Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination Settlement.
Appears in 117 contracts
Sources: Indenture (Netskope Inc), Indenture (Netskope Inc), Indenture (Netskope Inc)
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination Settlement.
Appears in 23 contracts
Sources: Indenture (Redwood Trust Inc), Indenture (Cracker Barrel Old Country Store, Inc), Indenture (Opendoor Technologies Inc.)
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination Settlement.
Appears in 23 contracts
Sources: Indenture (Biora Therapeutics, Inc.), Indenture (Biora Therapeutics, Inc.), Indenture (Biora Therapeutics, Inc.)
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock Ordinary Share is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination Settlement.
Appears in 12 contracts
Sources: Indenture (Maxeon Solar Technologies, Ltd.), Indenture (Maxeon Solar Technologies, Ltd.), Indenture (Maxeon Rooster HoldCo, Ltd.)
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock is issuable upon conversion Conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination SettlementConversion.
Appears in 11 contracts
Sources: Indenture (Commvault Systems Inc), Indenture (Avnet Inc), Indenture (Life360, Inc.)
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock is issuable upon conversion Conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversionConversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversionConversion, in the case of Combination Settlement.
Appears in 9 contracts
Sources: Indenture (DigitalOcean Holdings, Inc.), Indenture (DeFi Development Corp.), Indenture (Eos Energy Enterprises, Inc.)
Holder of Record of Conversion Shares. The Person person in whose name any share of Common Stock is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination Settlement.
Appears in 4 contracts
Sources: Indenture (K2m Group Holdings, Inc.), Indenture (Supernus Pharmaceuticals Inc), Indenture (Gastar Exploration Inc.)
Holder of Record of Conversion Shares. The Person person in whose name any share shares of Common Stock is issuable upon conversion of any this Note will be deemed to become the holder of record of such share shares as of the Close of Business on (i) the Conversion Date for such conversion, in the case conferring, as of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversiontime, in the case of Combination Settlementupon such person, without limitation, all voting and other rights appurtenant to such shares.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Velo3D, Inc.), Omnibus Amendment (PARETEUM Corp), Securities Purchase Agreement (Workhorse Group Inc.)
Holder of Record of Conversion Shares. The Person person in whose name any share shares of Common Stock is issuable upon conversion of any a Note will be deemed to become the holder of record of such share shares as of the Close of Business on (i) the Conversion Date for such conversion, in the case conferring, as of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversiontime, in the case of Combination Settlementupon such person, without limitation, all voting and other rights appurtenant to such shares.
Appears in 3 contracts
Sources: Ninth Supplemental Indenture (Tellurian Inc. /De/), Securities Purchase Agreement (Tellurian Inc. /De/), First Supplemental Indenture (Tellurian Inc. /De/)
Holder of Record of Conversion Shares. The Person in whose name any share of Class A Common Stock is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination Settlement.
Appears in 2 contracts
Sources: Indenture (Bloom Energy Corp), Indenture (Bloom Energy Corp)
Holder of Record of Conversion Shares. The Person in whose name any share of Class A Common Stock is issuable upon conversion Conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversionConversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversionConversion, in the case of Combination Settlement.
Appears in 2 contracts
Sources: First Supplemental Indenture (Solaris Energy Infrastructure, Inc.), Indenture (MICROSTRATEGY Inc)
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock Ordinary Share is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination Settlement.
Appears in 2 contracts
Sources: Indenture (SMART Global Holdings, Inc.), Indenture (SMART Global Holdings, Inc.)
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on on: (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination Settlement.
Appears in 1 contract
Sources: Indenture (PetIQ, Inc.)
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock Ordinary Share is issuable upon conversion Conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversionConversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversionConversion, in the case of Combination Settlement.
Appears in 1 contract
Sources: Indenture (IREN LTD)
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock is issuable upon conversion Conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversionConversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversionConversion, in the case of Combination Settlement, in each case, subject to Section 5.10.
Appears in 1 contract
Holder of Record of Conversion Shares. The Person person in whose name any share shares of Common Stock is issuable upon conversion of any this Note will be deemed to become the holder of record of such share shares of Common Stock or Pre-Funded Warrants as of the Close of Business on (i) the Conversion Date for such conversion, in the case conferring, as of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversiontime, in the case of Combination Settlementupon such person, without limitation, all voting and other rights appurtenant to such securities.
Appears in 1 contract
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock Share is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, (in the case of Physical Settlement; ) or (ii) the last VWAP Trading Day of the Observation Period for such conversion, conversion (in the case of Combination Settlement).
Appears in 1 contract
Sources: Indenture (enCore Energy Corp.)
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock is Shares are issuable upon conversion of any Note will be deemed to become the holder of record of such share Common Shares as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination Settlement.
Appears in 1 contract
Sources: Indenture (LumiraDx LTD)
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination Settlement.. Table of Contents
Appears in 1 contract
Sources: Indenture (Omeros Corp)
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, in the case of a conversion of a Physical Settlement; or Note, upon delivery of the conversion notice to the Conversion Agent and (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination Settlementa conversion of a beneficial interest in a Global Note, upon compliance with the requirements of Section 5.02(A)(i).
Appears in 1 contract
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock Share is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination Settlement.
Appears in 1 contract
Sources: Indenture (Imax Corp)
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination Settlement.
Appears in 1 contract
Sources: Indenture (Mitek Systems Inc)
Holder of Record of Conversion Shares. The Person in whose name any share of Class A Common Stock is issuable upon conversion Conversion of any Note will be deemed to become the holder of record of such that share as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination SettlementConversion.
Appears in 1 contract
Sources: Indenture (DoorDash, Inc.)
Holder of Record of Conversion Shares. The Person person in whose name any share of Common Stock is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, in the case conferring, as of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversiontime, in the case of Combination Settlementupon such person, without limitation, all voting and other rights appurtenant to such shares.
Appears in 1 contract
Sources: Indenture (Workhorse Group Inc.)
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock is issuable upon conversion of any Note Preferred Stock will be deemed to become the holder of record of such share shares as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination Settlement.
Appears in 1 contract
Holder of Record of Conversion Shares. The Person in whose name any share of Common Stock Share is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of the Observation Period for such conversion, in the case of Combination Settlement.
Appears in 1 contract
Sources: Indenture (Inotiv, Inc.)
Holder of Record of Conversion Shares. The Subject to the provisions of Section 5.09, the Person in whose name any share of Common Stock is issuable upon conversion of any Note will be deemed to become the holder of record of such share as of the Close of Business on (i) the Conversion Date for such conversion, in the case of Physical Settlement; or (ii) the last VWAP Trading Day of in the Observation Period for such conversion, in the case of Combination Settlement.
Appears in 1 contract