Common use of Inducements and Conflicts of Interest Clause in Contracts

Inducements and Conflicts of Interest. 40.1. When the Company deals with the Client, the Company, an associate or some other person connected with the Company, may have an interest, relationship or arrangement that is material in relation to the transaction concerned or that conflicts with the Client’s interest. By way of example only, when the Company deals with a Transaction for or on behalf of the Client: (a) The Company or a Relevant Person is likely to make a financial gain, or avoid a financial loss, at the expense of the Client. (b) The Company or a Relevant Person has an interest in the outcome of a service provided to the Client or of a transaction carried out on behalf of the Client, which is distinct from the Client’s interest in that outcome. (c) The Company or a Relevant Person has a financial or other incentive to favour the interest of another Client or group of Clients over the interests of the Client. (d) The Company or a Relevant Person carries on the same business as the Client. (e) The Company or a Relevant Person receives or will receive from a person other than the Client an inducement in relation to a service provided to the Client, in the form of monies, goods or services, other than the standard commission or fee for that service.

Inducements and Conflicts of Interest. 40.1‌ 39.1. When the Company deals with the Client, the Company, an associate or some other person connected with the Company, may have an interest, relationship or arrangement that is material in relation to the transaction concerned or that conflicts with the Client’s interest. By way of example only, when the Company deals with a Transaction for or on behalf of the Client: (a) The Company or a Relevant Person is likely to make a financial gain, or avoid a financial loss, at the expense of the Client. (b) The Company or a Relevant Person has an interest in the outcome of a service provided to the Client or of a transaction carried out on behalf of the Client, which is distinct from the Client’s interest in that outcome. (c) The Company or a Relevant Person has a financial or other incentive to favour the interest of another Client or group of Clients over the interests of the Client. (d) The Company or a Relevant Person carries on the same business as the Client. (e) The Company or a Relevant Person receives or will receive from a person other than the Client an inducement in relation to a service provided to the Client, in the form of monies, goods or services, other than the standard commission or fee for that service.

Inducements and Conflicts of Interest. 40.139.1. When the Company deals with the Client, the Company, an associate or some other person connected with the Company, may have an interest, relationship or arrangement that is material in relation to the transaction concerned or that conflicts with the Client’s interest. By way of example only, when the Company deals with a Transaction for or on behalf of the Client: (a) The Company or a Relevant Person is likely to make a financial gain, or avoid a financial loss, at the expense of the Client. (b) The Company or a Relevant Person has an interest in the outcome of a service provided to the Client or of a transaction carried out on behalf of the Client, which is distinct from the Client’s interest in that outcome. (c) The Company or a Relevant Person has a financial or other incentive to favour the interest of another Client or group of Clients over the interests of the Client. (d) The Company or a Relevant Person carries on the same business as the Client. (e) The Company or a Relevant Person receives or will receive from a person other than the Client an inducement in relation to a service provided to the Client, in the form of monies, goods or services, other than the standard commission or fee for that service.