Common use of Form N-14 Clause in Contracts

Form N-14. The Form N-14 shall have become effective under the Securities Act and no stop order suspending the effectiveness of the Form N-14 shall have been issued and no proceedings for that purpose shall have been initiated or threatened by the SEC.

Appears in 2 contracts

Sources: Merger Agreement (Patriot Capital Funding, Inc.), Merger Agreement (Prospect Capital Corp)