FORM OF PLACEMENT NOTICE. From: [-] Cc: [-] To: [-] Subject: Controlled Equity OfferingSM—Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Controlled Equity OfferingSM Sales Agreement among ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ MLP Investment Company (the “Fund”), KA Fund Advisors, LLC, ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Capital Advisors, L.P., on the one hand, and [-] (“[-]”), on the other, dated [-], 201_ (the “Agreement”), I hereby request on behalf of the Fund that [-] sell up to [-] Shares, pursuant to the following instructions (subject to a per Share gross sales price at least equal to the Minimum Daily Price of the shares of Common Stock and subject to any other restrictions on the sale of shares of Common Stock [to be completed by KA]. The Fund hereby confirms that, as of the date of this Placement Notice, the Prospectus does not include an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. Terms used herein have the meanings ascribed to them in the Agreement. [-] [-] [-] AMOUNT OF COMMISSIONS PAID TO [-] Up to [-]% of the gross sales price of all shares of Common Stock of ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ MLP Investment Company (the “Fund”), sold through [-] under the controlled equity offering governed by the Controlled Equity OfferingSM Sales Agreement, dated [-], 201_, between the Fund, KA Fund Advisors, LLC and ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Capital Advisors, L.P., on the one hand, and [-], on the other.
Appears in 5 contracts
Sources: Sales Agreement (Kayne Anderson MLP Investment CO), Sales Agreement (Kayne Anderson MLP Investment CO), Sales Agreement (Kayne Anderson MLP Investment CO)
FORM OF PLACEMENT NOTICE. From: [-—] Cc: [-—] To: [-—] Subject: Controlled Equity OfferingSM—Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Controlled Equity OfferingSM Sales Agreement among ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ MLP Investment Company Midstream/Energy Fund, Inc. (the “Fund”), KA Fund Advisors, LLC, ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Capital Advisors, L.P.L.P. , on the one hand, and [-] (“[-]”), on the other, dated [-], 201_ 2013 (the “Agreement”), I hereby request on behalf of the Fund that [-] sell up to [-—] Shares, pursuant to the following instructions (subject to a per Share gross sales price at least equal to the Minimum Daily Price of the shares of Common Stock and subject to any other restrictions on the sale of shares of Common Stock [to be completed by KA]. The Fund hereby confirms that, as of the date of this Placement Notice, the Prospectus does not include an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. Terms used herein have the meanings ascribed to them in the Agreement. [-] [-] [-] AMOUNT OF COMMISSIONS PAID TO [-] Up to [-]% 2% of the gross sales price of all shares of Common Stock of ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ MLP Investment Company Midstream/Energy Fund, Inc. (the “Fund”), sold through [-] under the controlled equity offering governed by the Controlled Equity OfferingSM Sales Agreement, dated [-], 201_2013, between the Fund, KA Fund Advisors, LLC and ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Capital Advisors, L.P., on the one hand, and [-], on the other.
Appears in 1 contract
Sources: Sales Agreement (Kayne Anderson Midstream/Energy Fund, Inc.)