Information Furnished by the Placement Agents Clause Samples

The 'Information Furnished by the Placement Agents' clause defines the responsibility of placement agents to provide accurate and complete information to the parties involved in a transaction, typically in the context of securities offerings. This clause clarifies that any statements, representations, or data supplied by the placement agents—such as marketing materials, investor presentations, or due diligence findings—are relied upon by the issuer and investors. Its core practical function is to allocate responsibility for the accuracy of information, ensuring that all parties are aware of the source and reliability of disclosures, thereby reducing the risk of misrepresentation or misinformation during the placement process.
Information Furnished by the Placement Agents. The following statement set forth under the caption “Plan of Distribution” in the Prospectus (the “Placement Agents’ Information”) constitutes the only information furnished by or on behalf of the Placement Agents: “Pursuant to the placement agency agreement, each of ▇▇▇▇▇▇ ▇▇▇▇▇▇, Canaccord, Baird and Noble have agreed to act as placement agents in connection with this offering and each are using their reasonable efforts to introduce us to investors who will purchase the shares we are offering pursuant to this prospectus.”
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Information Furnished by the Placement Agents. The following statement set forth under the caption “Plan of Distribution” in the Prospectus (the “Placement Agents’ Information”) constitutes the only information furnished by or on behalf of the Placement Agents: “Pursuant to the placement agency agreement, ▇▇▇▇▇▇ ▇▇▇▇▇▇ Partners LLC and Pacific Growth Equities, LLC have agreed to act as placement agents in connection with this offering. ▇▇▇▇▇▇ ▇▇▇▇▇▇ and Pacific Growth are using their reasonable efforts to introduce us to investors who will purchase the shares.”
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Information Furnished by the Placement Agents. The statements set forth under the caption “Plan of distribution—Price stabilization” in the Prospectus Supplement, only insofar as such statements relate to the stabilization activities that may be undertaken by the Placement Agents, constitute the only information furnished by the Placement Agents, as such information is referred to in Sections 3 and 8 hereof.
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Related to Information Furnished by the Placement Agents

  • Information Furnished by the Underwriters The statements set forth in the last paragraph on the cover page, the stabilization legend on the inside cover page, and the statements in the first and third paragraphs under the caption "Underwriting" in any Prepricing Prospectus and in the Prospectus, constitute the only information furnished by or on behalf of the Underwriters through you as such information is referred to in Sections 7(b) and 9 hereof.

  • Information Furnished by Underwriters Certain statements set forth in the Final Prospectus on the cover page and under the caption “Underwriters” which relate to the terms of the offering of the Securities and to the Underwriters constitute information furnished in writing by you, on behalf of the several Underwriters, for inclusion therein, and you, as the Representatives, confirm that such statements are correct.

  • Information Furnished by BISYS BISYS has furnished to the Trust the following: (a) BISYS' Articles of Incorporation. (b) BISYS' Bylaws and any amendments thereto. (c) Certified copies of actions of BISYS covering the following matters: 1. Approval of this Agreement, and authorization of a specified officer of BISYS to execute and deliver this Agreement; 2. Authorization of BISYS to act as Transfer Agent for the Trust. (d) A copy of the most recent independent accountants' report relating to internal accounting control systems as filed with the Commission pursuant to Rule 17Ad-13 under the Exchange Act.

  • Information Provided by the Underwriters The Underwriters severally confirm and the Company acknowledges that the statements with respect to the public offering of the Securities by the Underwriters set forth under the caption “Underwriting” in the Time of Sale Disclosure Package and in the Prospectus are correct and constitute the only information concerning such Underwriters furnished in writing to the Company by or on behalf of the Underwriters specifically for inclusion in the Registration Statement, any Preliminary Prospectus, the Time of Sale Disclosure Package, the Prospectus or any issuer free writing prospectus.

  • Escrow Agent Not Responsible for Furnished Information The Escrow Agent will have no responsibility for seeking, obtaining, compiling, preparing or determining the accuracy of any information or document, including the representative capacity in which a party purports to act, that the Escrow Agent receives as a condition to a release from escrow or a transfer of escrow securities within escrow under this Agreement.