INSTRUCTIONS AND BASIS OF DEALING Sample Clauses
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INSTRUCTIONS AND BASIS OF DEALING. 4.1. You may give us instructions for Trades via the Trading Platform, or by such other means as we may from time to time specify to you in writing. In such circumstances:
4.1.1. when you do so you are offering to enter into a Trade with us at the price we quote as adjusted (if applicable) within your specified Price Tolerance when you complete all obligatory fields and click the relevant button; and
4.1.2. when we receive your offer we will provide you with an electronic acknowledgement but you and we will be bound by a Trade only when details of the Trade are reported as executed on the Trading Platform. If you do not see details of the executed Trade on the Trading Platform, please contact us immediately to confirm the status of the Trade. After we execute the Trade we will send you a Trade Confirmation as described in clause 12.
4.2. We may in our sole discretion accept instructions for Trades (including closing only Trades when our Trading Platform is not in operation) by telephone or ‘live chat’, but not through other component of the Website such as e-mail. When we do so:
4.2.1. your instruction to Trade will constitute an offer to enter into a Trade at the price we quote. Trades placed by telephone or ‘live chat’ will only be accepted at the current Our Price;
4.2.2. you can place an Order only by dealing directly with an authorised dealer. We will not accept an Order left with other employees, on an answering machine or on a voice mail facility;
4.2.3. you and we will be bound by a Trade only when our authorised dealer confirms that the offer has been accepted.
4.3. You may place an electronic Order on the Trading Platform at any time or, subject to clause 4.2, you may place a telephone or ‘live chat’ Order with an authorised dealer during our Trading Hours. However, we will execute Trades only during times which are both our Trading Hours and the Market Hours for the relevant Market. Market Hours are stated in the Market Information. We will advise you of any change to our Trading Hours or Market Hours on the Website or Trading Platform, and where reasonably practicable we will provide you with no less than two Business Days notice of any such change.
4.4. Prices quoted by us (whether on the Trading Platform, by telephone, ‘live chat’ or otherwise) do not constitute a contractual offer to enter into a Trade at the prices quoted or at all. We reserve the right to refuse to enter into any Trade. Such situations include but are not limited to, when:...
INSTRUCTIONS AND BASIS OF DEALING. Placing of instructions: You may give us instructions in writing (including fax), by email or other electronic means or orally (including by telephone), unless we tell you that instructions can only be given in a particular way. If you give instructions by telephone, your conversation will be recorded (see clause 14.
INSTRUCTIONS AND BASIS OF DEALING. 5.1 Placing of instructions: You may give us instructions for Transactions by electronic means on the electronic trading system, or orally (including by telephone), unless we tell you that instructions can only be given in a particular way. If you give instructions by telephone, your conversation will be recorded. If any instructions are received by us by telephone, computer or other medium we may ask you to confirm such instructions in writing or by other electronic means. We shall be authorised to follow instructions notwithstanding your failure to confirm them in writing or by other electronic means. In this Agreement "instructions" and "orders" have the same meaning.
INSTRUCTIONS AND BASIS OF DEALING. 37.1 Placing of instructions: Unless expressly agreed upon otherwise, by us all dealing Instructions must be given to us electronically via our Online Trading Facility, although we may at our sole discretion accept instructions from you in writing (including fax), by e-mail or other electronic means, or orally (including by telephone through our dealing department at the designated phone number specified on our Online Trading Facility or as otherwise notified to you in writing (“Instructions”), unless we tell you that Instructions can only be given in a particular way. We may, in our absolute discretion, require confirmation (in such form as we may specify) of any dealing Instruction, as appropriate. If you give Instructions by telephone, your conversation may be recorded. We shall be authorized to follow Instructions notwithstanding your failure to confirm them in writing. A dealing Instruction or Order given by you to us shall not take effect until it is actually received by us. In this Agreement, unless the context requires otherwise, “Instructions” and “Orders” shall have the same meaning.
INSTRUCTIONS AND BASIS OF DEALING. 5.1. Placing of instructions: You may give us instructions in writing (including fax), by email or other electronic means or orally (including by telephone), unless we tell you that instructions can only be given in a particular way. If you give instructions by telephone, your conversation may be recorded. If any instructions are received by us by telephone, computer or other medium we may ask you to confirm such instructions in writing. We shall be authorised to follow instructions notwithstanding your failure to confirm them in writing. Instructions for the simultaneous sale and purchase of a security financial instrument on behalf of the same beneficial owner may not be given under this Agreement. In this Agreement "instructions" and "orders" have the same meaning.
INSTRUCTIONS AND BASIS OF DEALING. 8.1 Placing of instructions: You may give us instructions in writing (including fax), by email or other electronic means or orally (including by telephone), unless we tell you that instructions can only be given in a particular way. We will not be liable for any action we take in good faith, pursuant to receipt of instructions from you, nor will we be responsible for verifying the accuracy of instructions received from you. If you give instructions by telephone, your conversation will be recorded. If any instructions are received by us by telephone, computer or other medium we may ask you to confirm such instructions in writing. We shall be authorised to follow instructions notwithstanding your failure to confirm them in writing. Instructions for the simultaneous sale and purchase of a security on behalf of the same beneficial owner may not be given under this Agreement. In this Agreement "instructions" and "orders" have the same meaning.
INSTRUCTIONS AND BASIS OF DEALING. 2.1. We shall assume that by giving us Instructions you are not prohibited from using our Services under Applicable Law or otherwise and that you will comply at all times with Applicable Law.
2.2. You may give us Instructions via Electronic Services or orally (including by telephone), unless we tell you that instructions can only be given in a particular way. We will record Instructions by telephone.
2.3. If you trade with us via Electronic Services, this will additionally be covered by Schedule 1 – Electronic Trading Services.
2.4. We shall be entitled to act for you upon Instructions given by or purporting to be given by you or any person on your behalf that is authorised by you without us being required to make any further enquiry as to the genuineness, authority or identity of the person giving or purporting to give such Instructions.
2.5. Nonetheless, we may at our discretion refuse to act on any Instruction without explanation where we reasonably believe that:
2.5.1. To do so might breach Applicable Law or any of our other legal duties;
2.5.2. To do so would damage our reputation;
2.5.3. You may be unable to settle any relevant transaction by the settlement time;
2.5.4. The instruction is unclear, incomplete or not given by you or on your behalf; or
2.5.5. We consider that you do not meet or have not provided sufficient evidence to demonstrate or confirm that you meet the eligibility criteria for investing in the Financial Products at the time of execution of a Transaction for any other reason.
2.6. We can only cancel or amend your Instructions if we have not acted upon those Instructions, and we have received your consent.
2.7. We have the right (but not the obligation) to set limits and/or parameters to control your ability to place Instructions in our absolute discretion. Such limits and/or parameters may be amended, increased, decreased, removed or added to by us in our absolute discretion and may include (without limitation):
a) controls over maximum Instruction amounts and maximum Instruction sizes;
b) controls over our total exposure to you;
c) controls over prices at which Instructions may be submitted (to include (without limitation) controls over Instructions which are at a price which differs greatly from the market price at the time the Instruction is submitted to the Instruction book);
d) controls over the Electronic Services (to include (without limitation) any verification procedures to ensure that any particular Instruction or Instruc...
INSTRUCTIONS AND BASIS OF DEALING. 11.1 Placing of instructions: You may give us instructions in writing (including fax), by email or other electronic means or orally (including by telephone), unless we tell you that instructions can only be given in a particular way. We shall be entitled to act for you upon instructions given or purporting to be given by you or any person authorised on your behalf without further enquiry as to the genuineness, authority or identity of the person giving or purporting to give such instructions. We shall not be obliged to accept instructions to enter a Transaction on your behalf.
INSTRUCTIONS AND BASIS OF DEALING. 37.1 Placing of instructions: Unless expressly agreed upon otherwise, by us all dealing Instructions must be given to us electronically via our Online Trading Facility, although we may at our sole discretion accept instructions from you in writing (including fax), by e-mail or other electronic means, or orally (including by telephone through our dealing department at the designated phone number specified on our Online Trading Facility or as otherwise notified to you in writing (“Instructions”), unless we tell you that Instructions can only be given in a particular way. We may, in our absolute discretion, require confirmation (in such form as we may specify) of any dealing Instruction, as appropriate. If you give Instructions by telephone, your conversation may be recorded. We shall be authorised to follow Instructions notwithstanding your failure to confirm them in writing. Instructions for the simultaneous entering into a Contract for the purchase and a Contract for the sale of a certain Financial Instrument on behalf of the same beneficial owner may NOT be given under this Agreement. A dealing Instruction or Order given by you to us shall not take effect until it is actually received by us. In this Agreement, unless the context requires otherwise, “Instructions” and “Orders” shall have the same meaning.
INSTRUCTIONS AND BASIS OF DEALING. 33.1 Placing of instructions: Unless expressly agreed otherwise, all trading instructions must be provided to us electronically through our online trading facility, even though we may accept instructions from you in writing (including fax), by e-mail or by other electronic means, or orally (including by telephone through our trading department at the specified telephone number) at our sole discretion. Your conversation may be recorded if you give instructions by telephone. Notwithstanding your failure to confirm them in writing, we are authorized to follow the instructions. Instructions for the simultaneous conclusion, on behalf of the same beneficial owner, of a contract for the purchase and the contract for the sale on behalf of the same beneficial owner of a certain financial instrument may NOT be provided under this Agreement. A trading instruction or order provided to us by you shall not take effect until we have actually received it. Unless the context requires otherwise, the instructions and orders in this Agreement have the same meaning.
