Laws and Rules. 5.1 All Transactions shall be effected in accordance with all laws, rules and regulatory directions applying to CAL. This includes, without limitation, the rules of the SEHK, SFC and HKSCC. All actions taken by CAL in accordance with such laws, rules and directions shall be binding on the Client. 5.2 All Transactions may be effected by CAL directly in any Exchange where CAL is authorized to transact stock broking business, or, in CAL’s option, in any Exchange indirectly through any other broker which CAL may, at CAL’s discretion, decide to retain.
Appears in 8 contracts
Sources: Cash/Custodian Client’s Agreement, Cash/Custodian Client’s Agreement, Cash/Custodian Client’s Agreement