Common use of Filing and Effectiveness of the Registration Statement Clause in Contracts

Filing and Effectiveness of the Registration Statement. On or prior to each Filing Deadline, the Company shall prepare and file with the SEC a Registration Statement on Form S-1 or SB-2 (or, if the Company is then eligible, on Form S-3) covering the resale of all of the Registrable Securities. The Registration Statement prepared pursuant hereto shall register for resale at least the number of shares of Common Stock equal to the Required Registration Amount as of date the Registration Statement is initially filed with the SEC. The Registration Statement shall contain the “Selling Stockholders” and “Plan of Distribution” sections in substantially the form attached hereto as Exhibit A and contain all the required disclosures set forth on Exhibit B. The Company shall use its best efforts to have the Registration Statement declared effective by the SEC as soon as practicable, but in no event later than the Effectiveness Deadline. By 9:30 am on the date following the date of effectiveness, the Company shall file with the SEC in accordance with Rule 424 under the 1933 Act the final Prospectus to be used in connection with sales pursuant to such Registration Statement. The Company shall cause the Registration Statement to remain effective until all of the Registrable Securities have been sold or may be sold without volume restrictions pursuant to Rule 144(k), as determined by the counsel to the Company pursuant to a written opinion letter to such effect, addressed and acceptable to the Company’s transfer agent and the affected Buyers (“Registration Period”). Prior to the filing of the Registration Statement with the SEC, the Company shall furnish a draft of the Registration Statement to the Buyers for their review and comment. The Buyers shall furnish comments on the Registration Statement to the Company within twenty-four (24) hours of the receipt thereof from the Company.

Appears in 1 contract

Sources: Registration Rights Agreement (Senesco Technologies Inc)

Filing and Effectiveness of the Registration Statement. On or prior to each Filing Deadline, the Company shall prepare and file with the SEC a Registration Statement on Form S-1 or SB-2 (or, if the Company is then eligible, on Form S-3) covering the resale of all of the Registrable Securities. The Registration Statement prepared pursuant hereto shall register for resale at least the number of shares of Common Stock equal to the Required Registration Amount as of date the Registration Statement is initially filed with the SEC. The Registration Statement shall contain the “Selling Stockholders” and “Plan of Distribution” sections in substantially the form attached hereto as Exhibit A and contain all the required disclosures set forth on Exhibit B. The Company shall use its best efforts to have the Registration Statement declared effective by the SEC as soon as practicable, but in no event later than the Effectiveness Deadline. By 9:30 am on the date following the date of effectiveness, the Company shall file with the SEC in accordance with Rule 424 under the 1933 Act the final Prospectus to be used in connection with sales pursuant to such Registration Statement. The Company shall cause the Registration Statement to remain effective until all of the Registrable Securities have been sold or may be sold without volume restrictions pursuant to Rule 144(k), as determined by the counsel to the Company pursuant to a written opinion letter to such effect, addressed and acceptable to the Company’s transfer agent and the affected Buyers Holders (“Registration Period”). Prior to the filing of the Registration Statement with the SEC, the Company shall furnish a draft of the Registration Statement to the Buyers for their review and comment. The Buyers shall furnish comments on the Registration Statement to the Company within twenty-four (24) hours of the receipt thereof from the Company.

Appears in 1 contract

Sources: Registration Rights Agreement (Senesco Technologies Inc)

Filing and Effectiveness of the Registration Statement. On or prior to each Filing Deadline, A registration statement of the Company shall prepare and file with the SEC a Registration Statement on Form S-1 or SB-2 S-3 (or, if File No. 333-165371) (the Company is then eligible, on Form S-3“Initial Registration Statement”) covering the resale of all in respect of the Registrable Securities. The Registration Statement prepared pursuant hereto shall register for resale at least the number of shares of Common Stock equal to the Required Registration Amount as of date the Registration Statement is initially has been filed with the SECSecurities and Exchange Commission (the “Commission”) pursuant to Rule 415 under the Securities Act of 1933, as amended (the “Securities Act”). The Company meets the requirements for use of Form S-3 under the Securities Act, and the rules and regulations of the Commission thereunder (the “Rules and Regulations”). The Initial Registration Statement shall contain the “Selling Stockholders” and “Plan of Distribution” sections any post-effective amendment thereto, each in substantially the form attached hereto as Exhibit A and contain all heretofore delivered to you, and, excluding exhibits thereto, to you for each of the required disclosures set forth on Exhibit B. The Company shall use its best efforts to other Underwriters, have the Registration Statement been declared effective by the SEC as soon as practicable, but Commission in no event later than such form and meet the Effectiveness Deadlinerequirements of the Securities Act and the Rules and Regulations. By 9:30 am on The aggregate market value of the date following Company’s voting and non-voting common equity held by non-affiliates of the Company was at least $75 million within 60 days prior to the date of effectivenessfiling the Initial Registration Statement or the Company’s most recent Annual Report on Form 10-K, whichever is later. Other than (i) the Company shall file with Initial Registration Statement, (ii) a registration statement, if any, increasing the SEC size of the offering filed pursuant to Rule 462(b) under the Securities Act and the Rules and Regulations (a “Rule 462(b) Registration Statement”) and (iii) the Prospectus (as defined below) contemplated by this Agreement to be filed pursuant to Rule 424(b) of the Rules and Regulations in accordance with Section 4(a) hereof and (iv) any Issuer Free Writing Prospectus (as defined below), no other document with respect to the offer and sale of the Stock has heretofore been filed with the Commission. No stop order suspending the effectiveness of the Initial Registration Statement, any post-effective amendment thereto or the Rule 424 under the 1933 Act the final Prospectus to be used in connection with sales 462(b) Registration Statement, if any, has been issued and no proceeding for that purpose or pursuant to such Registration Statement. The Company shall cause Section 8A of the Securities Act has been initiated or threatened by the Commission (any preliminary prospectus included in the Initial Registration Statement to remain effective until all of or filed with the Registrable Securities have been sold or may be sold without volume restrictions Commission pursuant to Rule 144(k), as determined by 424(a) of the counsel to the Company pursuant to Rules and Regulations is hereinafter called a written opinion letter to such effect, addressed and acceptable to the Company’s transfer agent and the affected Buyers (Registration PeriodPreliminary Prospectus”). Prior The various parts of the Initial Registration Statement and the Rule 462(b) Registration Statement, if any, in each case including all exhibits thereto and including (i) the information contained in the Prospectus filed with the Commission pursuant to Rule 424(b) of the Rules and Regulations and deemed by virtue of Rules 430A, 430B and 430C under the Securities Act to be part of the Initial Registration Statement at the time it became effective and (ii) the documents incorporated by reference in the Rule 462(b) Registration Statement, if any, at the time the Rule 462(b) Registration Statement became effective, are hereinafter collectively called the “Registration Statements.” The base prospectus included in the Initial Registration Statement at the time of effectiveness thereof, as supplemented by the final prospectus supplement relating to the filing offer and sale of the Stock, in the form filed pursuant to and within the time limits described in Rule 424(b) under the Rules and Regulations, is hereinafter called the “Prospectus.” Any reference herein to any Registration Statement, Preliminary Prospectus or the Prospectus shall be deemed to refer to and include the documents incorporated by reference therein. Any reference to any amendment or supplement to any Preliminary Prospectus or the Prospectus shall be deemed to refer to and include any documents filed after the date of such Preliminary Prospectus or the Prospectus under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and incorporated by reference in such Preliminary Prospectus or Prospectus, as the case may be. Any reference to (i) any Registration Statement with shall be deemed to refer to and include the SECannual report of the last completed fiscal year of the Company on Form 10-K filed under Section 13(a) or 15(d) of the Exchange Act prior to the date hereof and (ii) the effective date of such Registration Statement shall be deemed to refer to and include the date such Registration Statement became effective and, if later, the Company date such Form 10-K was so filed. Any reference to any amendment to the Registration Statements shall furnish a draft be deemed to refer to and include any annual report of the Registration Statement Company filed pursuant to Section 13(a) or 15(d) of the Buyers for their review and comment. The Buyers shall furnish comments on Exchange Act after the date of this Agreement that is incorporated by reference in the Registration Statement to the Company within twenty-four (24) hours of the receipt thereof from the CompanyStatements.

Appears in 1 contract

Sources: Underwriting Agreement (Kenexa Corp)