Common use of How to File a Complaint Clause in Contracts

How to File a Complaint. Premier Trust, Inc. is chartered under the laws of the State of Nevada and by state law is subject to regulatory oversight by the Financial Institutions Division (FID) of the State of Nevada. Any consumer wishing to file a complaint against Premier Trust, Inc. should contact the FID through one of the means indicated below: In Person or U.S. Mail: Nevada Financial Institutions Division ▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇ Telephone Number: (▇▇▇) ▇▇▇-▇▇▇▇ Fax Number: (▇▇▇) ▇▇▇-▇▇▇▇ Web Site: ▇▇▇.▇▇▇.▇▇▇▇▇.▇▇.▇▇/▇▇▇▇▇▇▇.▇▇▇ We appreciate the opportunity to serve your financial needs. We pledge to follow the policies, safeguards and guidelines as described in this notice, and to protect the confidentiality of your information. Your relationship is very important to us, and we will take great care to honor these commitments to you. Thank you for choosing Premier Trust, Inc. This notice applies only to nonpublic personal information about individuals who obtain financial services primarily for personal, family or household purposes. Premier Trust, Inc. reserves the right to change any of its privacy policies and related procedures at any time, in accordance with applicable federal and state laws. You will receive appropriate notice if our Privacy Policy changes. Premier Trust, Inc. is a wholly-owned subsidiary of Ladenburg ▇▇▇▇▇▇▇▇ Financial Services (“Ladenburg ▇▇▇▇▇▇▇▇”). The Ladenburg ▇▇▇▇▇▇▇▇ group of companies includes: Ladenburg ▇▇▇▇▇▇▇▇ Financial Services Ladenburg ▇▇▇▇▇▇▇▇ & Co., Inc. Ladenburg ▇▇▇▇▇▇▇▇ Asset Management Inc. Triad Advisors, Inc. Investacorp Inc. Securities America Inc. Premier Trust, Inc. KMS Financial Services, Inc. SSN Highland Capital Brokerage If you have any questions regarding our Personal Information Privacy Protection Policy, or would like to receive a copy of this Policy, please call us at (▇▇▇) ▇▇▇-▇▇▇▇ or visit our Internet site at ▇▇▇▇://▇▇▇.▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇. $175 INITIAL SET UP FEE (Charged at time account is established) $700 ANNUAL FEE (Annual fees are prorated and deducted quarterly, in arrears) Fee includes: Electronic Statements and 24/7 Online Access to view account transactions Investment holding fee for unlimited Standard Investments*and up to two (2) Non-Standard Investments** · Additional Non-Standard Investment $300/per asset annually (added to the Annual Fee) Preparation of one (1) annual IRS Form 5498 & 1099-R Dedicated Account Representative ITEMIZED FEES: Asset Aquisition Fees: $150 · Real Estate Set-up – per each piece of Real Estate - Transaction Service Fee (Incoming/Outgoing - rent, taxes, repairs, etc.) · Contracts, Deeds of Trust & Notes Set-up – per asset or liability - Transaction Service Fee (Incoming/Outgoing) - Beneficiary or Demand Statement - Reconveyance - Transfer/Assignment Fee Hard Dollar $50 Corporate Activity $10 · DTC Eligible Securities (per transaction) $20 · Non-Eligible Securities (per transaction) $29.50 · Mutual Funds (per transaction) · Common Stock $4.50 Fee + $0.03/Share Additional Paper Statements $5 per · One-time $15 per year · Annual $25 per year · Quarterly $50 per year · Monthly Other Extraordinary Fees $25 · Overdraft/Return Check · Special Mail Handling: $20 + cost - Certified Mail / Overnight Mail $20 · Wire Fee · Research/Special Services · Stop Payment · ▇▇▇▇ Conversion: Fee per Asset · Hourly staff costs $250 President/CEO $200 Trust Officers $100 All other employees $250 TERMINATION FEE * STANDARD INVESTMENT includes mutual funds, publicly traded stock or bonds and other investments as determined by Premier Trust. Please note we are not day traders, so please plan accordingly. ** NON-STANDARD INVESTMENT includes privately-held stock, promissory notes, limited partnership, limited liability company, real estate and other investments as determined by Premier Trust.

How to File a Complaint. Premier Trust, Inc. is chartered under the laws of the State of Nevada and by state law is subject to regulatory oversight by the Financial Institutions Division (FID) of the State of Nevada. Any consumer wishing to file a complaint against Premier Trust, Inc. should contact the FID through one of the means indicated below: In Person or U.S. Mail: Nevada Financial Institutions Division ▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇ Telephone Number: (▇▇▇) ▇▇▇-▇▇▇▇ Fax Number: (▇▇▇) ▇▇▇-▇▇▇▇ Web Site: ▇▇▇.▇▇▇.▇▇▇▇▇.▇▇.▇▇/▇▇▇▇▇▇▇.▇▇▇ We appreciate the opportunity to serve your financial needs. We pledge to follow the policies, safeguards and guidelines as described in this notice, and to protect the confidentiality of your information. Your relationship is very important to us, and we will take great care to honor these commitments to you. Thank you for choosing Premier Trust, Inc. This notice applies only to nonpublic personal information about individuals who obtain financial services primarily for personal, family or household purposes. Premier Trust, Inc. reserves the right to change any of its privacy policies and related procedures at any time, in accordance with applicable federal and state laws. You will receive appropriate notice if our Privacy Policy changes. Premier Trust, Inc. is a wholly-owned subsidiary of Ladenburg ▇▇▇▇▇▇▇▇ Financial Services (“Ladenburg ▇▇▇▇▇▇▇▇”). The Ladenburg ▇▇▇▇▇▇▇▇ group of companies includes: Ladenburg ▇▇▇▇▇▇▇▇ Financial Services Ladenburg ▇▇▇▇▇▇▇▇ & Co., Inc. Ladenburg ▇▇▇▇▇▇▇▇ Asset Management Inc. Triad Advisors, Inc. Investacorp Inc. Securities America Inc. Premier Trust, Inc. KMS Financial Services, Inc. SSN Highland Capital Brokerage If you have any questions regarding our Personal Information Privacy Protection Policy, or would like to receive a copy of this Policy, please call us at (▇▇▇) ▇▇▇-▇▇▇▇ or visit our Internet site at ▇▇▇▇://▇▇▇.▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇. [Initial Here] ▇▇▇ Owner/Depositor $175 INITIAL SET UP FEE (Charged at time account is established) $700 600 ANNUAL FEE (Annual fees are prorated and deducted quarterly, in arrears) Fee includes: Annual Electronic Statements and 24/7 Online Access to view account transactions & Paper Statement Investment holding fee for unlimited Standard Investments*and up to two (2) Non-Standard Investments** · Additional Non-Standard Investment $300/per asset annually (added to the Annual Fee) Preparation of one (1) annual IRS Form 5498 & 1099-R Dedicated Account Representative ITEMIZED FEES: Asset Aquisition Fees: Real Estate Administration $150 · Real Estate Set-up – per each piece of Real Estate - $8 · Transaction Service Fee (Incoming/Outgoing - rent, taxes, repairs, etc.) · Contracts, Deeds of Trust & Notes $100 · Set-up – per asset or liability - $8 · Transaction Service Fee (Incoming/Outgoing) - $50 Beneficiary or Demand Statement - Reconveyance - Transfer/Assignment Fee Hard Dollar $50 Reconveyance Fee Corporate Activity $10 · DTC Eligible Securities (per transaction) $20 · Non-Eligible Securities (per transaction) $29.50 · Mutual Funds (per transaction) · Common Stock $4.50 Fee + $0.03/Share Additional Paper Statements $5 per · One-time $15 per year · Annual $25 per year · Quarterly $50 per year · Monthly Other Extraordinary Fees $25 · Overdraft/Return Check · Special Mail Handling: $5 + cost Certified Mail $20 + cost - Certified Mail / Overnight Mail $20 · Wire Fee $100 per · Research/Special Services $25 · Stop Payment $50 · ▇▇▇▇ Conversion: /Recharacterization Fee per Asset · Hourly staff costs $250 President/CEO $200 Trust Officers $100 All other employees $250 200 TERMINATION FEE * STANDARD INVESTMENT includes mutual funds, publicly traded stock or bonds and other investments as determined by Premier Trust. Please note we are not day traders, so please plan accordingly. ** NON-STANDARD INVESTMENT includes privately-held stock, promissory notes, limited partnership, limited liability company, real estate and other investments as determined by Premier Trust.