Common use of Introducing Clause in Contracts

Introducing. Firm will maintain compliance and supervisory procedures which are adequate to assure compliance with restricted/control stock requirements.

Appears in 1 contract

Sources: Clearing Agreement (Westech Capital Corp)

Introducing. Firm will shall maintain compliance and supervisory procedures which are adequate to assure compliance with restricted/control stock requirements.

Appears in 1 contract

Sources: Clearing Agreement (Olympic Cascade Financial Corp)