Common use of Making an investment Clause in Contracts

Making an investment. 5.1 Through our Platform you will be able to select and invest in Funds which from time to time are available to you. You will only be permitted to place an Order through our Platform subject to passing our anti-money laundering checks and on-boarding processes. You will provide such information as we may reasonably require in relation to such checks and processes, including such information as we may require in order to determine your national client identifier. We may, in our absolute discretion, refuse to accept or transmit an Order without providing any reasons. 5.2 In placing an Order, you agree that you have done so solely based on information made available to you via the Platform, together with any independent knowledge that you may have and professional advice that you may have received. We will not provide you with financial, legal, tax or similar advice and nothing we do, nor anything that is on the Platform (whether produced by us or any other party), is to be construed as advice or a personal recommendation by us in relation to an Order, Fund or Share class. You acknowledge that you have complete control and discretion as to whether or not you make an investment. We strongly recommend that you seek independent advice before investing. 5.3 As we do not provide advice, we are not required to assess the suitability for you of any services we may provide to you or the Funds available via our Platform (including any Order you may place or seek to place). 5.4 We may combine your Orders with the Orders of other investors seeking to invest in the same Fund or class of Share (as applicable) (i.e. Orders may be aggregated). In addition, the Custodian, in carrying out transactions in respect of Shares, will do so on an aggregated basis, subject to applicable law. While it is unlikely that the aggregation of Orders and transactions will be a disadvantage to any investor whose Order is to be aggregated, the effect of the aggregation may work to an investor’s disadvantage in relation to a particular Order. Please refer to the Custodian’s order execution policy, as made available online (▇▇▇▇▇://▇▇▇▇▇.▇▇▇▇/orderexecution), for further detail.

Appears in 1 contract

Sources: Platform Agreement

Making an investment. 5.1 Through our Platform you will be able to select and invest in Funds which from time to time are available to you. You will only be permitted to place an Order through our Platform subject to passing our anti-money laundering checks and on-boarding processes. You will provide such information as we may reasonably require in relation to such checks and processes, including such information as we may require in order to determine your national client identifier. We may, in our absolute discretion, refuse to accept or transmit an Order without providing any reasons. 5.2 In placing an Order, you agree that you have done so solely based on information made available to you via the Platform, together with any independent knowledge that you may have and professional advice that you may have received. We will not provide you with financial, legal, tax or similar advice and nothing we do, nor anything that is on the Platform (whether produced by us or any other party), is to be construed as advice or a personal recommendation by us in relation to an Order, Fund or Share class. You acknowledge that you have complete control and discretion as to whether or not you make an investment. We strongly recommend that you seek independent advice before investing. 5.3 As we do not provide advice, we are not required to assess the suitability for you of any services we may provide to you or the Funds available via our Platform (including any Order you may place or seek to place). 5.4 We may combine your Orders with the Orders of other investors seeking to invest in the same Fund or class of Share (as applicable) (i.e. Orders may be aggregated). In addition, the Custodian, in carrying out transactions in respect of Shares, will do so on an aggregated basis, subject to applicable law. While it is unlikely that the aggregation of Orders and transactions will be a disadvantage to any investor whose Order is to be aggregated, the effect of the aggregation may work to an investor’s disadvantage in relation to a particular Order. Please refer to the Custodian’s order execution policy, as made available online (▇▇▇▇▇://▇▇▇▇▇.▇▇▇▇/orderexecution), for further detail. 5.5 Please note that if you wish to invest through a self-invested personal pension account, if you don’t place any alternative Order when you open and fund the self-invested personal pension account, the Custodian will be required by law to invest your money in a default fund. You will be presented with details of the default fund during opening your self-invested personal pension account so that you can decide whether to place any alternative Orders.

Appears in 1 contract

Sources: Platform Agreement

Making an investment. 5.1 Through 6.1 Once our Platform onboarding processes and anti-money laundering checks are checks are complete, you will be able to select and invest in Funds which from time to time are available to youyou via our Platform by placing Orders. You will only be permitted to place an Order through our Platform subject to passing our anti-money laundering checks and on-boarding processes. You will must provide such information as we may reasonably require in relation to undertake such checks and processes, including such information as . 6.2 You acknowledge and accept that we may require in order to determine your national client identifier. We may, in our absolute discretion, refuse to accept or transmit an Order from you to arrange for you to invest, without providing any reasonsexplanation to you. 5.2 6.3 In placing an Ordermaking and investment, you acknowledge and agree that you have done so solely based on information made available to you via on the Platform, together with any independent knowledge that you may have and and/or professional advice that you may have received. We Green Growth will not provide you with financial, legal, tax or similar advice and nothing we do, nor anything that is on the Platform (whether produced by us or any other party), is to be construed as advice or a personal recommendation by us in relation to an Order, Fund or Share class. We strongly recommend that you seek independent advice before investing. You acknowledge and accept that you have complete control and discretion as to whether or not you make an investment. We strongly recommend that you seek independent advice before investing. 5.3 As we 6.4 We do not provide advice, and as such we are not required to assess make any assessment of the suitability for you of any services service we may provide to you or the Funds available via our Platform (including any Order you may place or seek to place). 5.4 6.5 In the event that we consider that the services and/or Order(s) are not appropriate for you, or you fail to provide the information requested, we will issue you with a warning. In such a scenario, you acknowledge and accept that we will only proceed to provide access to the relevant services and/or Order(s) via the Platform where we consider it appropriate to do, so in our absolute discretion. 6.6 We may combine aggregate your Orders with the Orders those of other investors seeking to invest in the same Fund or class of Share (as applicable) (i.e. Orders may be aggregated)Share. In addition, Subject to Applicable Law the Custodian, in carrying out transactions in respect of Shares, will do so on an aggregated basis, subject to applicable law. While it is unlikely that the aggregation of Orders and transactions will be a disadvantage to any investor whose Order is to be aggregated, in certain scenarios the effect of the aggregation may work to an investor’s disadvantage in relation to a particular Order. Please refer to the Custodian’s order execution policy, as made available online via (▇▇▇▇▇://▇▇▇▇▇.▇▇▇▇/orderexecution), for further detaildetails.

Appears in 1 contract

Sources: Investment Agreement