Limitations on Services. (a) The Parties recognize that certain responsibilities and obligations are imposed on Puget, by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the Financial Industry Regulatory Authority, in house “due diligence” or “compliance” departments of Licensed Securities Firms, etc.; accordingly, the Senior Executive agrees that he, she or it will not: (1) Release any financial or other material information or data about Puget without the prior written consent and approval of Puget’s general counsel; (2) Conduct any meetings with financial analysts without informing Puget’s general counsel and board of directors in advance of the proposed meeting and the format or agenda of such meeting; (3) Release any information or data about Puget to any selected or limited person(s), entity, or group if the Senior Executive is aware that such information or data has not been generally released or promulgated. (b) In any circumstances where the Senior Executive is describing the securities of Puget to a third party, the Senior Executive will disclose to such person any compensation received from Puget to the extent required under any applicable laws, including, without limitation, Section 17(b) of the Securities Act of 1933, as amended. (c) In rendering his, her or its services, the Senior Executive will not disclose to any third party any confidential nonpublic information furnished by Puget or otherwise obtained by it with respect to Puget, unless authorized by Puget’s board of directors or permissible under applicable law and subject to binding agreements restricting divulgence thereof. (d) The Senior Executive will restrict or cease, as directed by Puget, all efforts on behalf of Puget, including all dissemination of information regarding Puget, immediately upon receipt of instructions (in writing by email or letter) to that effect from Puget. (e) If the Senior Executive learns of any pending public securities offering to be made or expected to be by made Puget, the Senior Executive will immediately cease any public relations activities on behalf of Puget until receipt of written instructions from Puget’s general counsel as to how to proceed, and thereafter will proceed only in accordance with such written instructions. (f) The Senior Executive will not take any action which would in any way adversely affect the reputation, standing or prospects of Puget or which would cause Puget to be in violation of applicable laws.
Appears in 3 contracts
Sources: Senior Executive Employment Agreement (Puget Technologies, Inc.), Employment Agreement (Puget Technologies, Inc.), Senior Executive Employment Agreement (Puget Technologies, Inc.)
Limitations on Services. (a) The Parties recognize that certain responsibilities and obligations are imposed on Puget, by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the Financial Industry Regulatory Authority, in house “due diligence” or “compliance” departments of Licensed Securities Firms, etc.; accordingly, the Senior Executive CTO agrees that he, she or it he will not:
(1) Release any financial or other material information or data about Puget without the prior written consent and approval of Puget’s general counselGeneral Counsel;
(2) Conduct any meetings with financial analysts without informing Puget’s general counsel General Counsel and board of directors in advance of the proposed meeting and the format for-mat or agenda of such meeting;
(3) Release any information or data about Puget to any selected or limited person(s), entity, or group if the Senior Executive CTO is aware that such information or data has not been generally released or promulgated. 1▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇-▇; ▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇; 1 561 2108535 i▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇
(b) In any circumstances where the Senior Executive CTO is describing the securities of Puget to a third party, the Senior Executive will CTO shall disclose to such person any compensation received from Puget to the extent required under any applicable laws, including, without limitation, Section 17(b) of the Securities Act of 1933, as amended.
(c) In rendering his, her or its his services, the Senior Executive will CTO shall not disclose to any third party any confidential nonpublic information furnished by Puget or otherwise obtained by it with respect to Puget, unless authorized by Puget’s board of directors or permissible under applicable law and subject to binding agreements restricting divulgence thereof.
(d) The Senior Executive will CTO shall restrict or cease, as directed by Puget, all efforts on behalf of Puget, including all dissemination of information regarding Puget, immediately upon receipt of instructions (in writing by email fax or letter) to that effect from Puget.
(e) If the Senior Executive CTO learns of any pending public securities offering to be made or expected to be by made Puget, the Senior Executive will CTO shall immediately cease any public relations activities on behalf of Puget until receipt of written instructions from Puget’s general counsel General Counsel as to how to proceed, and thereafter will shall proceed only in accordance with such written instructions.
(f) The Senior Executive will CTO shall not take any action which would in any way adversely affect the reputation, standing or prospects of Puget or Puget or which would cause Puget or Puget to be in violation of applicable laws.
Appears in 1 contract
Limitations on Services. (a) The Parties recognize that certain responsibilities and obligations are imposed on Puget, by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the Financial Industry Regulatory AuthorityNational Association of Securities Dealers, in Inc., in-house “"due diligence” " or “"compliance” " departments of Licensed Securities Firms, etc.; accordingly, the Senior Executive Corporate Information Spokesperson agrees that he, she or it will not:
(1) Release any financial or other material information or data about Puget the Consolidated Corporation without the prior written consent and approval of Puget’s general counselEquity Growth's General Counsel;
(2) Conduct any meetings with financial analysts without informing Puget’s general counsel Equity Growth's General Counsel and board of directors in advance of the proposed meeting and the format or agenda of such meeting;
(3) Release any information or data about Puget the Consolidated Corporation to any selected or limited person(s), entity, or group if the Senior Executive Corporate Information Spokesperson is aware that such information or data has not been generally released or promulgated.
(b) In any circumstances where the Senior Executive Corporate Information Spokesperson is describing the securities of Puget Equity Growth to a third party, the Senior Executive will Corporate Information Spokesperson shall disclose to such person any compensation received from Puget Equity Growth to the extent required under any applicable laws, including, without limitation, Section 17(b) of the Securities Act of 1933, as amended.
(c) In rendering his, her or its services, the Senior Executive will Corporate Information Spokesperson shall not disclose to any third party any confidential nonpublic non-public information furnished by Puget Equity Growth or American Internet or otherwise obtained by it with respect to Puget, unless authorized by Puget’s board of directors or permissible under applicable law and subject to binding agreements restricting divulgence thereofthe Consolidated Corporation.
(d) The Senior Executive will Corporate Information Spokesperson shall restrict or cease, as directed by PugetEquity Growth, all efforts on behalf of Pugetthe Consolidated Corporation, including all dissemination of information regarding Pugetthe Consolidated Corporation, immediately upon receipt of instructions (in writing by email fax or letter) to that effect from PugetEquity Growth.
(e) If the Senior Executive Corporate Information Spokesperson learns of any pending public securities offering to be made or expected to be by made Pugetthe Consolidated Corporation, the Senior Executive will Corporate Information Spokesperson shall immediately cease any public relations activities on behalf of Puget the Consolidated Corporation until receipt of written instructions from Puget’s general counsel Equity Growth's General Counsel as to how to proceed, and thereafter will shall proceed only in accordance with such written instructions.
(f) The Senior Executive will Corporate Information Spokesperson shall not take any action which would in any way adversely affect the reputation, standing or prospects of Puget Equity Growth or the Consolidated Corporation or which would cause Puget Equity Growth or the Consolidated Corporation to be in violation of applicable laws.
Appears in 1 contract
Sources: Employment Agreement (Equity Growth Systems Inc /De/)
Limitations on Services. (a) The Parties recognize that certain responsibilities and obligations are imposed on Puget, by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the Financial Industry Regulatory Authority, in house “due diligence” or “compliance” departments of Licensed Securities Firms, etc.; accordingly, the Senior Executive agrees that he, she or it will not:
(1) Release any financial or other material information or data about Puget without the prior written consent and approval of Puget’s general counsel;
(2) Conduct any meetings with financial analysts without informing Puget’s general counsel and board of directors in advance of the proposed meeting and the format or agenda of such meeting;
(3) Release any information or data about Puget to any selected or limited person(s), entity, or group if the Senior Executive is aware that such information or data has not been generally released or promulgated.
(b) In any circumstances where the Senior Executive is describing the securities of Puget to a third party, the Senior Executive will disclose to such person any compensation received from Puget to the extent required under any applicable laws, including, without limitation, Section 17(b) of the Securities Act of 1933, as amended. PUGET TECHNOLOGIES, INC. i▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇/ * h▇▇▇▇://▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇/
(c) In rendering his, her or its services, the Senior Executive will not disclose to any third party any confidential nonpublic information furnished by Puget or otherwise obtained by it with respect to Puget, unless authorized by Puget’s board of directors or permissible under applicable law and subject to binding agreements restricting divulgence thereof.
(d) The Senior Executive will restrict or cease, as directed by Puget, all efforts on behalf of Puget, including all dissemination of information regarding Puget, immediately upon receipt of instructions (in writing by email or letter) to that effect from Puget.
(e) If the Senior Executive learns of any pending public securities offering to be made or expected to be by made Puget, the Senior Executive will immediately cease any public relations activities on behalf of Puget until receipt of written instructions from Puget’s general counsel as to how to proceed, and thereafter will proceed only in accordance with such written instructions.
(f) The Senior Executive will not take any action which would in any way adversely affect the reputation, standing or prospects of Puget or which would cause Puget to be in violation of applicable laws.
Appears in 1 contract
Limitations on Services. (aA) The Parties recognize that certain responsibilities and obligations are imposed on Puget, by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the Financial Industry Regulatory AuthorityNational Association of Securities Dealers, in Inc., in-house “"due diligence” " or “"compliance” " departments of Licensed Securities Firms, etc.; accordingly, the Senior Executive Corporate Information Spokesperson agrees that he, she or it he will not:
(1) Release any financial or other material information or data about Puget AmeriNet without the prior written consent and approval of Puget’s general AmeriNet's legal counsel;
(2) Conduct any meetings with financial analysts without informing Puget’s general AmeriNet's legal counsel and board of directors in advance of the proposed meeting and the format or agenda of such meeting;
(3) Release any information or data about Puget AmeriNet to any selected or limited person(s), entity, or group if the Senior Executive Corporate Information Spokesperson is aware that such information or data has not been generally released or promulgated.
(bB) In any circumstances where the Senior Executive Corporate Information Spokesperson is describing the securities of Puget AmeriNet to a third party, the Senior Executive will Corporate Information Spokesperson shall disclose to such person any compensation received from Puget AmeriNet to the extent required under any applicable laws, including, without limitation, Section 17(b) of the Securities Act of 1933, as amendedAct.
(cC) In rendering his, her or its his services, the Senior Executive will Corporate Information Spokesperson shall not disclose to any third party any confidential nonpublic non-public information furnished by Puget AmeriNet or otherwise obtained by it him with respect to Puget, unless authorized by Puget’s board of directors or permissible under applicable law and subject to binding agreements restricting divulgence thereofAmeriNet.
(dD) The Senior Executive will Corporate Information Spokesperson shall restrict or cease, as directed by PugetAmeriNet, all efforts on behalf of PugetAmeriNet, including all dissemination of information regarding PugetAmeriNet, immediately upon receipt of instructions in structions (in writing by email fax or letter) to that effect from PugetAmeriNet.
(eE) If the Senior Executive Corporate Information Spokesperson learns of any pending public securities offering to be made or expected to be by made PugetAmeriNet, the Senior Executive will Corporate Information Spokesperson shall immediately cease any public relations activities on behalf of Puget AmeriNet until receipt of written instructions from Puget’s general AmeriNet's legal counsel as to how to proceed, and thereafter will shall proceed only in accordance with such written instructions.
(fF) The Senior Executive will Corporate Information Spokesperson shall not take any action which would in any way adversely affect the reputation, standing or prospects of Puget AmeriNet or AmeriNet or which would cause Puget AmeriNet or AmeriNet to be in violation of applicable laws.
Appears in 1 contract
Sources: Information Services Agreement (Fields Technologies Inc)