Filing of Preliminary Prospectus and Final Prospectus Sample Clauses

Filing of Preliminary Prospectus and Final Prospectus. (a) The Company will promptly fulfill and comply with, to the satisfaction of the Underwriters, acting reasonably, Canadian Securities Laws and, to the extent applicable, U.S. Securities Laws, required to be fulfilled or complied with by the Company to enable the Offered Shares to be lawfully distributed in the Qualifying Jurisdictions and the United States through the Underwriters or their respective affiliates or any other investment dealers or brokers registered in such jurisdictions. (b) The Company will, as soon as reasonably possible after the execution of this Agreement, file the Preliminary Prospectus with the Canadian Securities Regulators in each of the Qualifying Jurisdictions in compliance with the Canadian Securities Laws, and will use its commercially reasonable efforts to obtain the Preliminary Receipt as soon as reasonably practicable after filing the Preliminary Prospectus and, in any event, prior to 5:00 p.m. (Toronto time) on February 8, 2019 (or such other time and/or later date as agreed to by the Company and the Joint Bookrunners, on behalf of the Underwriters). (c) The Company will, as soon as reasonably possible after any comments of the Principal Regulator and other Canadian Securities Regulators have been satisfied (i) prepare and file the Final Prospectus and other related documents required to be filed in respect of the Offering, in accordance with NI 44-101, in form and substance satisfactory to the Underwriters and (ii) obtain from the Principal Regulator the Final Receipt as soon as reasonably practicable after filing the Final Prospectus and, in any event, prior to 5:00 p.m. (Toronto time) on February 21, 2019 (or such other time and/or later date as agreed to by the Company and the Joint Bookrunners, on behalf of the Underwriters). (d) Until the date on which the distribution of the Offered Shares is completed, the Company will promptly take, or cause to be taken, all additional steps and proceedings which may from time to time be required under Canadian Securities Laws to continue to qualify the distribution of the Offered Shares in the Qualifying Jurisdictions or, if the distribution has for any reason ceased to be so qualified in any Qualifying Jurisdiction, to again qualify the distribution of the Offered Shares in each such Qualifying Jurisdiction.
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Filing of Preliminary Prospectus and Final Prospectus. 3.1 The Corporation will use its reasonable commercial efforts to prepare and file the Preliminary Prospectus in accordance with National Instrument 44-101 – Short Form Prospectus Distributions and NP 11-202, respectively, with the Principal Regulator under MI 11-102, and obtain a receipt for the Preliminary Prospectus from the Principal Regulator. 3.2 The Corporation will use its reasonable commercial efforts to prepare and file with the Principal Regulator under MI 11-102, and to obtain the Final Receipt and will use its reasonable commercial efforts to take all other steps and proceedings that may be necessary in order to qualify the Units, consisting of the Common Shares and the Warrants, and the Compensation Warrants for distribution in each of the Qualifying Jurisdictions by the Agents and other persons who are registered in a category permitting them to distribute the Common Shares and the Warrants under the Securities Laws and who comply with the Securities Laws. 3.3 The Corporation will use its reasonable commercial efforts to promptly take, or cause to be taken, all additional steps and proceedings that may from time to time be required under the Securities Laws to enable the Units, consisting of the Common Shares and the Warrants, the Common Shares, the Warrants and the Compensation Warrants to continue to be qualified for sale to the public in all of the Qualifying Jurisdictions through the Agents or any other registrant who complies with the relevant provisions of the Securities Laws.
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Filing of Preliminary Prospectus and Final Prospectus 
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Related to Filing of Preliminary Prospectus and Final Prospectus

  • Preliminary Prospectus No order preventing or suspending the use of any Preliminary Prospectus has been issued by the Commission, and each Preliminary Prospectus included in the Pricing Disclosure Package, at the time of filing thereof, complied in all material respects with the Securities Act, and no Preliminary Prospectus, at the time of filing thereof, contained any untrue statement of a material fact or omitted to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that the Company makes no representation or warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Company in writing by such Underwriter through the Representatives expressly for use in any Preliminary Prospectus, it being understood and agreed that the only such information furnished by any Underwriter consists of the information described as such in Section 7(b) hereof.

  • Filing of Prospectus Supplement If any sales are made pursuant to this Agreement which are not made in “at the market” offerings as defined in Rule 415, including, without limitation, any Placement pursuant to a Terms Agreement, the Company shall file a Prospectus Supplement describing the terms of such transaction, the amount of Shares sold, the price thereof, the Manager’s compensation, and such other information as may be required pursuant to Rule 424 and Rule 430B, as applicable, within the time required by Rule 424.

  • Preliminary Prospectuses (i) Each Preliminary Prospectus, as of the time it was filed with the Commission pursuant to Rule 424(a) under the Securities Act, if any, did not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that the Company makes no representation or warranty with respect to any statements or omissions made in reliance upon and in conformity with the Underwriter Information. (ii) Each Preliminary Prospectus, at the time it was filed with the Commission pursuant to Rule 424(a) under the Securities Act, if any, complied in all material respects with the Securities Act.

  • Filing of Prospectus The Final Prospectus shall have been filed with the Commission in accordance with the Rules and Regulations and Section 5(a) hereof. No stop order suspending the effectiveness of the Registration Statement or of any part thereof shall have been issued and no proceedings for that purpose shall have been instituted or, to the knowledge of the Company or any Underwriter, shall be contemplated by the Commission.

  • Filing of Final Prospectus The Company will file the Prospectus (in form and substance satisfactory to the Representative) with the Commission pursuant to the requirements of Rule 424 of the Regulations.