Common use of INTRODUCING BROKER’S SERVICES Clause in Contracts

INTRODUCING BROKER’S SERVICES. ‌ (1) Trade Capital Markets is an “Introducing Broker” of Interactive Brokers, which is in turn acting as a Financial Intermediary of the Client. (2) We present the services and platforms of the Financial Intermediary to our Clients. In addition, we shall: i. Provide training to the Client with regard to the provision of financial instruments and the trading platforms of the Financial Intermediary; ii. Offer technical assistance to the Client in relation to the Financial Intermediary’s trading platforms; iii. Offer training on technical and operational analysis on the stock exchange; iv. Provide information and support to the Client with regard to the Securities Accounts opened with the Financial Intermediary, including but not limited to: issuance of reports, technical assistance in relation to the platforms, the costs and charges, the deposits and the withdrawals, etc. For these services, the Company receives inducements from the Financial Intermediary; and v. Provide clients with marketing material, technical or market analysis and webinars. Any statement, recommendation or opinion provided to any Client is not designed with respect to the individual Client’s personal profile, financial situation or trading experience, and therefore should not be construed as investment advice, recommendation, opinion and/or as a solicitation for any Transactions in financial instruments. (3) For trading Stocks, Options, Futures, Exchange Trades Funds, Warrants, Structured Products, Fixed Income products and Mutual Funds, Interactive Brokers will provide you with a mechanism to submit your orders yourself electronically directly to the Financial Intermediary. (4) When trading Stocks, Options, Futures, Exchange Trades Funds, Warrants, Structured Products, Fixed Income products and Mutual Funds, Clients will be subjectto the Terms & Conditions of the Financial Intermediary available on its webpage (▇▇▇.▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇). If the Client wishes to obtain additional details, he/she can consult the web page of Interactive Brokers. (5) The Client agrees to monitor the Financial Intermediary’s website at ▇▇▇.▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇.▇▇ for information regarding its services. The Client consents to receive key information documents (“KIDs”) for products covered by the Packaged Retail and Insurance-based Investment Products Regulation (“PRIIPs”) by means of the website.

INTRODUCING BROKER’S SERVICES. ‌ (1) Trade Capital Markets is an “Introducing Broker” of Interactive Brokers, which is in turn acting as a Financial Intermediary of the Client. (2) ours. We present the services and platforms of the Financial Intermediary to our Clients. In addition, we shall: i. Provide training to the Client with regard to the provision of financial instruments and the trading platforms of the Financial Intermediary; ii. Offer technical assistance to the Client in relation to the Financial Intermediary’s trading platforms; iii. Offer training on technical and operational analysis on the stock exchange; iv. Collect the relevant documentation from Clients in order to fulfill our obligations in relation to Know-Your-Customer (“KYC”) procedures; v. Assess the Client’s knowledge and experience with regard to complex products through the process known as ‘Appropriateness Test’; vi. Maintain all required books records in connection with the Client’s Orders and Transactions placed with the Trading Platform of the Financial Intermediary for the purpose of their future consultation by the Client or by the CySEC, if needed; vii. Transfer the Client’s Orders to the Financial Intermediary for execution acting in accordance with the precise instructions received from the Client, as well as transferring the Client’s Funds or the Client’s Securities to the destination account designated by the Client; viii. Provide information and support to the Client with regard to the Securities Accounts opened with the Financial Intermediary, including but not limited to: issuance of reports, technical assistance in relation to the platforms, the costs and charges, the deposits and the withdrawals, etc. For these services, the Company receives inducements from the Financial Intermediary; and v. ix. Provide clients with marketing material, technical or market analysis and webinars. Any statement, recommendation or opinion provided to any Client is not designed with respect to the individual Client’s personal profile, financial situation or trading experience, and therefore should not be construed as investment advice, recommendation, opinion and/or as a solicitation for any Transactions in financial instruments. (32) For trading Stocks, Options, Futures, Exchange Trades Funds, Warrants, Structured Products, Fixed Income products and Mutual Funds, Interactive Brokers we will provide you with a mechanism to submit your orders yourself electronically directly to the Financial Intermediary. Although the Company’s logo is recorded, the TWS Trading Platform belongs solely and exclusively to the Financial Intermediary the Company partners with, and the Financial Intermediary is solely responsible for. (3) We have no obligation to accept, or to execute or cancel, all or any part of a Transaction that you seek to execute or cancel through the electronic mechanism. Without limitation of the foregoing, we have no responsibility for transmissions that are inaccurate or not received by the Financial Intermediary. (4) When trading Stocks, Options, Futures, Exchange Trades Funds, Warrants, Structured Products, Fixed Income products and Mutual FundsFunds and when opening Thematic Portfolio accounts, Clients will be subjectto also subject to the Terms & Conditions of the Financial Intermediary available on its webpage (▇▇▇.▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇). If the Client wishes to obtain additional details, he/she can consult the web page of Interactive Brokers. (5) The Client agrees to monitor the Financial Intermediary’s website at ▇▇▇.▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇.▇▇ for information regarding its services. The Client consents to receive key information documents (“KIDs”) for products covered by the Packaged Retail and Insurance-based Investment Products Regulation (“PRIIPs”) by means of the website. The address to such website is displayed both on the Client's Account Management section of the website and in the contract details page for the relevant PRIIP product. The contract details page is hosted in the Interactive Brokers Trader Work Station and can also be accessed under product details in the product listing page of the website. (6) The following clauses aim at summarize the conditions presented to the Client by the Financial Intermediary, prevailing the original version of the documents published by Interactive Brokers on its website (▇▇▇.▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇). If the Client wishes to obtain additional details, he/she can consult the web page of Interactive Brokers.