Common use of Lock-Up Agreements Clause in Contracts

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 45 contracts

Sources: Underwriting Agreement (Intensity Therapeutics, Inc.), Underwriting Agreement (Cel Sci Corp), Underwriting Agreement (Cel Sci Corp)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 41 contracts

Sources: Underwriting Agreement (Venu Holding Corp), Underwriting Agreement (Vision Marine Technologies Inc.), Underwriting Agreement (Vision Marine Technologies Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers officers, directors and directors each beneficial owner of 5% or more of the Company’s outstanding ordinary shares (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the a form substantially similar to that attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 12 contracts

Sources: Underwriting Agreement (AgiiPlus Inc.), Underwriting Agreement (Fenbo Holdings LTD), Underwriting Agreement (Fenbo Holdings LTD)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A C (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 11 contracts

Sources: Underwriting Agreement (Nova Minerals LTD), Underwriting Agreement (NRX Pharmaceuticals, Inc.), Underwriting Agreement (Tharimmune, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers officers, directors and directors 5% or more shareholders (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 10 contracts

Sources: Underwriting Agreement (Inspira Technologies OXY B.H.N. LTD), Underwriting Agreement (Inspira Technologies OXY B.H.N. LTD), Underwriting Agreement (Creatd, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors that will be subject to a Lock-Up Agreement (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 8 contracts

Sources: Underwriting Agreement (Vocodia Holdings Corp), Underwriting Agreement (Vocodia Holdings Corp), Underwriting Agreement (Vocodia Holdings Corp)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers officers, directors and directors all other holders of the Company’s outstanding ordinary shares as of the effective date of the Registration Statement (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the a form substantially similar to that attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 6 contracts

Sources: Underwriting Agreement (Wing Yip Food Holdings Group LTD), Underwriting Agreement (Wing Yip Food Holdings Group LTD), Underwriting Agreement (Wing Yip Food Holdings Group LTD)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 6 contracts

Sources: Underwriting Agreement (Advaxis, Inc.), Underwriting Agreement (Advaxis, Inc.), Underwriting Agreement (Advaxis, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors who have executed Lock-Up Agreements (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 5 contracts

Sources: Underwriting Agreement (FG Financial Group, Inc.), Underwriting Agreement (FG Financial Group, Inc.), Underwriting Agreement (FG Financial Group, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers officers, directors and directors any other holder(s) of the Company’s outstanding ordinary shares (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the a form substantially similar to that attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 5 contracts

Sources: Underwriting Agreement (Mega Fortune Co LTD), Underwriting Agreement (Mega Fortune Co LTD), Underwriting Agreement (Phoenix Asia Holdings LTD)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), with the lock-up period listed on Schedule 3, prior to the execution of this Agreement.

Appears in 4 contracts

Sources: Underwriting Agreement (ShiftPixy, Inc.), Underwriting Agreement (ShiftPixy, Inc.), Underwriting Agreement (ShiftPixy, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers officers, directors and directors 5% or greater shareholders (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), with the lock-up period listed on Schedule 3, prior to the execution of this Agreement.

Appears in 4 contracts

Sources: Underwriting Agreement (BrilliA Inc), Underwriting Agreement (BrilliA Inc), Underwriting Agreement (BrilliA Inc)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the a form substantially similar to that attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 4 contracts

Sources: Underwriting Agreement (Alset EHome International Inc.), Underwriting Agreement (Alset EHome International Inc.), Underwriting Agreement (Splash Beverage Group, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers officers, directors, and directors such other parties as mutually agreed upon by the Company and the Representative (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 4 contracts

Sources: Underwriting Agreement (iBio, Inc.), Underwriting Agreement (iBio, Inc.), Underwriting Agreement (Ritter Pharmaceuticals Inc)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors directors, and such other parties as mutually agreed upon by the Company and the Representative (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 4 contracts

Sources: Underwriting Agreement (Tonix Pharmaceuticals Holding Corp.), Underwriting Agreement (Tonix Pharmaceuticals Holding Corp.), Underwriting Agreement (Tonix Pharmaceuticals Holding Corp.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Placement agent an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 4 contracts

Sources: Placement Agency Agreement (Cel Sci Corp), Placement Agency Agreement (Cel Sci Corp), Placement Agency Agreement (Cel Sci Corp)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of each of the Company’s officers officers, directors and directors 5% or greater holders of the Company’s securities (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 4 contracts

Sources: Underwriting Agreement (American CareSource Holdings, Inc.), Underwriting Agreement (American CareSource Holdings, Inc.), Underwriting Agreement (American CareSource Holdings, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers officers, directors and directors 10% or more shareholders (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 4 contracts

Sources: Underwriting Agreement (YayYo, Inc.), Underwriting Agreement (HUI YING FINANCIAL HOLDINGS Corp), Underwriting Agreement (Acasti Pharma Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s executive officers and directors who will be subject to the Lock-Up Agreement (as defined below) (collectively, the “Lock-Up Parties”). The Company has caused or will cause each of the Lock-Up Parties to deliver to the Representative Placement Agent an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution closing of this Agreementthe Offering.

Appears in 4 contracts

Sources: Placement Agency Agreement (BriaCell Therapeutics Corp.), Placement Agency Agreement (BriaCell Therapeutics Corp.), Placement Agency Agreement (Vision Marine Technologies Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Representatives an executed Lock-Up Agreement, substantially in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 3 contracts

Sources: Underwriting Agreement (Evoke Pharma Inc), Underwriting Agreement (Evoke Pharma Inc), Underwriting Agreement (Evoke Pharma Inc)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s 's officers and directors (collectively, the "Lock-Up Parties"). The Company has caused each of the Lock-Up Parties to deliver to the Representative Underwriter an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the "Lock-Up Agreement"), prior to the execution of this Agreement.

Appears in 3 contracts

Sources: Underwriting Agreement (PetroShare Corp.), Underwriting Agreement (PetroShare Corp.), Underwriting Agreement (PetroShare Corp.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of individuals subject to a Lock-Up Agreement (as defined below), including the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A C (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 3 contracts

Sources: Underwriting Agreement (Transcode Therapeutics, Inc.), Underwriting Agreement (Transcode Therapeutics, Inc.), Underwriting Agreement (Transcode Therapeutics, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Underwriter an executed Lock-Up Agreement, in the a form substantially similar to that attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 3 contracts

Sources: Underwriting Agreement (Applied UV, Inc.), Underwriting Agreement (Applied UV, Inc.), Underwriting Agreement (Applied UV, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s executive officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 3 contracts

Sources: Underwriting Agreement (Moko Social Media LTD), Underwriting Agreement (Synthetic Biologics, Inc.), Underwriting Agreement (NeoStem, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors which the Representative has requested execute a Lock-Up Agreement (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 3 contracts

Sources: Underwriting Agreement (Eyegate Pharmaceuticals Inc), Underwriting Agreement (Eyegate Pharmaceuticals Inc), Underwriting Agreement (Eyegate Pharmaceuticals Inc)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s executive officers and non-employee directors who will be subject to the Lock-Up Agreement (as defined below) (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), on or prior to the execution of this Agreement.

Appears in 3 contracts

Sources: Underwriting Agreement (XTI Aerospace, Inc.), Underwriting Agreement (XTI Aerospace, Inc.), Underwriting Agreement (XTI Aerospace, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s executive officers and directors who will be subject to the Lock-Up Agreement (as defined below) (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Placement Agent an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 3 contracts

Sources: Placement Agency Agreement (BriaCell Therapeutics Corp.), Placement Agency Agreement (BriaCell Therapeutics Corp.), Placement Agency Agreement (BriaCell Therapeutics Corp.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Representatives an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 2 contracts

Sources: Underwriting Agreement (Immuron LTD), Underwriting Agreement (AzurRx BioPharma, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers officers, directors and directors 10% or more shareholders (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Underwriter an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 2 contracts

Sources: Underwriting Agreement (Polyrizon Ltd.), Underwriting Agreement (Polyrizon Ltd.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors of the Company (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Underwriter an executed Lock-Up Agreement, substantially in a form and substance reasonably satisfactory to the form attached hereto as Exhibit A Underwriter (the “Lock-Up Agreement”), prior to the execution of this Agreement, which shall provide for a lock-up period of ninety (90) days.

Appears in 2 contracts

Sources: Underwriting Agreement (Bynd Cannasoft Enterprises Inc.), Underwriting Agreement (Blue Star Foods Corp.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s executive officers and directors who will be subject to the Lock-Up Agreement (as defined below) (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A C (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 2 contracts

Sources: Underwriting Agreement (BriaCell Therapeutics Corp.), Underwriting Agreement (BriaCell Therapeutics Corp.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s executive officers and directors who will be subject to the Lock-Up Agreement (as defined below) (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 2 contracts

Sources: Underwriting Agreement (Celularity Inc), Underwriting Agreement (Polar Power, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers officers, directors, and directors 10% and over shareholders (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Underwriter an executed Lock-Up Agreement, in the a form substantially similar to that attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 2 contracts

Sources: Underwriting Agreement (Applied UV, Inc.), Underwriting Agreement (Applied UV, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors of the Company (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Underwriter an executed Lock-Up Agreement, substantially in a form and substance reasonably satisfactory to the form attached hereto as Exhibit A Underwriter (the “Lock-Up Agreement”), prior to the execution of this Agreement, which shall provide for a lock-up period of sixty (60) days.

Appears in 2 contracts

Sources: Underwriting Agreement (GlucoTrack, Inc.), Underwriting Agreement (Verb Technology Company, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Locklock-Up Agreement, up agreement in the form attached hereto as Exhibit A agreed by the Representative (the “Lock-Up Agreement”), ) prior to the execution of this Agreement.

Appears in 2 contracts

Sources: Underwriting Agreement (My Size, Inc.), Underwriting Agreement (My Size, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 2 contracts

Sources: Underwriting Agreement (AIM ImmunoTech Inc.), Underwriting Agreement (AIM ImmunoTech Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors directors, [as well as D▇▇▇▇▇ ▇▇▇▇▇▇▇▇] (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the a form substantially similar to that attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 2 contracts

Sources: Underwriting Agreement (CaliberCos Inc.), Underwriting Agreement (CaliberCos Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers (as defined in Rule 16a-1(f) of the Exchange Act) and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 2 contracts

Sources: Underwriting Agreement (BK Technologies Corp), Underwriting Agreement (Ballantyne Strong, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement. The Company’s officers and directors will be subject to the terms of the Lock-Up Agreement for 180 days after the date of this Agreement.

Appears in 2 contracts

Sources: Underwriting Agreement (Mobilicom LTD), Underwriting Agreement (Mobilicom LTD)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors and their affiliates (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 2 contracts

Sources: Underwriting Agreement (OKYO Pharma LTD), Underwriting Agreement (OKYO Pharma LTD)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors who will be subject to the Lock-Up Agreement (as defined below) (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 2 contracts

Sources: Underwriting Agreement (MAIA Biotechnology, Inc.), Underwriting Agreement (MAIA Biotechnology, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors heretofore agreed upon between you and the Company (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 2 contracts

Sources: Underwriting Agreement (Biocept Inc), Underwriting Agreement (Biocept Inc)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Underwriter an executed Lock-Up Agreement, in the a form substantially similar to that attached hereto as Exhibit A D (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 2 contracts

Sources: Underwriting Agreement (Nature's Miracle Holding Inc.), Underwriting Agreement (Nature's Miracle Holding Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors and their affiliates (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 2 contracts

Sources: Underwriting Agreement (Venu Holding Corp), Underwriting Agreement (Venu Holding Corp)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “LockA(the“Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Cel Sci Corp)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s executive officers and non-employee directors who will be subject to the Lock-Up Agreement (as defined below) (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Placement Agent an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Placement Agency Agreement (XTI Aerospace, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s executive officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the a form substantially similar to that attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Ideal Power Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers officers, directors and directors certain shareholders (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Senmiao Technology LTD)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The On or prior to the Closing Date, the Company has caused shall cause each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement...

Appears in 1 contract

Sources: Underwriting Agreement (FG Financial Group, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties Parties, to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Azitra, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s 's executive officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (NeoStem, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (NRX Pharmaceuticals, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors who will be subject to the Lock-Up Agreement (as defined below) (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (MAIA Biotechnology, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers officers, directors and directors such other parties as mutually agreed upon by the Company and the Representatives (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Representatives an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Meridian Waste Solutions, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Piedmont Lithium LTD)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The In the event this Agreement is executed subsequent to December 24, 2024, the Company has will have caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreementsuch execution.

Appears in 1 contract

Sources: Underwriting Agreement (Alta Global Group LTD)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers officers, directors and directors existing shareholders (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Representatives an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (AeroClean Technologies, LLC)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectivelyof the Company(collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Duos Technologies Group, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s executive officers and directors who will be subject to the Lock-Up Agreement (as defined below) (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.A

Appears in 1 contract

Sources: Underwriting Agreement (Presidio Property Trust, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers officers, directors and directors 5% or more shareholders (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (B the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Scopus BioPharma Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused or will cause each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this AgreementClosing Date.

Appears in 1 contract

Sources: Underwriting Agreement (Sorrento Therapeutics, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s executive officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Underwriter an executed Lock-Up Agreement, substantially in a form and substance reasonably satisfactory to the form attached hereto as Exhibit A Underwriter (the “Lock-Up Agreement”), prior to the execution of this Agreement, which shall provide for a lock-up period of sixty (60) days from the Closing Date.

Appears in 1 contract

Sources: Underwriting Agreement (Nuvve Holding Corp.)

Lock-Up Agreements. Schedule 3 III hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (PetroShare Corp.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (each individually, a “Lock-Up Party,” and collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A C (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Permex Petroleum Corp)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the a form substantially similar to that attached hereto as Exhibit A E (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Cingulate Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Ro▇▇ ▇apital Partners, LLC an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (New Age Beverages Corp)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers officers, directors and directors 5% or more shareholders (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Scopus BioPharma Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused will cause each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the a form substantially similar to that attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this AgreementClosing Date.

Appears in 1 contract

Sources: Underwriting Agreement (Splash Beverage Group, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Representatives an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Cancer Genetics, Inc)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors directors, [as well as D▇▇▇▇▇ ▇▇▇▇▇▇▇▇] (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Representatives an executed Lock-Up Agreement, in the a form substantially similar to that attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (CaliberCos Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Underwriter an executed Lock-Up Agreement, in the a form substantially similar to that attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Alset Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s executive officers and directors who will be subject to the Lock-Up Agreement (as defined below) (collectively, the “Lock-Up Parties”). The Company has caused shall cause each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A C (the “Lock-Up Agreement”), prior to the execution of this AgreementClosing.

Appears in 1 contract

Sources: Underwriting Agreement (BriaCell Therapeutics Corp.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers officers, and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Nanoviricides, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of each of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Jaguar Animal Health, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in substantially the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (CollabRx, Inc.)

Lock-Up Agreements. Schedule 3 III hereto contains a complete and accurate list of the Company’s officers and directors that the Company has caused to deliver to the Representative an executed Lock-Up Agreement (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A C (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (New Horizon Aircraft Ltd.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s executive officers and non-employee directors who will be subject to the Lock-Up Agreement (as defined below) (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), on or prior to the execution of this AgreementClosing Date.

Appears in 1 contract

Sources: Underwriting Agreement (XTI Aerospace, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors subject to lock-up (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Draganfly Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors who will be subject to the Lock-Up Agreement (as defined below) (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A C (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (MAIA Biotechnology, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the “Lock-Up Agreement”), on or prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Entero Therapeutics, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s executive officers and directors who will be subject to the Lock-Up Agreement (as defined below) (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Placement Agent an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Placement Agency Agreement (Biovie Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative Placement Agent an executed Lock-Up Agreement, in the form attached hereto as Exhibit A B (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Placement Agency Agreement (Ampio Pharmaceuticals, Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (PDS Biotechnology Corp)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors directors, as well as ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the a form substantially similar to that attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (CaliberCos Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as set forth in Exhibit A B (the “Lock-Up Agreement”), on or prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Biovie Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s officers and directors directors, as well as D▇▇▇▇▇ ▇▇▇▇▇▇▇▇ (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the a form substantially similar to that attached hereto as Exhibit A (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (CaliberCos Inc.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s 's officers and directors (collectively, the "Lock-Up Parties"). The Company has caused each of the Lock-Up Parties to deliver to the Representative Underwriter an executed Lock-Up Agreement, in the form attached hereto as Exhibit A (the "Lock-Up Agreement"), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (PetroShare Corp.)

Lock-Up Agreements. Schedule 3 hereto contains a complete and accurate list of the Company’s executive officers and directors (collectively, the “Lock-Up Parties”). The Company has caused each of the Lock-Up Parties to deliver to the Representative an executed Lock-Up Agreement, in the form attached hereto as Exhibit A C (the “Lock-Up Agreement”), prior to the execution of this Agreement.

Appears in 1 contract

Sources: Underwriting Agreement (Seelos Therapeutics, Inc.)