Holders Lists and Reports Clause Samples
Holders Lists and Reports. 61
SECTION 7.01. Issuer To Furnish Indenture Trustee Names and Addresses of Holders 61 SECTION 7.02. Preservation of Information; Communications to Holders 61 SECTION 7.03. Reports by Issuer 61 SECTION 7.04. Reports by Indenture Trustee 62 ARTICLE VIII ACCOUNTS, DISBURSEMENTS AND RELEASES 63 SECTION 8.01. Collection of Money 63 SECTION 8.02. Collection Account 63 SECTION 8.03. General Provisions Regarding the Collection Account 67 SECTION 8.04. Release of Securitized Utility Tariff Bond Collateral 68 SECTION 8.05. Opinion of Counsel 68 SECTION 8.06. Reports by Independent Registered Public Accountants 69 ARTICLE IX SUPPLEMENTAL INDENTURES 69 SECTION 9.01. Supplemental Indentures Without Consent of Holders 69 SECTION 9.02. Supplemental Indentures with Consent of Holders 71 SECTION 9.03. Reserved 73 SECTION 9.04. Execution of Supplemental Indentures 73 SECTION 9.05. Effect of Supplemental Indenture 73 SECTION 9.06. Conformity with Trust Indenture Act 73 SECTION 9.07. Reference in Securitized Utility Tariff Bonds to Supplemental Indentures 73 ARTICLE X MISCELLANEOUS 74 SECTION 10.01. Compliance Certificates and Opinions, etc. 74 SECTION 10.02. Form of Documents Delivered to Indenture Trustee 76 SECTION 10.03. Acts of Holders 76
SECTION 10.04. Notices, etc., to Indenture Trustee, Issuer and Rating Agencies 77 SECTION 10.05. Notices to Holders; Waiver 78 SECTION 10.06. Rule 17g-5 Compliance 79 SECTION 10.07. Conflict with Trust Indenture Act 79 SECTION 10.08. Effect of Headings and Table of Contents 79 SECTION 10.09. Successors and Assigns 79 SECTION 10.10. Severability 79 SECTION 10.11. Benefits of Indenture 80 SECTION 10.12. Legal Holidays 80 SECTION 10.13. GOVERNING LAW; WAIVER OF JURY TRIAL 80 SECTION 10.14. Counterparts 80 SECTION 10.15. Recording of Indenture 81 SECTION 10.16. Issuer Obligation 81 SECTION 10.17. Inspection 81 SECTION 10.18. Basic Documents 82 SECTION 10.19. No Petition 82 SECTION 10.20. Securities Intermediary 82 SECTION 10.21. Submission to Jurisdiction 82 EXHIBIT A Form of Securitized Utility Tariff Bonds EXHIBIT B Form of Series Supplement EXHIBIT C Servicing Criteria to be Addressed by Indenture Trustee in Assessment of Compliance APPENDIX A Definitions
Holders Lists and Reports. BY TRUSTEE AND COMPANY; NON-RECOURSE............................................96
Holders Lists and Reports. BY TRUSTEE AND COMPANY
Holders Lists and Reports. SECTION 7.01. Company To Furnish Trustee Names and Addresses of Holders..................................48 SECTION 7.02. Preservation of Information; Communications to Holders.....................................48 SECTION 7.03. Reports by Trustee.........................................................................49 SECTION 7.04. Reports by Company.........................................................................49 ARTICLE VIII CONSOLIDATION, MERGER, CONVEYANCE, TRANSFER OR LEASE
SECTION 8.01. Company May Consolidate, Etc., Only on Certain Terms......................................50 SECTION 8.02.
Holders Lists and Reports by Trustee and Company -------------------------------------------------
Holders Lists and Reports. BY TRUSTEE AND COMPANY; NON-RECOURSE
Holders Lists and Reports. BY TRUSTEE, COMPANY AND GUARANTOR .................54 SECTION 1001.Lists of Holders .......................................54 SECTION 1002.Reports by Trustee, Company and Guarantor ..............55 ARTICLE ELEVEN ...............................................................55 CONSOLIDATION, MERGER, CONVEYANCE OR OTHER TRANSFER ..........................55
Holders Lists and Reports. By the Company and the Trustee ------------------------------
SECTION 5.01 Company to Furnish Trustee Information as to Names and ------------------------------------------------------ Addresses of Holders; Preservation of Information. The Company covenants and ------------------------------------------------- agrees that it will furnish or cause to be furnished to the Trustee with respect to the Registered Securities of each series:
(a) not more than 15 days after each record date with respect to the payment of interest, if any, a list, in such form as the Trustee may reasonably require, of the names and addresses of the Registered Holders as of such record date, and
(b) at such other times as the Trustee may request in writing, within 30 days after the receipt by the Company of any such request, a list of similar form and contents as of a date not more than 15 days prior to the time such list is furnished; provided, however, that so long as the Trustee shall be the Registrar, such -------- ------- lists shall not be required to be furnished. The Company shall also be required to furnish to the Trustee at all such times set forth above all information in the possession or control of the Company or any of its paying agents other than the Trustee as to the names and addresses of the Bearer Holders of all series; provided, however, that the -------- ------- Company shall have no obligation to investigate any matter relating to any Bearer Holders. The Trustee shall preserve, in as current a form as is reasonably practicable, all information as to the names and addresses of the Holders (1) contained in the most recent list furnished to it as provided in this Section 5.01 or (2) received by it in the capacity of paying agent or Registrar (if so acting) hereunder. The Trustee may destroy any list furnished to it as provided in this Section 5.01 upon receipt of a new list so furnished.
Holders Lists and Reports. Issuer To Furnish Indenture Trustee Names and Addresses of Holders. 61 SECTION 7.02. Preservation of Information; Communications to Holders. 61 SECTION 7.03. Reports by Issuer. 62 SECTION 7.04. Reports by Indenture Trustee. 63 SECTION 8.01. Collection of Money. 63 SECTION 8.02. Collection Accounts and REP Deposit Accounts. 63 SECTION 8.03. General Provisions Regarding the Collection Accounts. 67 SECTION 8.04. Release of Transition Bond Collateral. 68 SECTION 8.05. Opinion of Counsel. 69 SECTION 8.06. Reports by Independent Registered Public Accountants. 69
Holders Lists and Reports. BY TRUSTEE AND COMPANY SECTION 701. Company to Furnish Trustee Names and Addresses of Holders.................. 45 SECTION 702. Preservation of Information; Communications to Holders................. 45
