Common use of Handling of Short-Swing Trading and Provision of Personal data Clause in Contracts

Handling of Short-Swing Trading and Provision of Personal data. Except for the terms and conditions specified in the Chapter 1 of this Master Agreement, where the fund transaction performed by the Settlor meets the criteria for determining short-swing trading or market timing trading (or other similar names) specified in the fund prospectus, the Settlor understands and agrees that the Trustee shall provide relevant information (including but not limited to the personal identification number (or passport number or taxation number), name and relevant transaction information) of the Settlor to the securities investment trust enterprise, offshore fund institution or masteragent. In addition, the Trustee may refuse or limit the new subscription or conversion transactions of the Settlor at the requests thereof. Where the redemption fee or relatively higher subscription handling fee, conversion fee or relevant short-swing trading fee are required to be collected for short-swing trading or time marking trading according to the fund prospectus, the rate standards shall be based on the ones specified in the fund prospectus. Section 2-1 Terms and Conditions for Non-discretionary Money Trust Investment in Domestic/Foreign Securities via Electronic Banking I. The Settlor, when using the electronic banking function to provide instructions regarding the services of subscription, redemption, conversion, change or inquiry of the domestic/foreign securities, shall sign deposit-related service agreements with the Trustee, apply for the electronic banking service (provided that the Trustee reserves the right to agree and accept such application), and obtain the password designated by the Settlor and confirmed by the Trustee. II. Once the Trustee receives the instructions of the Settlor with the correct password, the Trustee has the right (but is not obliged) to perform further confirmation on the personal data of the Settlor before providing the service specified in these Terms and Conditions. If the Trustee suspects the authenticity or accuracy of the information provided by the Settlor according to its reasonable judgment, or when the Trustee considers that providing of such services is likely to constitute any violation of the relevant laws/regulations by the Trustee, the Trustee may refuse to provide such services. III. When the Settlor uses the electronic banking function to instruct various trust -related transactions, such transactions shall be the ones permitted by laws/regulations and selected by the Trustee, which shall also be performed within the period for acceptance specified by the Trustee. In case of any force majeure or matters not attributable to the Trustee, such as power outage, network disconnection, interference in the Internet transmission, telecommunication jamming, or destruction by a third party, such that the transaction or other instructions are delayed or cannot be completed, the Settlor agrees to postpone to the time of acceptance after the resolution of the obstacles or authorizes the Trustee to handle the matter with full authority, provided that the Trustee shall not bear any liabilities for such handling. IV. Where the Settlor wishes to change the password, he/she/it shall do so according to the methods designed by the Trustee, including telephone, Internet or in writing, and shall be confirmed and agreed by the Trustee for acceptance, following which the change of password shall become effective.

Handling of Short-Swing Trading and Provision of Personal data. Except for the terms and conditions specified in the Chapter 1 of this Master Agreement, where the fund transaction performed by the Settlor meets the criteria for determining short-swing trading or market timing trading (or other similar names) specified in the fund prospectus, the Settlor understands and agrees that the Trustee shall provide relevant information (including but not limited to the personal identification number (or passport number or taxation number), name and relevant transaction information) of the Settlor to the securities investment trust enterprise, offshore fund institution or masteragentmaster agent. In addition, the Trustee may refuse or limit the new subscription or conversion transactions of the Settlor at the requests thereof. Where the redemption fee or relatively higher subscription handling fee, conversion fee or relevant short-swing trading fee are required to be collected for short-swing trading or time marking trading according to the fund prospectus, the rate standards shall be based on the ones specified in the fund prospectus. Section 2-1 Terms and Conditions for Non-discretionary Money Trust Investment in Domestic/Foreign Securities via Electronic Banking I. The Settlor, when using the electronic banking function to provide instructions regarding the services of subscription, redemption, conversion, change or inquiry of the domestic/foreign securities, shall sign deposit-related service agreements with the Trustee, apply for the electronic banking service (provided that the Trustee reserves the right to agree and accept such application), and obtain the password designated by the Settlor and confirmed by the Trustee. II. Once the Trustee receives the instructions of the Settlor with the correct password, the Trustee has the right (but is not obliged) to perform further confirmation on the personal data of the Settlor before providing the service specified in these Terms and Conditions. If the Trustee suspects the authenticity or accuracy of the information provided by the Settlor according to its reasonable judgment, or when the Trustee considers that providing of such services is likely to constitute any violation of the relevant laws/regulations by the Trustee, the Trustee may refuse to provide such services. III. When the Settlor uses the electronic banking function to instruct various trust -related trust-related transactions, such transactions shall be the ones permitted by laws/regulations and selected by the Trustee, which shall also be performed within the period for acceptance specified by the Trustee. In case of any force majeure or matters not attributable to the Trustee, such as power outage, network disconnection, interference in the Internet transmission, telecommunication jamming, or destruction by a third party, such that the transaction or other instructions are delayed or cannot be completed, the Settlor agrees to postpone to the time of acceptance after the resolution of the obstacles or authorizes the Trustee to handle the matter with full authority, provided that the Trustee shall not bear any liabilities for such handling. IV. Where the Settlor wishes to change the password, he/she/it shall do so according to the methods designed by the Trustee, including telephone, Internet or in writing, and shall be confirmed and agreed by the Trustee for acceptance, following which the change of password shall become effective.

Handling of Short-Swing Trading and Provision of Personal data. Except for the terms and conditions specified in the Chapter 1 of this Master Agreement, where the fund transaction performed by the Settlor meets the criteria for determining short-swing trading or market timing trading (or other similar names) specified in the fund prospectus, the Settlor understands and agrees that the Trustee shall provide relevant information (including but not limited to the personal identification number (or passport number or taxation number), name and relevant transaction information) of the Settlor to the securities investment trust enterprise, offshore fund institution or masteragentmaster agent. In addition, the Trustee may refuse or limit the new subscription or conversion transactions of the Settlor at the requests thereof. Where the redemption fee or relatively higher subscription handling fee, conversion fee or relevant short-swing trading fee are required to be collected for short-swing trading or time marking trading according to the fund prospectus, the rate standards shall be based on the ones specified in the fund prospectus.may Section 2-1 Terms and Conditions for Non-discretionary Money Trust Investment in Domestic/Foreign Securities via Electronic Banking I. The Settlor, when using the electronic banking function to provide instructions regarding the services of subscription, redemption, conversion, change or inquiry of the domestic/foreign securities, shall sign deposit-related service agreements with the Trustee, apply for the electronic banking service (provided that the Trustee reserves the right to agree and accept such application), and obtain the password designated by the Settlor and confirmed by the Trustee. II. Once the Trustee receives the instructions of the Settlor with the correct password, the Trustee has the right (but is not obliged) to perform further confirmation on the personal data of the Settlor before providing the service specified in these Terms and Conditions. If the Trustee suspects the authenticity or accuracy of the information provided by the Settlor according to its reasonable judgment, or when the Trustee considers that providing of such services is likely to constitute any violation of the relevant laws/regulations by the Trustee, the Trustee may refuse to provide such services. III. When the Settlor uses the electronic banking function to instruct various trust -related trust-related transactions, such transactions shall be the ones permitted by laws/regulations and selected by the Trustee, which shall also be performed within the period for acceptance specified by the Trustee. In case of any force majeure or matters not attributable to the Trustee, such as power outage, network disconnection, interference in the Internet transmission, telecommunication jamming, or destruction by a third party, such that the transaction or other instructions are delayed or cannot be completed, the Settlor agrees to postpone to the time of acceptance after the resolution of the obstacles or authorizes the Trustee to handle the matter with full authority, provided that the Trustee shall not bear any liabilities for such handling. IV. Where the Settlor wishes to change the password, he/she/it shall do so according to the methods designed by the Trustee, including telephone, Internet or in writing, and shall be confirmed and agreed by the Trustee for acceptance, following which the change of password shall become effective.