Information Regarding Holders Clause Samples

The "Information Regarding Holders" clause requires parties to provide or maintain accurate and up-to-date information about the individuals or entities that hold interests, rights, or securities under the agreement. Typically, this clause outlines what specific information must be collected—such as names, contact details, or ownership percentages—and may require timely updates if any changes occur. Its core function is to ensure transparency and facilitate effective communication or compliance by keeping all relevant parties informed about who the current holders are.
Information Regarding Holders. Each Holder shall furnish to the Company and any applicable underwriter such information regarding such Holder and the distribution proposed by such Holder as the Company or such underwriter may request in writing and as shall be required in connection the registration referred to in this Agreement.
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Information Regarding Holders. For purposes of taking or recognizing any direction from the Holders of a given percentage of the Current Certificate Balance of any Class, the Administrator may conclusively rely (i) in the case of the Class A Certificates, on written information received from DTC or its nominee while the Class A Certificates are held in book-entry only form through the facilities of DTC, and (ii) in the case of Class B Certificates, on a written certification received from the Sponsor.
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Information Regarding Holders. A Holder of Registrable Securities included in a Warrant Shelf Registration Statement shall provide all information with respect to itself, its plan of distribution and related matters as required by Item 507 or 508 of the Regulation S-K, as applicable, of the Securities Act and requested by the Company in order to effect the registration and disposition of such Registrable Securities pursuant to such Shelf Registration Statement and such additional information required to be disclosed in order to make the information previously furnished to the Company not materially misleading.
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Information Regarding Holders. A Holder of Registrable ----------------------------- Securities included in a Shelf Registration Statement shall provide all information with respect to itself, its plan of distribution and related matters as may be reasonably requested by the Company in order to effect the registration and disposition of such Registrable Securities pursuant to such Shelf Registration Statement. If a Holder has not executed a counterpart to this Agreement, the Company may, if it so elects, condition inclusion of such Holder's Registrable Securities in the Shelf Registration Statement upon receipt of such a counterpart.
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Information Regarding Holders. The Company may require each Holder of Securities to be sold pursuant to the Shelf Registration Statement or Resale Registration Statement to furnish to the Company such information regarding the Holder and the distribution of the Securities as the Company may from time to time reasonably require for inclusion in the such Registration Statement, and the Company may exclude from such registration the Securities
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Information Regarding Holders. OF SENIOR NOTES; STATUS OF AND CHANGE IN BANK. (a) The Issuer covenants to provide any Secured Party at any time with current information regarding the names and addresses of Holders (as defined in the Senior Notes) of the Senior Notes and the aggregate outstanding amount of the Senior Notes. (b) The Issuer represents and warrants to each Secured Party that the Bank is not, and covenants that the Bank at all times will not be, an "Affiliate" of the Issuer, as such term is defined in Rule 405 under the Securities Act of 1933, as amended. The Issuer covenants not to change the depository institution which functions as agent on behalf of the Secured Parties pursuant to this Agreement (as defined in Section 3(a)(i) hereof) without providing the Secured Parties with not less than 15 Business Days' notice of such change and an opinion of counsel to the Issuer to the effect that (i) the Bank is not an Affiliate of the Issuer and (ii) the Secured Parties will continue to have a perfected and valid first-priority interest in and to the Collateral after any such change.
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Related to Information Regarding Holders

  • INFORMATION PROVIDED BY UNDERWRITERS The Company and the Underwriters acknowledge and agree that the only information furnished or to be furnished by the Underwriters to the Company for inclusion in the Registration Statement, any Preliminary Prospectus, any Issuer Free Writing Prospectus or the Prospectus consists of the information set forth in the third and eighth through tenth paragraphs under the caption “Underwriting” in the Prospectus.

  • Information The Buyer and its advisors, if any, have been, and for so long as the Note remain outstanding will continue to be, furnished with all materials relating to the business, finances and operations of the Company and materials relating to the offer and sale of the Securities which have been requested by the Buyer or its advisors. The Buyer and its advisors, if any, have been, and for so long as the Note remain outstanding will continue to be, afforded the opportunity to ask questions of the Company. Notwithstanding the foregoing, the Company has not disclosed to the Buyer any material nonpublic information and will not disclose such information unless such information is disclosed to the public prior to or promptly following such disclosure to the Buyer. Neither such inquiries nor any other due diligence investigation conducted by Buyer or any of its advisors or representatives shall modify, amend or affect Buyer’s right to rely on the Company’s representations and warranties contained in Section 3 below. The Buyer understands that its investment in the Securities involves a significant degree of risk. The Buyer is not aware of any facts that may constitute a breach of any of the Company's representations and warranties made herein.

  • Information for Unit Holders For the purpose of permitting Unit holders to satisfy any reporting requirements of applicable federal or state tax law, First Trust Advisors L.P., acting in its capacity as Evaluator, shall make available to the Trustee and the Trustee shall transmit to any Unit holder upon request any determinations made by it pursuant to Section 4.01.

  • Confidentiality; Sharing Information Agent, each Lender and each Transferee shall hold all non-public information obtained by Agent, such Lender or such Transferee pursuant to the requirements of this Agreement in accordance with Agent’s, such Lender’s and such Transferee’s customary procedures for handling confidential information of this nature; provided, however, Agent, each Lender and each Transferee may disclose such confidential information (a) to its examiners, Affiliates, outside auditors, counsel and other professional advisors, (b) to Agent, any Lender or to any prospective Transferees, and (c) as required or requested by any Governmental Body or representative thereof or pursuant to legal process; provided, further that (i) unless specifically prohibited by Applicable Law, Agent, each Lender and each Transferee shall use its reasonable best efforts prior to disclosure thereof, to notify the applicable Borrower of the applicable request for disclosure of such non-public information (A) by a Governmental Body or representative thereof (other than any such request in connection with an examination of the financial condition of a Lender or a Transferee by such Governmental Body) or (B) pursuant to legal process and (ii) in no event shall Agent, any Lender or any Transferee be obligated to return any materials furnished by any Borrower other than those documents and instruments in possession of Agent or any Lender in order to perfect its Lien on the Collateral once the Obligations have been paid in full and this Agreement has been terminated. Each Borrower acknowledges that from time to time financial advisory, investment banking and other services may be offered or provided to such Borrower or one or more of its Affiliates (in connection with this Agreement or otherwise) by any Lender or by one or more Subsidiaries or Affiliates of such Lender and each Borrower hereby authorizes each Lender to share any information delivered to such Lender by such Borrower and its Subsidiaries pursuant to this Agreement, or in connection with the decision of such Lender to enter into this Agreement, to any such Subsidiary or Affiliate of such Lender, it being understood that any such Subsidiary or Affiliate of any Lender receiving such information shall be bound by the provisions of this Section 16.15 as if it were a Lender hereunder. Such authorization shall survive the repayment of the other Obligations and the termination of this Agreement.

  • Sharing Information Each party hereto shall as promptly as possible, and in any event within two (2) business days, inform the other of any material communications between such party and the FCC or any other Governmental Authority regarding this Agreement or the transactions contemplated hereby. If any party receives a request for additional information or documentary material from any such Governmental Authority, then such party shall endeavor in good faith to make, or cause to be made, as promptly as practicable and after consultation with the other party, an appropriate response to such request.