Inducements and Conflicts of Interest. 43.1. It is understood that the Company arranges for the execution of Client Orders with another entity (the Liquidity Provider) and does not execute them itself as a principal to principal against the Client. The Client is hereby informed that the Company receives monthly commissions from the Liquidity Provider calculated as a percentage of the volume of Orders sent for execution every month. For more details on these commissions, you may contact the Company and the Company hereby undertakes to provide the relevant clarifications. 43.2. The Client is hereby informed that the Liquidity Provider is member of the same group with the Company and conflicts of interest may arise from this arrangement. In order to avoid any possible conflicts of interest, we have in place a “Summary of Conflicts of Interest Policy” available on the website for your information. 43.3. In promoting and marketing our services, we may engage affiliates. The activities of such affiliates are solely to introduce you as potential client to us. They are not permitted to offer any form of investment advice, legal advice, inducement, recommendation or portfolio management to you or to handle any of your funds or cash. The Client is hereby informed that the Company pays the affiliates mentioned above on fixed commissions per referral and/or variable commissions calculated as a percentage of deposits and/or volume of Orders of referred clients. For more details on these commissions, you may contact the Company and the Company hereby undertakes to provide the relevant clarifications.
Appears in 3 contracts
Sources: Client Agreement, Client Agreement, Client Agreement