Common use of Introducing Brokers and Affiliates Clause in Contracts

Introducing Brokers and Affiliates. 15.1 The Client may have been recommended by an introducing broker or an affiliate based on a written agreement with the Company subject to the Applicable regulations. 15.2 The Company may pay a fee/commission to introducing brokers and/or affiliates based on a written agreement. The Company has the obligation and undertakes to disclose to the 15.3 The Company shall not be liable for any type of agreement that may exist between the Client and the introducing broker or affiliate or for any additional costs as a result of this Agreement. 15.4 The Client acknowledges that the introducing broker or affiliate is not a representative of the Company.

Appears in 2 contracts

Sources: Client Service Agreement, Client Service Agreement

Introducing Brokers and Affiliates. 15.1 16.1 The Client may have been recommended by an introducing broker or an affiliate based on a written agreement with the Company subject to the Applicable regulations. 15.2 16.2 The Company may pay a fee/commission to introducing brokers and/or affiliates based on a written agreement. The Company has the obligation and undertakes to disclose to thea 15.3 16.3 The Company shall not be liable for any type of agreement that may exist between the Client and the introducing broker or affiliate or for any additional costs as a result of this Agreement. 15.4 16.4 The Client acknowledges that the introducing broker or affiliate is not a representative of the Company.

Appears in 1 contract

Sources: Client Services Agreement

Introducing Brokers and Affiliates. 15.1 The Client may have been recommended by an introducing broker or an affiliate based on a written agreement with the Company subject to the Applicable regulations. 15.2 The Company may pay a fee/commission to introducing brokers and/or affiliates based on a written agreement. The Company has the obligation and undertakes to disclose to the 15.3 The the Client, upon his request, further details regarding the amount of fees/commission or any other remuneration paid by the Company shall not be liable for any type of agreement that may exist between the Client and the to introducing broker brokers or affiliate or for any additional costs as a result of this Agreementaffiliates. 15.4 The Client acknowledges that the introducing broker or affiliate is not a representative of the Company.

Appears in 1 contract

Sources: Client Services Agreement

Introducing Brokers and Affiliates. 15.1 1. The Client Customer may have been recommended by an introducing broker or an affiliate based on a written agreement with the Company subject to the Applicable regulations. 15.2 2. The Company may pay a fee/commission to introducing brokers and/or affiliates based on a written agreement. The Company has the obligation and undertakes to disclose to the 15.3 The the Customer, upon his request, further details regarding the amount of fees/commission or any other remuneration paid by the Company shall not be liable for any type of agreement that may exist between the Client and the to introducing broker brokers or affiliate or for any additional costs as a result of this Agreementaffiliates. 15.4 The Client acknowledges that the introducing broker or affiliate is not a representative of the Company.

Appears in 1 contract

Sources: Customer Service Agreement