Information Barriers Clause Samples

Information Barriers. Where necessary we maintain arrangements which restrict access by our employees to information relating to areas of our business (and that of Affiliates) with which, and the affairs of clients with whom, they are not directly concerned. Accordingly, we shall not be required to have regard to or disclose to you or make use of any information which belongs to or is confidential to another client or to us or any Affiliate, and we may be unable to advise or deal with you in relation to particular investments without disclosing the reason for this. 11.5 Deals using a connected broker. Where a material connection exists between us and a connected broker, you hereby agree that you do not require us to give you notice of that. 12. CONFLICT OF INTERESTS حلاصملا براضت 12.1 Conflicts Policy. We are required to have arrangements in place to manage conflicts of interest between us and our clients and between different clients. We operate in accordance with a conflicts of interest policy we have put in place for this purpose in which we have identified those situations in which there may be a conflict of interest, and in each case, the steps we have taken to manage that conflict. A summary of our conflicts policy is available on the website of ▇▇▇▇▇.▇▇▇ UK [▇▇▇.▇▇▇▇▇.▇▇▇/▇▇] [Retail Clients only]. براضتلا ةرادإ كلذكو ،انبلبمع نٌبو اننٌب ةمباقلا حلاصملا نٌب براضتلاو عزانتلا ةرادلإ ةمزلبلا ةبسانملا تابٌترتلا عضوب نومزلم نحن :حلاصملا براضت ةساٌس 12-1 ةٌعون ةساٌسلا هذه ًف انددح دقو ؛حلاصملا نٌب امٌف براضتلاو عزانتلا ةرادلإ اصٌصخ اهانعضو ةددحم ةساٌسل اقبط لمعن نحنف ؛ءلبمعلا ؾلتخم حلاصم نٌب امٌف مباقلا عقوملا ىلع كلوخدبو ؛براضتلا اذه ةجلاعمو ةهجاومل تلااحلا هذه نم ةلاح لك ًف اهذاختا انٌلع بحٌ ًتلا تاءارجلإاو ،براضتلا اذه لثم اهٌف رهظٌ دق ًتلا تلااحلا .عازنلا ةرادإ ًف انتساٌسل زجوم ناٌب ىلع علبطلإا كنكمٌ ]طقف ةبزجتلا ءلبمعب صاخلا عقوملا[ ]▇▇▇.▇▇▇▇▇.▇▇▇/uk[ :▇▇▇▇▇.▇▇▇ UK ةكرشل ًنورتكللإا

Information Barriers. CESL prevents the flow of information where the interests of customers of one business function may conflict with the interests of customers of another business function. This includes using a separate network with no shared systems and customer data access between the two business functions. Further, CESL insists on strict customer confidentiality to ensure that information is disclosed only to those entitled to receive it.

Information Barriers. ​ The Information Barriers procedures are designed to ensure that information exchanged between different parts of the Group complies with regulations governing mergers and acquisitions, the handling of Inside Information, and the independence of fund managers in their investment decisions and related voting rights. When a business / LBU also has a separate fund management operation within it, an Information Barrier must be established between the two. ​

Information Barriers. Each Related Warehouse shall maintain effective information barriers between it and the relevant Trading Company as specified by the Exchange from time-to-time as set out in the Notice: Information barriers between Warehouse Companies and Trading Companies (Ref: 14/202: A195: W098), or any successor notice. The Related Warehouse shall engage a firm of professional accountants in public practice, the choice to be agreed with the Exchange, to assure that the information barriers it has in place meet the criteria specified by the Exchange, under such assurance standard(s) and in such manner as the Exchange may specify from time to time.

Information Barriers. You acknowledge and agree that: 10.1. you have established information barriers between the persons or entities within the Participant Group which are responsible for: (a) making decisions in relation to your or their participation in the Facility; and (b) trading, or making investment decisions in relation to, equity investments, and that those information barriers comply with the minimum standards for effective information barriers identified in Practice Statement No. 25 published by the Takeover Panel Executive on 17 June 2009 and amended on 19 September 2011 (the “Information Barriers”); and 10.2. you will maintain the Information Barriers, and ensure that the Confidential Information may not be accessed by any persons or entities within the Participant Group who hold or may acquire shares in the Target or who are or may be otherwise interested in shares carrying voting rights in the Target, until the end of the Relevant Period.

Information Barriers the Policy details the controls required to prevent inappropriate flows of information in order to maintain the independence of investment decisions, and to ensure compliance with regulatory requirements. ​ Capitalised terms used in this Policy are defined in Appendix 4, unless otherwise specified. Standards and Standard Operating Procedures are set out in the appendices to the Policy. ​

Information Barriers. Where necessary we maintain arrangements which restrict access by our employees to information relating to areas of our business (and that of Affiliates) with which, and the affairs of clients with whom, they are not directly concerned. Accordingly, we shall not be required to have regard to or disclose to you or make use of any information which belongs to or is confidential to another client or to us or any Affiliate, and we may be unable to advise or deal with you in relation to particular investments without disclosing the reason for this. 信息障碍。 在有需要的情况下，我们会作出合适的安排以约束员工在没适当原因下对我们（或我们的相连公司）的商业和客户知讯的作出检索。相应地，我们不必看待或向您披露或利用任何可能属于其他客户、我们或我们的相连公司的或对其他客户、我们或我们的相连公司不作公开的资料，而我们因此可能在不能透露俱体情况下不就某些投资产品为您提出意见或成交。

Information Barriers. In processing UBS Sensitive Information the Supplier shall establish and maintain adequate Information Barriers in order to comply with relevant UBS Policies.

Information Barriers. The Company (i) acknowledges that the Investor has advised it that the Investor and its affiliates are in the business of holding, investing and trading in securities, and (ii) so long as no information is disclosed in violation of Sections 2 and 3, agrees that this Agreement shall not in any way restrict or limit the activities of the Investor, any of its affiliates or any of their respective employees (or, for the avoidance of doubt, the Observer) in the business of holding, investing and trading in securities so long as such activities are in compliance with applicable securities laws, including, but not limited to, where (A) such activities are undertaken by the Investor, employees and/or their affiliates (or, for the avoidance of doubt, the Observer) that are not then in possession of Information constituting material non-public information of the Company, (B) Observer is subject to information barriers designed to protect the flow of Information constituting material non-public information to the Investor, other employees and affiliates or (C) an affirmative defense pursuant to paragraph (c) of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, is otherwise available.