Common use of FINRA Membership Clause in Contracts

FINRA Membership. (a) You and we are registered and/or licensed as a broker and/or dealer under the federal and applicable state laws. You and we represent and warrant to each other that you and we are each members of FINRA. (b) You and we each agree to notify the other immediately if it ceases to be registered or licensed as a broker or dealer or fails to be a member in good standing of FINRA. (c) You and we each agree to abide by the rules and regulations of FINRA, including, without limitation, Rule 2341 of the FINRA Conduct Rules.

FINRA Membership. (a) You and we are We represent that ▇▇▇▇▇▇▇ ▇▇▇▇▇ is registered and/or licensed as a broker and/or dealer under the federal and applicable state laws. You laws and we represent and warrant to each other that you and we are each members it is a member of the Financial Industry Regulatory Authority, Inc. (the “FINRA”). (b) You and we each We agree to notify the other you immediately if it ▇▇▇▇▇▇▇ ▇▇▇▇▇ ceases to be registered or licensed as a broker or dealer or fails to be a member in good standing of the FINRA. (c) You and we each We agree to abide by the rules and regulations of the FINRA, including, without limitation, Rule 2341 2830 of the FINRA Conduct Rules.

FINRA Membership. (a) You and we are registered and/or licensed as a broker and/or dealer under the federal and applicable state laws. You and we represent and warrant to each other that you and we are each members of the Financial Industry Regulatory Authority, Inc. (the "FINRA"). (b) You and we each agree Each of us agrees to notify the other immediately if it ceases we cease to be registered or licensed as a broker or dealer or fails fail to be a member in good standing of the FINRA. (c) You and we each agree to abide by the rules and regulations of the FINRA, including, without limitation, Rule 2341 2830 of the FINRA Conduct Rules.