FURTHER UNDERTAKING. Each of the Warrantors undertakes to each of the Joint Sponsors and the Underwriting Parties that it will notify the Joint Sponsors and the Overall Coordinators (for themselves and on behalf of the other Hong Kong Underwriters) immediately if it becomes aware that any person who has applied for or indicated an interest for Offer Shares (or their respective beneficial owners) (a) is not a third party independent of the Company; (b) falls within (i) any of the placee categories (being individual, corporate, fund, swap investor and PRC governmental body related placee other than "Not Applicable" or, unless requested, "Non-SFC authorised fund") as set out in the Stock Exchange's placee list template or required to be disclosed by the FINI interface in relation to placees or under the Listing Rules or (ii) any of the groups of placees that would be required under the Listing Rules (including but not limited to Rule 12.08A of the Listing Rules) to be identified in the Company's allotment results announcement; or (c) is financed directly or indirectly by, or accustomed to taking instructions from, the Company, any of the directors, chief executive, controlling shareholder(s), substantial shareholder(s) or existing shareholder(s) of the Company or any of its subsidiaries or any of their respective close associate (as such terms are defined in the Listing Rules).
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Sources: Hong Kong Underwriting Agreement, Hong Kong Underwriting Agreement