Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Agreement, or the offer, sale or issuance of the Shares, or the consummation of any other transaction contemplated hereby, except the filing with the Commission of a registration statement on Form S-3 for the purpose of registering the Shares and any state securities laws filings or registrations;
Appears in 2 contracts
Sources: Subscription Agreement (Software Publishing Corp Holdings Inc), Subscription Agreement (Software Publishing Corp Holdings Inc)
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Agreement, or the offer, sale or issuance of the Shares, or the consummation of any other transaction contemplated hereby, except the filing with the Commission SEC of a registration statement on Form S-3 for the purpose of registering the Shares and any state securities laws filings or registrations;Common Stock underlying the Shares.
Appears in 2 contracts
Sources: 5% Preferred Stock Securities Purchase Agreement (Pharmos Corp), Subscription Agreement (Xybernaut Corp)
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Agreementthe Transaction Agreements, or the offer, sale or issuance of the SharesNote, or the consummation of any other transaction contemplated hereby, except such filings to perfect security interests pursuant to the filing with the Commission of a registration statement on Form S-3 for the purpose of registering the Shares Security Agreement and any state securities laws filings or registrations;Note.
Appears in 1 contract
Governmental Consent, etc. No consent, approval or authorization of (or designation, declaration or filing with with) any governmental authority or the National Association' of Securities Dealers, Inc., on the part of the Company is required in connection with the valid execution and execution, delivery or performance of this Agreement, or the offer, sale or issuance of the SharesWarrant and the Shares pursuant hereto, or the consummation of any other transaction contemplated hereby, except the filing with the Commission of a registration statement on Form S-3 for the purpose of registering the Shares and any state securities laws filings or registrations;.
Appears in 1 contract
Governmental Consent, etc. No material consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Agreement, or the offer, sale or issuance of the SharesSecurities, or the consummation of any other transaction contemplated hereby, except the filing with the Commission of a registration statement on Form S-3 for the purpose of registering the Shares and any state as may be required by applicable securities laws filings or registrations;including, but not limited to, SEC and Nasdaq regulations.
Appears in 1 contract
Sources: Purchase Agreement (Data Race Inc)
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Subscription Agreement, or the offer, sale or issuance of the Private Placement Shares, or the consummation of any other transaction contemplated herebyby this Subscription Agreement, except the filing with the Commission of a registration statement on Form S-3 an appropriate form for the purpose of registering for resale the Private Placement Shares and any state securities laws filings or registrations;
Appears in 1 contract
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Agreement, or the offer, sale or issuance of the Shares, or the consummation of any other transaction contemplated hereby, except the filing with the Commission SEC of a registration statement on Form S-3 for the purpose of registering the Shares Common Stock and any state securities laws filings or registrations;the filing of a Form D with the SEC.
Appears in 1 contract
Sources: Common Stock Purchase Agreement (Cypros Pharmaceutical Corp)
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Agreement, or the offer, sale offer or issuance of the SharesSecurities, or the consummation of any other transaction contemplated hereby, except the filing with the Commission of a registration statement on Form S-3 for the purpose of registering the Shares and any state as may be required by applicable securities laws filings or registrations;laws.
Appears in 1 contract
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Agreement, or the offer, sale or issuance of the Shares, or the consummation of any other transaction contemplated herebyby this Agreement or the Warrant Agreements, except the filing with the Commission SEC of a registration statement on Form S-3 for the purpose of registering the Conversion Shares and any Warrant Shares underlying the Shares and the Warrants and applicable state securities laws filings or registrations;law filings.
Appears in 1 contract
Sources: Series a Preferred Stock and Warrant Purchase Agreement (Kti Inc)
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Agreement, or the offer, sale or issuance of the Shares, or the consummation of any other transaction contemplated hereby, except the filing with the Commission SEC of a registration statement on Form S-3 for the purpose of registering the Shares and the Common Stock underlying the Warrants and any state securities laws filings or registrations;.
Appears in 1 contract
Sources: Subscription Agreement (Software Publishing Corp Holdings Inc)
Governmental Consent, etc. No To the best knowledge of the Company, no material consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Agreement, or the offer, sale or issuance of the SharesSecurities, or the consummation of any other transaction contemplated hereby, except the filing with the Commission of a registration statement on Form S-3 for the purpose of registering the Shares and any state as may be required by applicable securities laws filings or registrations;laws, except as provided in Section 3.21 hereof.
Appears in 1 contract
Governmental Consent, etc. No consent, approval or authorization -------------------------- of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this the Agreement, or the offer, sale or issuance of the Shares, or the consummation of any other transaction contemplated hereby, except the filing with the Commission SEC of a registration statement on Form S-3 for the purpose of registering the Shares and any state securities laws filings or registrations;Common Stock.
Appears in 1 contract
Sources: Common Stock Purchase Agreement (Asyst Technologies Inc /Ca/)
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is -7- required in connection with the valid execution and delivery of this AgreementAgreement (including all Exhibits annexed hereto), or the offer, sale or issuance of the SharesSecurities, or the consummation of any other transaction contemplated hereby, except the filing with the Commission of a registration statement on Form S-3 for the purpose of registering the Shares and any state as may be required by applicable securities laws filings or registrations;laws.
Appears in 1 contract
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this AgreementAgreement or any other Transaction Document, or the offer, sale or issuance of the SharesNote or Warrant, or the consummation of any other transaction contemplated herebyhereby or thereby, except the filing with the United States Securities and Exchange Commission ("SEC") of a registration statement on Form S-3 for the purpose of registering resales by Purchaser of the Warrant Shares and any state securities laws filings or registrations;as provided in the Registration Rights Agreement.
Appears in 1 contract
Sources: Senior Secured Note Purchase Agreement (Neoprobe Corp)
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Subscription Agreement, or the offer, sale or issuance of the Shares, or the consummation of any other transaction contemplated herebyby this Subscription Agreement, except the filing with the Commission of a registration statement on Form S-3 an appropriate form for the purpose of registering for resale the Shares and any state securities laws filings or registrations;.
Appears in 1 contract
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Agreement, or the offer, sale or issuance of the Shares, or the consummation of any other transaction contemplated hereby, except the for filing of a Form D with the Securities and Exchange Commission (the "Commission"), and application for listing of a registration statement additional shares on Form S-3 for the purpose of registering the Shares Nasdaq National Market, and any state securities laws filings or registrations;required under applicable blue sky laws.
Appears in 1 contract
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Agreement, or the offer, sale or issuance of the Shares, or the consummation of any other transaction contemplated hereby, except the filing with the Commission SEC of a registration statement on Form S-3 for the purpose of registering the Shares and any state securities laws filings or registrations;.
Appears in 1 contract
Sources: Subscription Agreement (Software Publishing Corp Holdings Inc)
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Agreement, or the offer, sale or issuance of the Shares, or the consummation of any other transaction contemplated hereby, except the filing with the Commission SEC of a registration statement on Form S-3 for the purpose of registering the Common Stock underlying the Shares and any state securities laws filings or registrations;.
Appears in 1 contract
Sources: Subscription Agreement (Software Publishing Corp Holdings Inc)
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Agreement, or the offer, sale or issuance of the Shares, or the consummation of any other transaction contemplated hereby, except the filing with the Commission SEC of a registration statement on Form S-3 for the purpose of registering the Conversion Shares and any state securities laws filings or registrations;underlying the Convertible Preferred Stock.
Appears in 1 contract
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this AgreementAgreement or any other Transaction Document, or the offer, sale or issuance of the SharesNote or Warrant, or the consummation of any other transaction contemplated herebyhereby or thereby, except the filing with the United States Securities and Exchange Commission ("SEC") of a registration statement on Form S-3 for the purpose of registering resales by Purchaser of the Warrant Shares and any state securities laws filings or registrations;Conversion Shares as provided in the Registration Rights Agreement.
Appears in 1 contract
Sources: Convertible Secured Note Purchase Agreement (Neoprobe Corp)
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this AgreementAgreement or any other Transaction Document, or the offer, sale or issuance of the SharesNote or Warrant, or the consummation of any other transaction contemplated herebyhereby or thereby, except the filing with the United States Securities and Exchange Commission (“SEC”) of a registration statement on Form S-3 for the purpose of registering under the Securities Act resales by Purchasers of the Conversion Shares and any state securities laws filings or registrations;Warrant Shares as provided in the Registration Rights Agreement.
Appears in 1 contract
Sources: Convertible Note Purchase Agreement (Neoprobe Corp)
Governmental Consent, etc. No consent, approval or authorization of or designation, declaration or filing with any governmental authority on the part of the Company is required in connection with the valid execution and delivery of this Agreement, or the offer, sale or issuance of the SharesDebenture, or the consummation of any other transaction contemplated hereby, except the filing with the Commission SEC of a registration statement on Form S-3 for the purpose of registering the Shares and any state securities laws filings or registrations;Common Stock underlying the Debenture.
Appears in 1 contract
Sources: Convertible Debenture Purchase Agreement (Criticare Systems Inc /De/)