21st day of September, 2020. ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇▇▇▇▇ MB MB ▇▇▇▇▇▇ “JM” JM Witness – Signature Witness – Print Name “▇▇▇▇▇▇▇ ▇▇▇▇” Staff of the MFDA Per: ▇▇▇▇▇▇▇ ▇▇▇▇ Vice-President, Enforcement

EXECUTION OF SETTLEMENT AGREEMENT. 3836. This Settlement Agreement may be signed in one or more counterparts, counterparts which together, together shall constitute a binding agreement. 3937. A facsimile copy of any signature shall be effective as an original signature. Dated this 7th day of June, 2013. Witness – Signature ▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ MB MB Witness – Signature Witness – Print Name “▇▇▇▇▇ ▇▇▇ ▇▇▇▇” Staff of the MFDA Per: ▇▇▇▇▇ ▇▇▇ ▇▇▇▇ Vice-President, Enforcement

EXECUTION OF SETTLEMENT AGREEMENT. 3831. This Settlement Agreement may be signed in one or more counterparts, counterparts which together, together shall constitute a binding agreement. 3932. A facsimile copy of any signature shall be effective as an original signature. DATED this 21st day of August, 2018 ▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ MB MB “PS” PS Witness – Signature Witness – Print Name “▇▇▇▇▇ ▇▇▇▇▇▇” ▇▇▇▇▇ ▇▇▇▇” ▇▇ Staff of the MFDA Per: ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Senior Vice-President, Member Regulation – Enforcement