FINRA No Objections Sample Clauses
The "FINRA No Objections" clause requires that a transaction or agreement is contingent upon receiving confirmation from the Financial Industry Regulatory Authority (FINRA) that it has no objections to the proposed arrangement. In practice, this means that parties must submit relevant documents or disclosures to FINRA and await its review before proceeding. This clause ensures regulatory compliance and mitigates the risk of regulatory intervention by making the transaction subject to FINRA’s approval, thereby protecting the parties from potential legal or compliance issues.
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FINRA No Objections. FINRA shall have raised no objection to the fairness and reasonableness of the underwriting terms and arrangements.
FINRA No Objections. Prior to the Commencement Date, FINRA’s Corporate Financing Department shall have confirmed in writing that it has determined not to raise any objection with respect to the fairness and reasonableness of the terms and arrangements of the transactions contemplated by the Transaction Documents.
FINRA No Objections. FINRA shall have raised no objection to the fairness and reasonableness of the underwriting terms and arrangements. All such opinions, certificates, letters and other documents will be in compliance with the provisions hereof only if they are satisfactory in form and substance to you and counsel for the Underwriters. The Company will furnish you with such conformed copies of such opinions, certificates, letters and other documents as you shall reasonably request.
FINRA No Objections. FINRA shall have issued a “no objections” notification to the Representative with respect to the fairness and reasonableness of the underwriting terms and arrangements.
FINRA No Objections. FINRA has confirmed that it has not raised any objection with respect to the fairness of the underwriting terms and agreements relating to the offering of the Units. All opinions, letters, evidence and certificates mentioned above or elsewhere in this Agreement shall be deemed to be in compliance with the provisions hereof only if they are in form and substance reasonably satisfactory to counsel for the Underwriters.
FINRA No Objections. FINRA shall have delivered a written notice confirming that it has raised no objection to the fairness and reasonableness of the underwriting terms and arrangements.
FINRA No Objections. The Financial Industry Regulatory Authority, Inc. shall have raised no objection to the fairness and reasonableness of the underwriting terms and arrangements set forth in the Registration Statement and the Prospectus.