Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 579 contracts
Sources: Underwriting Agreement (QMSK Technology Co., LTD), Underwriting Agreement (Youxin Technology LTD), Underwriting Agreement (Picard Medical, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Representative’s Counsel specifically for use by Representative Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 98 contracts
Sources: Underwriting Agreement (BGIN BLOCKCHAIN LTD), Underwriting Agreement (Mega Fortune Co LTD), Underwriting Agreement (Mega Fortune Co LTD)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 74 contracts
Sources: Underwriting Agreement (Creatd, Inc.), Underwriting Agreement (Inspira Technologies OXY B.H.N. LTD), Underwriting Agreement (Inspira Technologies OXY B.H.N. LTD)
Information. All To the Company’s knowledge, all information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 42 contracts
Sources: Underwriting Agreement (OFA Group), Underwriting Agreement (OFA Group), Underwriting Agreement (Nano Nuclear Energy Inc.)
Information. All information provided by the Company in its its, and, to the Company’s knowledge, all information provided by the Company’s officers and directors in their, FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 35 contracts
Sources: Underwriting Agreement (Bimergen Energy Corp), Underwriting Agreement (Venu Holding Corp), Underwriting Agreement (Venu Holding Corp)
Information. All information provided by the Company in its FINRA questionnaire to Representative Representatives’ Counsel specifically for use by Representative Representatives’ Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 23 contracts
Sources: Underwriting Agreement (Caring Brands, Inc.), Underwriting Agreement (Caring Brands, Inc.), Underwriting Agreement (Caring Brands, Inc.)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Representative’s Counsel specifically for use by Representative Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 22 contracts
Sources: Underwriting Agreement (SAMFINE CREATION HOLDINGS GROUP LTD), Underwriting Agreement (SAMFINE CREATION HOLDINGS GROUP LTD), Underwriting Agreement (Yimutian Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System public offering system filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 12 contracts
Sources: Underwriting Agreement (Marwynn Holdings, Inc.), Underwriting Agreement (Marwynn Holdings, Inc.), Underwriting Agreement (Marwynn Holdings, Inc.)
Information. All information provided by the Company and its officers and directors in its their FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 12 contracts
Sources: Underwriting Agreement (My Size, Inc.), Underwriting Agreement (Kaspien Holdings Inc.), Underwriting Agreement (Avinger Inc)
Information. All information provided by the Company in its the FINRA questionnaire to Representative Representative’s Counsel specifically for use by Representative Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 12 contracts
Sources: Underwriting Agreement (EVmo, Inc.), Underwriting Agreement (EVmo, Inc.), Underwriting Agreement (EVmo, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative the Representative’s Counsel specifically for use by Representative the Representative’s Counsel in connection with its Public Offering System public offering system filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 10 contracts
Sources: Underwriting Agreement (iOThree LTD), Underwriting Agreement (iOThree LTD), Underwriting Agreement (Ambitions Enterprise Management Co. L.L.C)
Information. All information provided by the Company Parties in its the FINRA questionnaire to Representative Representative’s Counsel specifically for use by Representative Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 9 contracts
Sources: Underwriting Agreement (Toughbuilt Industries, Inc), Underwriting Agreement (Toughbuilt Industries, Inc), Underwriting Agreement (Toughbuilt Industries, Inc)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Counsel Representative’s counsel specifically for use by Representative Counsel Representative’s counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 8 contracts
Sources: Underwriting Agreement (APEX Global Solutions LTD), Underwriting Agreement (Globavend Holdings LTD), Underwriting Agreement (TryHard Holdings LTD)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct correct, and complete in all material respects.
Appears in 8 contracts
Sources: Underwriting Agreement (Propanc Biopharma, Inc.), Underwriting Agreement (Propanc Biopharma, Inc.), Underwriting Agreement (Propanc Biopharma, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by the Representative Counsel in connection with its any Public Offering System filings (and related disclosure) with FINRA and any bring-down thereto is true, correct and complete in all material respects.
Appears in 7 contracts
Sources: Underwriting Agreement (FG Financial Group, Inc.), Underwriting Agreement (FG Financial Group, Inc.), Underwriting Agreement (FG Financial Group, Inc.)
Information. All information provided by the Company and its officers and directors in its their FINRA questionnaire questionnaires to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 7 contracts
Sources: Underwriting Agreement (Sg Blocks, Inc.), Underwriting Agreement (Sg Blocks, Inc.), Underwriting Agreement (Sg Blocks, Inc.)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Representatives Counsel specifically for use by Representative Representatives Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 6 contracts
Sources: Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Representatives Counsel specifically for use by Representative Representatives Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 6 contracts
Sources: Underwriting Agreement (New Age Beverages Corp), Underwriting Agreement (Sachem Capital Corp.), Underwriting Agreement (Immuron LTD)
Information. All information provided by the Company in its FINRA questionnaire to the Representative Counsel specifically for use by or Representative Counsel in connection with its Public Offering System Representative’s filings (and related disclosure) with FINRA under FINRA Rule 5110, including, without limitation, in any FINRA Questionnaire and representation letter, is true, correct and complete in all material respects.
Appears in 6 contracts
Sources: Underwriting Agreement (Biofrontera AG), Underwriting Agreement (Biofrontera AG), Underwriting Agreement (Biofrontera AG)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Representatives’ Counsel specifically for use by Representative Representatives’ Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 6 contracts
Sources: Underwriting Agreement (HiTek Global Inc.), Underwriting Agreement (YSX Tech Co., LTD), Underwriting Agreement (AeroClean Technologies, LLC)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System COBRADesk filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 6 contracts
Sources: Underwriting Agreement (Genspera Inc), Underwriting Agreement (AspenBio Pharma, Inc.), Underwriting Agreement (AspenBio Pharma, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Representative’s Counsel specifically for use by Representative Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct correct, and complete in all material respects.
Appears in 5 contracts
Sources: Underwriting Agreement (Oranco Inc), Underwriting Agreement (Pixie Dust Technologies, Inc.), Underwriting Agreement (Pixie Dust Technologies, Inc.)
Information. All information provided by the Company Company’s officers and directors in its the FINRA questionnaire Questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 5 contracts
Sources: Underwriting Agreement (PARETEUM Corp), Underwriting Agreement (PARETEUM Corp), Underwriting Agreement (NanoVibronix, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel the Representative’s counsel specifically for use by Representative Counsel the Representative’s counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 4 contracts
Sources: Underwriting Agreement (OMS Energy Technologies Inc.), Underwriting Agreement (OMS Energy Technologies Inc.), Underwriting Agreement (1847 Goedeker Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative the Representative’s Counsel specifically for use by Representative the Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 4 contracts
Sources: Underwriting Agreement (RoyaLand Co Ltd.), Underwriting Agreement (RoyaLand Co Ltd.), Underwriting Agreement (Brera Holdings PLC)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 4 contracts
Sources: Underwriting Agreement (China Commercial Credit Inc), Underwriting Agreement (China Commercial Credit Inc), Underwriting Agreement (China Commercial Credit Inc)
Information. All information provided by the Company in its FINRA questionnaire to Representative Representative’s US Counsel specifically for use by Representative Representative’s US Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 3 contracts
Sources: Underwriting Agreement (Therapix Biosciences Ltd.), Underwriting Agreement (Therapix Biosciences Ltd.), Underwriting Agreement (Therapix Biosciences Ltd.)
Information. All To the Company’s knowledge, all information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct correct, and complete in all material respects.
Appears in 3 contracts
Sources: Underwriting Agreement (CW Petroleum Corp), Underwriting Agreement (CW Petroleum Corp), Underwriting Agreement (CW Petroleum Corp)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by the Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 3 contracts
Sources: Underwriting Agreement (cbdMD, Inc.), Underwriting Agreement (Level Brands, Inc.), Underwriting Agreement (Level Brands, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 3 contracts
Sources: Underwriting Agreement (Charming Medical LTD), Underwriting Agreement (Charming Medical LTD), Underwriting Agreement (Waton Financial LTD)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Representative’s Counsel specifically for use by Representative Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) determination of the Offering’s compliance with applicable FINRA rules is true, correct and complete in all material respects.
Appears in 3 contracts
Sources: Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Tg Therapeutics, Inc.), Underwriting Agreement (Stemline Therapeutics Inc)
Information. All information provided by the Company and all information provided by its officers and directors in its their respective FINRA questionnaire questionnaires to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 3 contracts
Sources: Underwriting Agreement (Silynxcom Ltd.), Underwriting Agreement (Silynxcom Ltd.), Underwriting Agreement (Silynxcom Ltd.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel the Representative’s counsel specifically for use by Representative Counsel the Representative’s counsel in connection with its Public Offering System public offering system filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 2 contracts
Sources: Underwriting Agreement (Advanced Biomed Inc.), Underwriting Agreement (Advanced Biomed Inc.)
Information. All information provided by the Company and all information provided by its officers and directors in its their FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 2 contracts
Sources: Underwriting Agreement (Beamr Imaging Ltd.), Underwriting Agreement (Beamr Imaging Ltd.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its FINRA’s Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 2 contracts
Sources: Underwriting Agreement (GEE Group Inc.), Underwriting Agreement (GEE Group Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA under FINRA Rule 5110 is true, correct and complete in all material respects.
Appears in 2 contracts
Sources: Underwriting Agreement (CapsoVision, Inc), Underwriting Agreement (CapsoVision, Inc)
Information. All information provided by the Company in its FINRA questionnaire to Representative Representative’s Counsel specifically for use by Representative Representative’s Counsel in connection with its Public Offering System Representative’s filings (and related disclosure) with FINRA under FINRA Rule 5110 is true, correct and complete in all material respects.
Appears in 2 contracts
Sources: Underwriting Agreement (Lemeng Holdings LTD), Underwriting Agreement (Jayud Global Logistics LTD)
Information. All information provided by the Company and all information provided by its officers and directors in its their respective FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 2 contracts
Sources: Underwriting Agreement (Sushi Ginza Onodera, Inc.), Underwriting Agreement (Sushi Ginza Onodera, Inc.)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Representatives’ Counsel specifically for use by Representative Representatives’ Counsel in connection with its Public Offering System filings (and related disclosure) determination of the Offering’s compliance with applicable FINRA rules is true, correct and complete in all material respects.
Appears in 2 contracts
Sources: Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc)
Information. All information provided by the Company in its FINRA questionnaire questionnaires to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 2 contracts
Sources: Underwriting Agreement (Treasure Global Inc), Underwriting Agreement (Treasure Global Inc)
Information. All information provided by the Company in its FINRA questionnaire to the Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Sources: Underwriting Agreement (Mixed Martial Arts Group LTD)
Information. All information provided by the Company in its FINRA questionnaire to the Representative Counsel specifically for use by Representative Counsel H▇▇▇▇▇ and B▇▇▇▇, LLP (“Representative’s Counsel”) in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by the Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA and any bring-down thereto is true, correct and complete in all material respects.
Appears in 1 contract
Sources: Underwriting Agreement (cbdMD, Inc.)
Information. All information provided by the Company and its officers, directors and shareholders in its their FINRA questionnaire questionnaires to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects. To the Company’s best knowledge after due inquiry, all information provided by the Insiders in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects..
Appears in 1 contract
Information. All all information provided by the Company in its FINRA questionnaire to S▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ LLP, counsel to the Representative Counsel (“Representative Counsel”), specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its FINRA Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Sources: Underwriting Agreement (Oculus Innovative Sciences, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by the Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA and any bring down thereto is true, correct and complete in all material respects.
Appears in 1 contract
Sources: Underwriting Agreement (cbdMD, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel counsel (the “Representative’s Counsel”) specifically for use by Representative Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Information. All information provided by the Company and all the information provided by its officers and directors in their in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Sources: Underwriting Agreement (Ipsidy Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA (the “FINRA Questionnaire”) is true, correct and complete in all material respects.
Appears in 1 contract
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel such counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Information. All To the Company’s knowledge, all information provided by the Company in its FINRA questionnaire Questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Sources: Underwriting Agreement (Heart Test Laboratories, Inc.)
Information. All information provided by the Company and its Subsidiaries, and to the knowledge of the Company, all information provided by their officers, directors and principal stockholders in its their respective, FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Sources: Underwriting Agreement (Direct Communication Solutions, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel R▇▇▇’▇ counsel specifically for use by Representative Counsel R▇▇▇’▇ counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Sources: Equity Distribution Agreement (xG TECHNOLOGY, INC.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respectscomplete.
Appears in 1 contract
Information. All information provided by the Company in its FINRA questionnaire to counsel to the Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Sources: Underwriting Agreement (Eleison Pharmaceuticals Inc)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to the Representative Counsel specifically for use by or Representative Counsel in connection with its Public Offering System Representative’s filings (and related disclosure) with FINRA under FINRA Rule 5110 is true, correct and complete in all material respects.
Appears in 1 contract
Information. All information provided by the Company in its FINRA questionnaire to RC, the counsel of the Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract