INSTRUCTIONS AND DEALING Clause Samples
The 'Instructions and Dealing' clause defines how parties are to communicate and execute instructions related to transactions or dealings under the agreement. It typically outlines the acceptable methods for giving instructions (such as in writing, electronically, or verbally), who is authorized to issue them, and the procedures for confirming or acting upon such instructions. This clause ensures that all parties have a clear, agreed-upon process for handling instructions, reducing the risk of misunderstandings or unauthorized actions.
INSTRUCTIONS AND DEALING. 4.1 PLACING AN ORDER
INSTRUCTIONS AND DEALING.
4.1 Placing An Order
4.2 Appointment of and changing authorised persons Authorised Persons Attorney (as a type of Authorised Persons) Instructions by an Authorised Person
(a) outside their actual or ostensible authority; or
(b) in error, fraudulent, negligent, in breach of their fiduciary duties or criminal. You agree not to make, and you release us from any liability to you under your right to make, any Claim against us for any loss incurred or suffered by you which arise directly or indirectly due to us relying on instructions from or other communications from or acts or omissions by your Authorised Person (including your attorney).
INSTRUCTIONS AND DEALING. 5 4.1 PLACING AN ORDER ......................................................................................................................................... 5 4.2 APPOINTMENT OF AND CHANGING AUTHORISED PERSONS .................................................................... 6 4.3 ACCOUNT SECURITY INFORMATION .............................................................................................................. 6 4.4 FURTHER INSTRUCTIONS AND COMMUNICATIONS ..................................................................................... 6 4.5 CONFIRMATION OF INSTRUCTIONS ................................................................................................................ 7 4.6 INTERNET INSTRUCTIONS ................................................................................................................................ 7 4.7 INSTRUCTION IS NOT A CONTRACT ............................................................................................................... 7 4.8 CORRECT DESIGNATION .................................................................................................................................. 7 4.9 USE OF THE TRADING PLATFORM .................................................................................................................. 8 5. CONSENT TO RECORDING OF TELEPHONE CONVERSATIONS ................................................................. 8
INSTRUCTIONS AND DEALING. 12 5. CONSENT TO RECORDING OF TELEPHONE CONVERSATIONS 14
INSTRUCTIONS AND DEALING. 5. CONSENT TO RECORDING OF TELEPHONE CONVERSATIONS 6. MARKET DISRUPTION 14 7. OPENING A TRADE 14 8. CLOSING A CONTRACT 9. PRICING AND QUOTES 17 10. ORDERS 18
INSTRUCTIONS AND DEALING. GIVING US INSTRUCTIONS
INSTRUCTIONS AND DEALING. 11
4.1 PLACING AN ORDER 11 4.2 APPOINTMENT OF AND CHANGING AUTHORISED PERSONS 11 4.3 ACCOUNT SECURITY INFORMATION 12
INSTRUCTIONS AND DEALING