Extension of Restrictions. (1) A related entity of a Participant and a director, officer, partner or employee of the Participant or a related entity of the Participant shall: (a) comply with the provisions of these Rules and any Policies with respect to just and equitable principles of trade, manipulative and deceptive method of trading, short sales and frontrunning as if references to “Participant” in Rules 2.1, 2.2, 3.1 and 4.1 included reference to such person; and
Appears in 2 contracts
Sources: Settlement Agreement, Settlement Agreement