Investment Objectives and Restrictions Sample Clauses

The 'Investment Objectives and Restrictions' clause defines the specific goals and limitations that govern how an investment fund or account is managed. It typically outlines the types of assets that can be purchased, the level of risk that is acceptable, and any prohibitions on certain investment strategies or sectors. For example, a fund may be restricted from investing in derivatives or required to maintain a certain percentage of assets in government bonds. This clause ensures that the investment manager acts within agreed parameters, protecting investors by aligning management activities with their risk tolerance and strategic goals.
POPULAR SAMPLE Copied 1 times
Investment Objectives and Restrictions. Subject to the supervision of The Vantagepoint Funds' Board of Directors and Client, Subadviser shall manage the assets and direct the investments of the Fund held in the Account in accordance with The Vantagepoint Funds' prospectus and statement of additional information, with the written investment objectives, policies, procedures, guidelines, restrictions and liquidity requirements of The Vantagepoint Funds and the Fund, with The Vantagepoint Funds' compliance policies, guidelines and procedures and with any additional investment guidelines and policies that may be communicated, from time to time, by the Client to the Subadviser, all as they may be restated or modified from time to time by Client or The Vantagepoint Funds. Client retains the right, on written notice to Subadviser and without amending this Agreement, to modify any such objectives, policies, procedures, guidelines, restrictions, or requirements in any manner and at any time as may be allowed pursuant to the 1940 Act and consistent with the terms of the Master Investment Advisory Agreement with The Vantagepoint Funds.
Investment Objectives and Restrictions. Subject to the supervision of The Vantagepoint Funds’ Board of Directors and Client, Subadviser shall manage the assets and direct the investments of the Fund held in the Account in accordance with: (i) all applicable law; (ii) The Vantagepoint Funds’ prospectus and statement of additional information; (iii) the written investment objectives, strategies, policies, procedures, guidelines, restrictions and liquidity and other requirements of The Vantagepoint Funds, the Fund and the Account; (iv) The Vantagepoint Funds’ compliance policies, guidelines and procedures; and (v) any additional investment guidelines and policies that may be communicated, from time to time, by the Client to the Subadviser, all of the documents or items referenced in (ii) through (v) may be restated or modified from time to time by Client or The Vantagepoint Funds. Client retains the right, on written notice to Subadviser and without amending this Agreement, to modify any such documents, objectives, policies, procedures, guidelines, restrictions, or requirements in any manner and at any time as may be allowed pursuant to the 1940 Act and consistent with the terms of the Master Agreements with The Vantagepoint Funds.
Investment Objectives and Restrictions. It will be Client's responsibility to advise Adviser, via the web portal and applicable questionnaires, on the investment objective of the Account and of any changes or modifications therein as well as any specific investment restrictions.
Investment Objectives and Restrictions. It will be Client’s responsibility to advise Adviser of the investment objectives of the Account and of any changes or modifications therein as well as any specific Investment restrictions applicable thereto and to give Adviser prompt written notice if Client deems any investments recommended or made for the Account to be in violation of such objectives or restrictions. Unless Client notifies Adviser in writing of specific restrictions, the investment recommended for, or made on behalf of the Account shall be deemed not be restricted by virtue of the terms of any other contract or instrument purporting to bind Client or Adviser.
Investment Objectives and Restrictions. Client may provide ▇▇▇▇▇▇ with an Investment Policy Statement or other written directions setting forth the investment objectives and any specific investment restrictions or limitations which govern the Account. ▇▇▇▇▇▇ shall be entitled to rely on such guidelines, objectives and restrictions relating to the Account as it may receive from Client. It is Client’s responsibility to inform ▇▇▇▇▇▇ in writing of any changes or modifications to these directions, which shall be given ten days in advance of any such change.
Investment Objectives and Restrictions. Subject to the supervision of the Funds' Board of Directors and Client, Subadviser shall manage the assets and direct the investments of the Fund held in the Account in accordance with the Fund's Investment Guidelines and Statement of Investment Policies, with the Fund's prospectus and statement of additional information, with the written investment objectives, policies, procedures, guidelines, restrictions and liquidity requirements of the Fund and with the Fund's compliance policies, guidelines and procedures, all as they may be restated or modified from time to time by Client or the Funds on written notice to the Subadviser. Client retains the right, on written notice to Subadviser and without amending this Agreement, to modify any such objectives, policies, procedures, guidelines, restrictions or requirements in any manner and at any time as may be allowed pursuant to the 1940 Act.
Investment Objectives and Restrictions. Subject to the supervision of The Vantagepoint Funds’ Board of Directors and Client, Subadviser shall manage the assets and direct the investments of the Fund held in the Account in accordance with: (i) all applicable law; (ii) The Vantagepoint Funds’ prospectus and statement of additional information; (iii) the written investment objectives, strategies, policies, procedures, guidelines, restrictions and liquidity and other requirements of The Vantagepoint Funds, the Fund and the Account; (iv) The Vantagepoint Funds’ compliance policies, guidelines and procedures; and (v) any additional investment guidelines and policies that may be communicated, from time to time, by the Client to the Subadviser., All of the documents or items referenced in (ii) through (v) may be restated or modified from time to time by Client or The Vantagepoint Funds. Client retains the right, on written notice to Subadviser and without amending this Agreement, to modify any such documents, objectives, policies, procedures, guidelines, restrictions, or requirements in any manner and at any time as may be allowed pursuant to the 1940 Act and consistent with the terms of the Master Agreements with The Vantagepoint Funds. Client agrees to use its best efforts where practicable to discuss with Subadviser, at least five (5) business days prior to its planned effective date, any such change to its written investment guidelines that would impose an additional or more restrictive limitation on Subadviser’s investments for the Account. In the event that Subadviser is unable to adhere to such modifications, the Client and Subadviser will endeavor to reach a mutually agreeable resolution that is in the best interests of the Fund and consistent with applicable law, which may include immediate termination of the Agreement as provided in Section 15 below.
Investment Objectives and Restrictions. 5.1. In performing its services, the Manager shall have regard to and shall comply with the Investment Objective and the Investment Restrictions set out in Schedule 1 to this Agreement. 5.2. In performing its services, the Manager shall at all times have regard to: 5.2.1. the intention that the Fund attracts SEIS Income Tax Relief and/or CGT Relief, and 5.2.2. all Applicable Laws. 5.3. Generally, the Manager reserves the right to return uninvested cash if it concludes that it cannot be properly invested for the Investor and it considers it to be in the best interests of the Investor, having regard to availability of SEIS Reliefs and/or CGT Relief for the Investor. 5.4. In the event of a gradual realisation of Investments prior to termination of the Fund under Clause 15.1, the cash proceeds of realised investments will be distributed amongst the Investors in accordance with their interest in the Investments. For the avoidance of doubt, any proceeds shall be distributed subject to any deduction of fees as set out in Schedule 2 of this Agreement.
Investment Objectives and Restrictions. Subject to the supervision of The Vantagepoint Funds' Board of Directors and Client, Subadviser shall manage the assets and direct the investments of the Fund held in the Account in accordance with The Vantagepoint Funds' prospectus and statement of additional information, with the written investment objectives, policies, procedures, guidelines, restrictions and liquidity requirements of The Vantagepoint Funds and the Fund, with The Vantagepoint Funds' compliance policies, guidelines and procedures and with any additional investment guidelines and policies that may be communicated, from time to time, by the Client to the Subadviser, all as they may be restated or modified from time to time by Client or The Vantagepoint Funds. Client retains the right, on written notice to Subadviser and without amending this Agreement, to modify any such objectives, policies, procedures, guidelines, restrictions, or requirements in any manner and at any time as may be allowed pursuant to the 1940 Act and consistent with the terms of the Master Investment Advisory Agreement with The Vantagepoint Funds. Client will use reasonable efforts to provide notice to the Subadviser of any such modifications. In the event that Subadviser is unable to adhere to such modifications, the Client and Subadviser will endeavor to reach a mutually agreeable resolution that is in the best interests of the Fund, which may include immediate termination of this Agreement as provided in Section 15 below.
Investment Objectives and Restrictions. Pursuant to the BCP Advisory Agreement, it will be Client's responsibility to advise Adviser, via the web portal and applicable questionnaires, on the investment objective of the Account and of any changes or modifications therein as well as any specific investment restrictions.