Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders which has not been disclosed in the Registration Statement, the Questionnaires, the Preliminary Prospectus and the Prospectus.
Appears in 3 contracts
Sources: Underwriting Agreement (AXIOS Sustainable Growth Acquisition Corp), Underwriting Agreement (AXIOS Sustainable Growth Acquisition Corp), Underwriting Agreement (Financial Strategies Acquisition Corp.)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders of the Directors/Officers or any of the Insider Shareholders, which has not been disclosed in the Registration Statement, the Questionnaires, the Preliminary Statutory Prospectus and the Prospectus.
Appears in 3 contracts
Sources: Underwriting Agreement (Universal Business Payment Solutions Acquisition Corp), Underwriting Agreement (Universal Business Payment Solutions Acquisition Corp), Underwriting Agreement (Lone Oak Acquisition Corp)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation litigation, or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders of the Respondents, which has not been disclosed in the Registration Statement, the QuestionnairesStatutory Prospectus, the Preliminary Prospectus and the Prospectus.. EarlyBirdCapital, Inc._________, 2020Page 13 of 45
Appears in 3 contracts
Sources: Underwriting Agreement (Novus Capital Corp), Underwriting Agreement (Novus Capital Corp), Underwriting Agreement (Novus Capital Corp)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any the Initial Shareholders Shareholders, which has not been disclosed in the Registration Statement, the Questionnaires, the Preliminary Prospectus and the Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (Alphatime Acquisition Corp), Underwriting Agreement (Alphatime Acquisition Corp)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders Shareholder, officer or director which has not been disclosed in the Registration Statement, the Questionnaires, the Preliminary Prospectus and the Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (Globis Acquisition Corp.), Underwriting Agreement (Globis Acquisition Corp.)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders Insider which has not been disclosed in the Registration Statement, the Questionnaires, any Preliminary Prospectus, the Preliminary Statutory Prospectus and the ProspectusProspectus or in connection with the Company’s listing application for the listing of its Common Stock on NASDAQ.
Appears in 2 contracts
Sources: Underwriting Agreement (Imprimis Pharmaceuticals, Inc.), Underwriting Agreement (Imprimis Pharmaceuticals, Inc.)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders of the Company’s officers and directors or any of the Insiders, which has not been disclosed in the Registration Statement, the Questionnaires, the Preliminary Statutory Prospectus and the Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (Sportsmap Tech Acquisition Corp.), Underwriting Agreement (Sportsmap Tech Acquisition Corp.)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any of the Directors/Officers or any of the shareholders of the Company immediately prior to the Offering (“Initial Shareholders Shareholders”) which has not been disclosed in the Registration Statement, the Questionnaires, the Sale Preliminary Prospectus and the Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (Indas Green Acquisition CORP), Underwriting Agreement (China Fundamental Acquisition Corp)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending orpending, or to the best of the Company’s knowledge, threatened against, against or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders which Insider that has not been disclosed disclosed, that is required to be disclosed, in the Registration Statement, the QuestionnairesSale Preliminary Prospectus, the Preliminary Prospectus and or the ProspectusQuestionnaires.
Appears in 2 contracts
Sources: Underwriting Agreement (AParadise Acquisition Corp.), Underwriting Agreement (AParadise Acquisition Corp.)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders Existing Shareholder, director or officer which has not been disclosed disclosed, that is required to be disclosed, in the Registration Statement, the QuestionnairesSale Preliminary Prospectus, the Preliminary Prospectus and or the ProspectusQuestionnaires.
Appears in 2 contracts
Sources: Underwriting Agreement (Infinity I-China Acquisition CORP), Underwriting Agreement (Infinity I-China Acquisition CORP)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders Director/Officer which has not been disclosed in the Registration Statement, the Questionnaires, the Sale Preliminary Prospectus and the Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (China Resources Ltd.), Underwriting Agreement (Longwei Petroleum Investment Holding LTD)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or any of the Respondents or, to the best of the Company’s knowledge, any the Initial Shareholders Stockholders, which has not been disclosed in the Registration Statement, the Questionnaires, the Preliminary Prospectus and the Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (Orisun Acquisition Corp.), Underwriting Agreement (Orisun Acquisition Corp.)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders the Sponsor, which is required to be disclosed and has not been disclosed in the Registration Statement, the Questionnaires, the Preliminary Prospectus and the Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (RichSpace Acquisition Corp.), Underwriting Agreement (RichSpace Acquisition Corp.)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders of Insider which is required to be disclosed and has not been disclosed in the Registration Statement, the Questionnaires, the Preliminary Prospectus and the Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (Vision Sensing Acquisition Corp.), Underwriting Agreement (Vision Sensing Acquisition Corp.)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial of the Directors/Officers or any of the Insider Shareholders which has not been disclosed in the Registration Statement, the Questionnaires, the Sale Preliminary Prospectus and the Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (GSME Acquisition Partners I), Underwriting Agreement (Chardan 2008 China Acquisition Corp.)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders Insider which has not been disclosed in the Registration Statement, the Questionnairesany Preliminary Prospectus, the Preliminary Statutory Prospectus and the Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (Resonant Inc), Underwriting Agreement (Energous Corp)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any the Initial Shareholders Shareholders, which is required to be disclosed but has not been disclosed in the Registration Statement, the Questionnaires, the Preliminary Prospectus and the Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (Bayview Acquisition Corp), Underwriting Agreement (Bayview Acquisition Corp)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledgeknowledge , threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders Shareholder which has not been disclosed in the Registration Statement, the Questionnaires, the Sale Preliminary Prospectus and the Prospectus.
Appears in 1 contract
Sources: Underwriting Agreement (Megalith Financial Acquisition Corp)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders Stockholder or any executive officer or director of the Company which has not been disclosed in the Registration Statement, the Questionnaires, the Sale Preliminary Prospectus and the Prospectus.. , 2006
Appears in 1 contract
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s 's knowledge, threatened against, or involving the Company or, to the best of the Company’s 's knowledge, any Initial Shareholders Stockholder, which has not been disclosed in the Registration Statement, the Questionnaires, the Preliminary Statutory Prospectus and the ProspectusProspectus or the Questionnaires.
Appears in 1 contract
Sources: Underwriting Agreement (Energy Services Acquisition Corp.)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any of the Respondents or any of the Initial Shareholders Stockholders, which has not been disclosed in the Registration Statement, the Questionnaires, the Preliminary Statutory Prospectus and the Prospectus.
Appears in 1 contract
Sources: Underwriting Agreement (Makara Strategic Acquisition Corp.)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders Stockholder, which has not been disclosed in the Registration Statement, the Questionnaires, the Preliminary Statutory Prospectus and the ProspectusProspectus or the Questionnaires.
Appears in 1 contract
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation litigation, or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders Shareholder which has not been disclosed in the Registration Statement, the Questionnaires, the Preliminary Prospectus Prospectus, and the Prospectus.
Appears in 1 contract
Sources: Underwriting Agreement (Aimfinity Investment Corp. I)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding (other than the Company’s NASDAQ listing application) pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders which has not been Insider that is required to be disclosed in the Registration Statement, the Questionnairesany Preliminary Prospectus, the Preliminary Statutory Prospectus and the ProspectusProspectus which has not been disclosed therein.
Appears in 1 contract
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders Stockholder which has not been disclosed in the Registration Statement, the Questionnaires, the Preliminary Prospectus and General Disclosure Package and/or the Prospectus.
Appears in 1 contract
Sources: Underwriting Agreement (Affinity Media International Corp.,)
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders of the Respondents or any of the Company’s officers or directors, which has not been disclosed in the Registration Statement, the Questionnaires, the Preliminary Statutory Prospectus and the Prospectus.. EarlyBirdCapital, Inc.October 11, 2018Page 15 of 44
Appears in 1 contract
Litigation; Governmental Proceedings. There is no action, suit, proceeding, inquiry, arbitration, investigation, litigation or governmental proceeding pending or, to the best of the Company’s knowledge, threatened against, or involving the Company or, to the best of the Company’s knowledge, any Initial Shareholders Stockholder which has not been disclosed in the Registration Statement, the Questionnaires, the Sale Preliminary Prospectus and the Prospectus.
Appears in 1 contract
Sources: Underwriting Agreement (Energy Infrastructure Acquisition Corp.)