Common use of Legend on Securities Clause in Contracts

Legend on Securities. (a) Each certificate representing shares of BlackRock Capital Stock Beneficially Owned by ▇▇▇▇▇▇▇ ▇▇▇▇▇ or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: “THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER 15, 2010, BETWEEN BLACKROCK, INC. (THE “COMPANY”), ▇▇▇▇▇▇▇ ▇▇▇▇▇ & CO, INC. AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ GROUP, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE “AGREEMENT”), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY.” (b) Upon any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ or any of its Affiliates of additional shares of BlackRock Capital Stock, ▇▇▇▇▇▇▇ ▇▇▇▇▇ shall, or shall cause such Affiliate to, submit the certificates representing such shares of BlackRock Capital Stock to BlackRock so that the legend required by this Section 3.4 may be placed thereon (if not so endorsed upon issuance). (c) BlackRock may make a notation on its records or give instructions to any transfer agents or registrars for BlackRock Capital Stock in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned BlackRock Capital Stock, the transferor shall provide BlackRock with such customary certificates, opinions and other documents as BlackRock may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any Transfer pursuant to Section 3.2(b)(ii), (iii) or (iv), BlackRock shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 2 contracts

Sources: Stockholder Agreement, Stockholder Agreement (BlackRock Inc.)

Legend on Securities. (a) Each certificate representing shares of BlackRock Capital Company Common Stock Beneficially Owned by ▇▇▇▇▇▇▇ ▇▇▇▇▇ TD or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: “THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED AND RESTATED STOCKHOLDER STOCKHOLDERS AGREEMENT DATED AS OF NOVEMBER 15AUGUST 25, 20102004, BETWEEN BLACKROCK, TD BANKNORTH INC. (THE “COMPANY”), ▇▇▇▇▇▇▇ ▇▇▇▇▇ & CO, INC. ) AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ GROUP, INC.THE TORONTO-DOMINION BANK, AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE “AGREEMENT”), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY.” (b) Upon any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ TD or any of its Affiliates of additional shares of BlackRock Capital Company Common Stock, ▇▇▇▇▇▇▇ ▇▇▇▇▇ TD shall, or shall cause such Affiliate to, submit the certificates representing such shares of BlackRock Capital Company Common Stock to BlackRock the Company so that the legend required by this Section 3.4 may be placed thereon (if not so endorsed upon issuance). (c) BlackRock The Company may make a notation on its records or give instructions to any transfer agents or registrars for BlackRock Capital the Company Common Stock in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned BlackRock Capital Company Common Stock, the transferor shall provide BlackRock the Company with such customary certificates, opinions and other documents as BlackRock the Company may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any Transfer pursuant to Section 3.2(b)(ii), (iii) or (iv), BlackRock shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 2 contracts

Sources: Shareholder Agreement (Toronto Dominion Bank), Shareholder Agreement (Banknorth Group Inc/Me)

Legend on Securities. (a) Each certificate representing shares of BlackRock Capital Stock Beneficially Owned by ▇▇▇▇▇▇▇ ▇▇▇▇▇ or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: “THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER 15JULY 16, 20102008, BETWEEN AMONG BLACKROCK, INC. (THE “COMPANY”), ) AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ & CO, INC. AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ GROUP, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE “AGREEMENT”), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY.” (b) Upon any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ or any of its Affiliates of additional shares of BlackRock Capital Stock, ▇▇▇▇▇▇▇ ▇▇▇▇▇ shall, or shall cause such Affiliate to, submit the certificates representing such shares of BlackRock Capital Stock to BlackRock so that the legend required by this Section 3.4 may be placed thereon (if not so endorsed upon issuance). (c) BlackRock may make a notation on its records or give instructions to any transfer agents or registrars for BlackRock Capital Stock in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned BlackRock Capital Stock, the transferor shall provide BlackRock with such customary certificates, opinions and other documents as BlackRock may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any Transfer pursuant to Section 3.2(b)(ii), (iii) or (iv), BlackRock shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 1 contract

Sources: Stockholder Agreement (Merrill Lynch & Co Inc)

Legend on Securities. (a) Each certificate representing shares of BlackRock Capital Stock Beneficially Owned by ▇▇▇▇▇▇▇ ▇▇▇▇▇ PNC or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: "THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED AND RESTATED IMPLEMENTATION AND STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER 15DECEMBER 31, 20102008, BETWEEN BLACKROCK, INC. (THE "COMPANY”), ▇▇▇▇▇▇▇ ▇▇▇▇▇ & CO, INC. ") AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ THE PNC FINANCIAL SERVICES 14 GROUP, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE "AGREEMENT"), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY." (b) Upon any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ PNC or any of its Affiliates of additional shares of BlackRock Capital Stock, ▇▇▇▇▇▇▇ ▇▇▇▇▇ PNC shall, or shall cause such Affiliate to, submit the certificates representing such shares of BlackRock Capital Stock to BlackRock so that the legend required by this Section 3.4 may be placed thereon (if not so endorsed upon issuance). (c) BlackRock may make a notation on its records or give instructions to any transfer agents or registrars for BlackRock Capital Stock in order to implement the restrictions on Transfer set forth in this Agreement. . (d) In connection with any Transfer of shares of Beneficially Owned BlackRock Capital Stock, the transferor shall provide BlackRock with such customary certificates, opinions and other documents as BlackRock may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any Transfer pursuant to Section 3.2(b)(ii3.2(a)(ii), (iii) or (iv), BlackRock shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 1 contract

Sources: Implementation and Stockholder Agreement

Legend on Securities. (a) Each certificate representing shares of BlackRock Capital Stock Beneficially Owned by ▇▇▇▇▇▇▇ ▇▇▇▇▇ or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: "THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD SECOND AMENDED AND RESTATED STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER 15DECEMBER 31, 20102008, BETWEEN BLACKROCK, INC. (THE "COMPANY”), ") AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ & CO, INC. AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ GROUP, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE "AGREEMENT"), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY." (b) Upon any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ or any of its Affiliates of additional shares of BlackRock Capital Stock, ▇▇▇▇▇▇▇ ▇▇▇▇▇ shall, or shall cause such Affiliate to, submit the certificates representing such shares of BlackRock Capital Stock to BlackRock so that the legend required by this Section 3.4 may be placed thereon (if not so endorsed upon issuance). (c) BlackRock may make a notation on its records or give instructions to any transfer agents or registrars for BlackRock Capital Stock in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned BlackRock Capital Stock, the transferor shall provide BlackRock with such customary certificates, opinions and other documents as BlackRock may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any Transfer pursuant to Section 3.2(b)(ii), (iii) or (iv), BlackRock shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 1 contract

Sources: Stockholder Agreement (BlackRock Inc.)

Legend on Securities. (a) Each certificate representing shares of BlackRock Capital Stock Beneficially Owned by ▇▇▇▇▇▇▇ ▇▇▇▇▇ or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: “THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD SECOND AMENDED AND RESTATED STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER 15DECEMBER 31, 20102008, BETWEEN BLACKROCK, INC. (THE “COMPANY”), ) AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ & CO, INC. AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ GROUP, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE “AGREEMENT”), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY.” (b) Upon any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ or any of its Affiliates of additional shares of BlackRock Capital Stock, ▇▇▇▇▇▇▇ ▇▇▇▇▇ shall, or shall cause such Affiliate to, submit the certificates representing such shares of BlackRock Capital Stock to BlackRock so that the legend required by this Section 3.4 may be placed thereon (if not so endorsed upon issuance). (c) BlackRock may make a notation on its records or give instructions to any transfer agents or registrars for BlackRock Capital Stock in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned BlackRock Capital Stock, the transferor shall provide BlackRock with such customary certificates, opinions and other documents as BlackRock may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any Transfer pursuant to Section 3.2(b)(ii), (iii) or (iv), BlackRock shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 1 contract

Sources: Stockholder Agreement (BlackRock Inc.)

Legend on Securities. (a) Each certificate representing shares of BlackRock Capital Stock Beneficially Owned by ▇▇▇▇▇▇▇ ▇▇▇▇▇ any Barclays Party or any of its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: “THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT AGREEMENT, DATED AS OF NOVEMBER 15DECEMBER 1, 20102009, BETWEEN BLACKROCK, INC. (THE “COMPANY”), BARCLAYS BANK PLC AND BARCLAYS BR HOLDINGS S.À .▇▇▇▇▇ ▇▇▇▇▇ & CO, INC. AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ GROUP, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE “AGREEMENT”), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY.” (b) Upon any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ any Barclays Party or any of its Affiliates of additional shares of BlackRock Capital Stock, ▇▇▇▇▇▇▇ ▇▇▇▇▇ such Barclays Party shall, or shall cause such Affiliate to, submit the certificates representing such shares of BlackRock Capital Stock to BlackRock so that the legend required by this Section 3.4 may be placed thereon (if not so endorsed upon issuance). (c) BlackRock may make a notation on its records or give instructions to any transfer agents or registrars for BlackRock Capital Stock in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned BlackRock Capital Stock, the transferor shall provide BlackRock with such customary certificates, opinions and other documents as BlackRock may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any Transfer pursuant to Section 3.2(b)(ii), (iii) or (iv), BlackRock shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 1 contract

Sources: Stockholder Agreement (Barclays Bank PLC /Eng/)

Legend on Securities. (a) Each certificate representing shares of BlackRock Capital Stock Beneficially Owned by ▇▇▇▇▇▇▇ ▇▇▇▇▇ any Barclays Party or any of its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: "THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT AGREEMENT, DATED AS OF NOVEMBER 15DECEMBER 1, 20102009, BETWEEN BLACKROCK, INC. (THE "COMPANY"), BARCLAYS BANK PLC AND BARCLAYS BR HOLDINGS S.À R.▇▇▇▇▇▇ ▇▇▇▇▇ & CO, INC. AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ GROUP, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE "AGREEMENT"), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY." (b) Upon any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ any Barclays Party or any of its Affiliates of additional shares of BlackRock Capital Stock, ▇▇▇▇▇▇▇ ▇▇▇▇▇ such Barclays Party shall, or shall cause such Affiliate to, submit the certificates representing such shares of BlackRock Capital Stock to BlackRock so that the legend required by this Section 3.4 may be placed thereon (if not so endorsed upon issuance). (c) BlackRock may make a notation on its records or give instructions to any transfer agents or registrars for BlackRock Capital Stock in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned BlackRock Capital Stock, the transferor shall provide BlackRock with such customary certificates, opinions and other documents as BlackRock may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any Transfer pursuant to Section 3.2(b)(ii), (iii) or (iv), BlackRock shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 1 contract

Sources: Stockholder Agreement (BlackRock Inc.)

Legend on Securities. (a) Each certificate representing shares of BlackRock Capital Stock Beneficially Owned by M▇▇▇▇▇▇ L▇▇▇▇ or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: “THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER 15, 2010, BETWEEN BLACKROCK, INC. (THE “COMPANY”), M▇▇▇▇▇▇ L▇▇▇▇ & CO, INC. AND M▇▇▇▇▇▇ L▇▇▇▇ GROUP, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE “AGREEMENT”), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY.” (b) Upon any acquisition by M▇▇▇▇▇▇ L▇▇▇▇ or any of its Affiliates of additional shares of BlackRock Capital Stock, M▇▇▇▇▇▇ L▇▇▇▇ shall, or shall cause such Affiliate to, submit the certificates representing such shares of BlackRock Capital Stock to BlackRock so that the legend required by this Section 3.4 may be placed thereon (if not so endorsed upon issuance). (c) BlackRock may make a notation on its records or give instructions to any transfer agents or registrars for BlackRock Capital Stock in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned BlackRock Capital Stock, the transferor shall provide BlackRock with such customary certificates, opinions and other documents as BlackRock may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any Transfer pursuant to Section 3.2(b)(ii), (iii) or (iv), BlackRock shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 1 contract

Sources: Stockholder Agreement (BlackRock Inc.)

Legend on Securities. (a) Each certificate representing shares of BlackRock Capital Stock Beneficially Owned by ▇▇▇▇▇▇▇ ▇▇▇▇▇ PNC or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: "THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED IMPLEMENTATION AND RESTATED STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER FEBRUARY 15, 20102006, BETWEEN AMONG BLACKROCK, INC., NEW BOISE, INC. (THE "COMPANY”), ▇▇▇▇▇▇▇ ▇▇▇▇▇ & CO, INC. ") AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ THE PNC FINANCIAL SERVICES GROUP, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE "AGREEMENT"), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY." (b) Upon any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ PNC or any of its Affiliates of additional shares of New BlackRock Capital Stock, ▇▇▇▇▇▇▇ ▇▇▇▇▇ PNC shall, or shall cause such Affiliate to, submit the certificates representing such shares of New BlackRock Capital Stock to BlackRock so that the legend required by this Section 3.4 may be placed thereon (if not so endorsed upon issuance). (c) New BlackRock may make a notation on its records or give instructions to any transfer agents or registrars for New BlackRock Capital Stock in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned New BlackRock Capital Stock, the transferor shall provide New BlackRock with such customary certificates, opinions and other documents as New BlackRock may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any Transfer pursuant to Section 3.2(b)(ii3.2(a)(ii), (iii) or (iv), New BlackRock shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 1 contract

Sources: Implementation and Stockholder Agreement (Blackrock Inc /Ny)

Legend on Securities. (a) Each certificate representing shares of BlackRock Capital Stock Voting Securities Beneficially Owned by ▇▇▇the Stockholder or its Affili▇▇▇▇ ▇▇▇▇▇ or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: “THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER 15AUGUST 23, 20102006, BETWEEN BLACKROCK, INC. RITE AID CORPORATION (THE “COMPANY”), ▇▇▇▇▇▇▇ ▇▇▇▇▇ & CO, THE JEAN COUTU GROUP (PJC) INC. AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ GROUP, INC.CERTAIN OTHER PERSONS, AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE “AGREEMENT”), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY. THE SECUR▇▇▇▇▇ ▇▇▇▇ESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND MAY NOT BE TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS THEY HAVE BEEN REGISTERED UNDER THAT ACT OR AN EXEMPTION FROM REGISTRATION IS AVAILABLE.” (b) Upon any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ the Stockholder or any of its Affiliates of additional shares of BlackRock Capital StockVoting Securities, ▇▇▇▇▇▇▇ ▇▇▇▇▇ the Stockholder shall, or shall cause such Affiliate to, submit the certificates representing such shares of BlackRock Capital Stock Voting Securities to BlackRock the Company so that the legend required by this Section 3.4 2.3 may be placed thereon (if not so endorsed upon issuance). (c) BlackRock may The Company shall make a notation on its records or give instructions to any transfer agents or registrars for BlackRock Capital Stock the Voting Securities in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned BlackRock Capital StockVoting Securities pursuant to this Agreement, the transferor Transferring Person shall provide BlackRock the Company with such customary certificates, opinions and other documents as BlackRock the Company may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any a Transfer pursuant to Section 3.2(b)(ii2.2(a), (iii) or (iv), BlackRock the Company shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 1 contract

Sources: Stockholder Agreement (Jean Coutu Group (PJC) Inc.)

Legend on Securities. (a) Each certificate representing shares of BlackRock Capital Stock Voting Securities Beneficially Owned by ▇▇▇▇▇▇▇ ▇▇▇▇▇ the Stockholder or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: “THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER 15AUGUST 23, 20102006, BETWEEN BLACKROCK, INC. RITE AID CORPORATION (THE “COMPANY”), ▇▇▇THE ▇▇▇▇ ▇▇▇▇▇ & CO, GROUP (PJC) INC. AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ GROUP, INC.CERTAIN OTHER PERSONS, AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE “AGREEMENT”), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY. THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND MAY NOT BE TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS THEY HAVE BEEN REGISTERED UNDER THAT ACT OR AN EXEMPTION FROM REGISTRATION IS AVAILABLE.” (b) Upon any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ the Stockholder or any of its Affiliates of additional shares of BlackRock Capital StockVoting Securities, ▇▇▇▇▇▇▇ ▇▇▇▇▇ the Stockholder shall, or shall cause such Affiliate to, submit the certificates representing such shares of BlackRock Capital Stock Voting Securities to BlackRock the Company so that the legend required by this Section 3.4 2.3 may be placed thereon (if not so endorsed upon issuance). (c) BlackRock may The Company shall make a notation on its records or give instructions to any transfer agents or registrars for BlackRock Capital Stock the Voting Securities in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned BlackRock Capital StockVoting Securities pursuant to this Agreement, the transferor Transferring Person shall provide BlackRock the Company with such customary certificates, opinions and other documents as BlackRock the Company may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any a Transfer pursuant to Section 3.2(b)(ii2.2(a), (iii) or (iv), BlackRock the Company shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 1 contract

Sources: Stockholder Agreement (Rite Aid Corp)

Legend on Securities. (a) Each certificate representing shares of BlackRock Capital Stock Beneficially Owned by ▇▇▇▇▇▇▇ ▇▇▇▇▇ or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: "THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER 15JULY 16, 20102008, BETWEEN AMONG BLACKROCK, INC. (THE "COMPANY”), ") AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ & CO, INC. AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ GROUP, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE "AGREEMENT"), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY." (b) Upon any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ or any of its Affiliates of additional shares of BlackRock Capital Stock, ▇▇▇▇▇▇▇ ▇▇▇▇▇ shall, or shall cause such Affiliate to, submit the certificates representing such shares of BlackRock Capital Stock to BlackRock so that the legend required by this Section 3.4 may be placed thereon (if not so endorsed upon issuance). (c) BlackRock may make a notation on its records or give instructions to any transfer agents or registrars for BlackRock Capital Stock in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned BlackRock Capital Stock, the transferor shall provide BlackRock with such customary certificates, opinions and other documents as BlackRock may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any Transfer pursuant to Section 3.2(b)(ii), (iii) or (iv), BlackRock shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 1 contract

Sources: Stockholder Agreement (BlackRock Inc.)

Legend on Securities. (a) Each certificate representing shares of New BlackRock Capital Stock Beneficially Owned by ▇▇▇▇▇▇▇ ▇▇▇▇▇ or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: "THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER 15OF___, 20102006, BETWEEN BLACKROCKAMONG NEW BOISE, INC. (THE "COMPANY”), ") AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ & CO, INC. AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ GROUP, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE "AGREEMENT"), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY." (b) Upon any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ or any of its Affiliates of additional shares of New BlackRock Capital Stock, ▇▇▇▇▇▇▇ ▇▇▇▇▇ shall, or shall cause such Affiliate to, submit the certificates representing such shares of New BlackRock Capital Stock to New BlackRock so that the legend required by this Section 3.4 may be placed thereon (if not so endorsed upon issuance). (c) New BlackRock may make a notation on its records or give instructions to any transfer agents or registrars for New BlackRock Capital Stock in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned New BlackRock Capital Stock, the transferor shall provide New BlackRock with such customary certificates, opinions and other documents as New BlackRock may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any Transfer pursuant to Section 3.2(b)(ii), (iii) or (iv), New BlackRock shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 1 contract

Sources: Stockholder Agreement (Blackrock Inc /Ny)

Legend on Securities. (a) Each In addition to any other legend that -------------------- may be required, each certificate representing for Equity Securities or any other securities of the Issuer that is issued to any Securityholder shall bear a legend addressing the restrictions imposed on transfer of the shares of BlackRock Capital Stock Beneficially Owned by in substantially the form set forth below or that is otherwise satisfactory in form to the Issuer. To the extent that the share certificates have an existing legend that requires modification, the securityholder shall surrender the certificate to the Issuer so that an appropriate legend may be placed on the certificate or a new certificate issued with such legend. "THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO SUCH SECURITIES UNDER SAID ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE CORPORATION OR NO-ACTION LETTER ISSUED BY THE SECURITIES AND EXCHANGE COMMISSION THAT SUCH REGISTRATION IS NOT REQUIRED OR UNLESS SOLD PURSUANT TO RULE 144 OF SUCH ACT. THIS SECURITY IS ALSO SUBJECT TO ADDITIONAL RESTRICTIONS ON TRANSFER AS SET FORTH IN THE SECURITYHOLDERS AGREEMENT, COPIES OF WHICH MAY BE OBTAINED UPON REQUEST FROM ▇▇▇▇▇▇▇▇ ▇▇▇▇▇ or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: “THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER 15, 2010, BETWEEN BLACKROCK, INC. (THE “MANUFACTURING COMPANY”), ▇▇▇▇▇▇▇ ▇▇▇▇▇ & CO, INC. AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ GROUP, INCANY SUCCESSOR THERETO., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE “AGREEMENT”), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY.”" (b) Upon If any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ Equity Securities or any other securities of its Affiliates of additional shares of BlackRock Capital Stock, ▇▇▇▇▇▇▇ ▇▇▇▇▇ shall, or shall cause such Affiliate to, submit the certificates representing such shares of BlackRock Capital Stock Issuer cease to BlackRock so that the legend required by this Section 3.4 may be placed thereon (if not so endorsed upon issuance). (c) BlackRock may make a notation on its records or give instructions subject to any transfer agents or registrars for BlackRock Capital Stock in order to implement the and all restrictions on Transfer transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned BlackRock Capital Stock, the transferor shall provide BlackRock with such customary certificatesIssuer shall, opinions and other documents as BlackRock may reasonably upon the written request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any Transfer pursuant to Section 3.2(b)(ii), (iii) or (iv), BlackRock shall remove such portion of the foregoing holder thereof, issue to such holder without charging therefor a new certificate evidencing such Equity Securities or other securities of the Issuer without the second sentence of the legend as is appropriate in the circumstancesrequired by Section 3.2(a) endorsed thereon.

Appears in 1 contract

Sources: Securityholders Agreement (Doskocil Manufacturing Co Inc)

Legend on Securities. (a) Each certificate representing shares of BlackRock Capital Stock Voting Securities Beneficially Owned by ▇▇▇▇▇▇▇ ▇▇▇▇▇ the Stockholder or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: “THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER 15AUGUST 23, 20102006, BETWEEN BLACKROCK, INC. RITE AID CORPORATION (THE “COMPANY”), ▇▇▇▇THE J▇▇▇ ▇▇▇▇▇ & CO, GROUP (PJC) INC. AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ GROUP, INC.CERTAIN OTHER PERSONS, AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE “AGREEMENT”), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY. THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND MAY NOT BE TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS THEY HAVE BEEN REGISTERED UNDER THAT ACT OR AN EXEMPTION FROM REGISTRATION IS AVAILABLE.” (b) Upon any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ the Stockholder or any of its Affiliates of additional shares of BlackRock Capital StockVoting Securities, ▇▇▇▇▇▇▇ ▇▇▇▇▇ the Stockholder shall, or shall cause such Affiliate to, submit the certificates representing such shares of BlackRock Capital Stock Voting Securities to BlackRock the Company so that the legend required by this Section 3.4 2.3 may be placed thereon (if not so endorsed upon issuance). (c) BlackRock may The Company shall make a notation on its records or give instructions to any transfer agents or registrars for BlackRock Capital Stock the Voting Securities in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned BlackRock Capital StockVoting Securities pursuant to this Agreement, the transferor Transferring Person shall provide BlackRock the Company with such customary certificates, opinions and other documents as BlackRock the Company may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any a Transfer pursuant to Section 3.2(b)(ii2.2(a), (iii) or (iv), BlackRock the Company shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 1 contract

Sources: Stockholder Agreement (Rite Aid Corp)

Legend on Securities. (a) Each certificate representing shares of BlackRock Capital Stock Beneficially Owned by ▇▇▇▇▇▇▇ ▇▇▇▇▇ PNC or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: "THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED AND RESTATED IMPLEMENTATION AND STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER 15DECEMBER 31, 20102008, BETWEEN BLACKROCK, INC. (THE "COMPANY”), ▇▇▇▇▇▇▇ ▇▇▇▇▇ & CO, INC. ") AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ THE PNC FINANCIAL SERVICES GROUP, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE "AGREEMENT"), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY." (b) Upon any acquisition by ▇▇▇▇▇▇▇ ▇▇▇▇▇ PNC or any of its Affiliates of additional shares of BlackRock Capital Stock, ▇▇▇▇▇▇▇ ▇▇▇▇▇ PNC shall, or shall cause such Affiliate to, submit the certificates representing such shares of BlackRock Capital Stock to BlackRock so that the legend required by this Section 3.4 may be placed thereon (if not so endorsed upon issuance). (c) BlackRock may make a notation on its records or give instructions to any transfer agents or registrars for BlackRock Capital Stock in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned BlackRock Capital Stock, the transferor shall provide BlackRock with such customary certificates, opinions and other documents as BlackRock may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any Transfer pursuant to Section 3.2(b)(ii3.2(a)(ii), (iii) or (iv), BlackRock shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 1 contract

Sources: Implementation and Stockholder Agreement (BlackRock Inc.)

Legend on Securities. (a) Each certificate representing shares of New BlackRock Capital Stock Beneficially Owned by M▇▇▇▇▇▇ L▇▇▇▇ or its Affiliates and subject to the terms of this Agreement shall bear the following legend on the face thereof: “THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER 15, 20102006, BETWEEN BLACKROCKAMONG NEW BOISE, INC. (THE “COMPANY”), ▇) AND M▇▇▇▇▇▇ L▇▇▇▇ & CO, INC. AND ▇▇▇▇▇▇▇ ▇▇▇▇▇ GROUP, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE “AGREEMENT”), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY.” (b) Upon any acquisition by M▇▇▇▇▇▇ L▇▇▇▇ or any of its Affiliates of additional shares of New BlackRock Capital Stock, M▇▇▇▇▇▇ L▇▇▇▇ shall, or shall cause such Affiliate to, submit the certificates representing such shares of New BlackRock Capital Stock to New BlackRock so that the legend required by this Section 3.4 may be placed thereon (if not so endorsed upon issuance). (c) New BlackRock may make a notation on its records or give instructions to any transfer agents or registrars for New BlackRock Capital Stock in order to implement the restrictions on Transfer set forth in this Agreement. (d) In connection with any Transfer of shares of Beneficially Owned New BlackRock Capital Stock, the transferor shall provide New BlackRock with such customary certificates, opinions and other documents as New BlackRock may reasonably request to assure that such Transfer complies fully with this Agreement and with applicable securities and other laws. In connection with any Transfer pursuant to Section 3.2(b)(ii), (iii) or (iv), New BlackRock shall remove such portion of the foregoing legend as is appropriate in the circumstances.

Appears in 1 contract

Sources: Shareholder Agreement (Merrill Lynch & Co Inc)