Management of the Investments Sample Clauses

The 'Management of the Investments' clause defines how the investments covered by the agreement will be overseen and administered. It typically outlines the responsibilities of the investment manager or managing party, including making investment decisions, monitoring performance, and ensuring compliance with relevant laws or guidelines. This clause ensures that there is a clear framework for who controls the investments and how they are managed, thereby reducing ambiguity and helping to protect the interests of all parties involved.
Management of the Investments. Subject to the terms and the conditions of the Discretionary Account Agreement, the Manager shall have full and absolute discretionary power to manage the Portfolio at HuaGe’s own risk in accordance with the terms of the Discretionary Account Agreement. The Manager will prepare monthly statement for HuaGe with full details of the status of all account balance and holdings. These monthly statements are issued within 10 Business Days of the end of each monthly accounting period. However, no monthly statement is required to be issued if no transactions have been effected in relation to the account during the month and no change has occurred in the account balance at the end of the relevant monthly accounting period.
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Management of the Investments. The Manager will perform the duties of an “external asset manager”, pursuant to which the Company grants the Manager authorisation and a mandate as a third party to manage the Portfolio and its asset allocation on its behalf. The Manager has absolute and comprehensive discretion to select investment products provided by major banks and financial institutions, thereby offering management services for the Portfolio and making long/short investment decisions during the investment period. Therefore, the Discretionary Account Agreement does not involve transferring any funds to the Manager. On the contrary, the Manager will instruct the Portfolio owned by HuaGe to trade investment products provided and/or operated by large financial institutions such as ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, UBS, Citibank, Interactive Brokers, Futu Securities, etc., as well as by reputable local financial institutions. The Manager will manage the Portfolio in accordance with the investment guidelines set out in the Discretionary Account Agreement. The guidelines include, among others, that investment products should be linked to companies with large market capitalisation, and the investments should comprise of companies across different industries. The Portfolio will be limited to investment products involving different asset classes, including (i) investment funds and/or funds of funds, (ii) options, and (iii) stocks (“asset class(es)”). The underlying assets of all investment products should primarily consist of blue-chip stocks in the equity and derivatives markets. To ensure that the Investments are composed of diversified industries, the Manager will adhere to the standards and measures under the following investment guidelines:
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Management of the Investments. The Manager will perform the duties of an “external asset manager”, pursuant to which the Company grants the Manager authorisation and a mandate as a third party to manage the Portfolio and its asset allocation on its behalf. The Manager has absolute and comprehensive discretion to offer management services for the Portfolio and make long/short investment decisions during the investment period. Therefore, the Discretionary Account Agreement does not involve transferring any funds to the Manager (save for the receipt of management fees). The Manager will manage the Portfolio in accordance with the investment guidelines set out in the Discretionary Account Agreement. The guidelines include, among others, that investment products should be linked to companies with large market capitalisation, and the investments should comprise companies across different industries. The Portfolio will be limited to investment products involving different asset classes, including (i) stocks, (ii) funds, and (iii) fixed-income products (“asset class(es)”). The underlying assets of all investment products should primarily consist of blue-chip stocks in the equity and derivatives markets. To achieve Portfolio diversification and risk mitigation, the Manager will dynamically adjust asset allocation in accordance with macroeconomic cycles, market liquidity, and industry trends, with strategic emphasis on the following sectors, and will strictly adhere to the standards and measures under the following investment guidelines:
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Related to Management of the Investments

  • Obligations of the Investment Adviser a. The Investment Adviser shall provide (or cause the Trust's custodian to provide) timely information to the Subadviser regarding such matters as the composition of assets in the Fund, cash requirements and cash available for investment in the Fund, and all other information as may be reasonably necessary for the Subadviser to perform its responsibilities hereunder. b. The Investment Adviser has furnished the Subadviser a copy of the prospectus and statement of additional information of the Fund and agrees during the continuance of this Agreement to furnish the Subadviser copies of any revisions or supplements thereto at, or, if practicable, before the time the revisions or supplements become effective. The Investment Adviser agrees to furnish the Subadviser with minutes of meetings of the Trustees of the Trust applicable to the Fund to the extent they may affect the duties of the Subadviser, and with copies of any financial statements or reports made by the Fund to its shareholders, and any further materials or information which the Subadviser may reasonably request to enable it to perform its functions under this Agreement.

  • Duties of the Investment Adviser A. The Investment Adviser shall continue to have responsibility for all services to be provided to the Fund pursuant to the Advisory Agreement and shall oversee and review the Sub-Adviser's performance of its duties and services under this Agreement. B. The Investment Adviser has furnished the Sub-Adviser with copies of each of the following documents and will furnish to the Sub-Adviser at its principal office all future amendments and supplements to such documents, if any, as soon as practicable after such documents become available: (1) The Transamerica IDEX Declaration of Trust and By-Laws, as each is in effect on the date hereof and as amended from time to time; (2) Certified resolutions of the Board authorizing the appointment of the Investment Adviser and the Sub-Adviser and approving this Agreement; (3) The Transamerica IDEX Registration Statement under the 1940 Act and the Securities Act of 1933, on Form N-1A, as filed with the Securities and Exchange Commission ("SEC") relating to the Fund and its shares and all amendments thereto ("Registration Statement"); and (4) A certified copy of any publicly available financial statement or report prepared for Transamerica IDEX by certified or independent public accountants, and copies of any financial statements or reports made by the Fund to its shareholders or to any governmental body or securities exchange. The Investment Adviser shall furnish the Sub-Adviser with any further documents, materials or information that the Sub-Adviser may reasonably request to enable it to perform its duties pursuant to this Agreement. C. During the term of this Agreement, the Investment Adviser shall furnish to the Sub-Adviser at its principal office all prospectuses, proxy statements, reports to shareholders, sales documentation, promotional, marketing, advertising and other written, printed or electronic material or performance information or data prepared for distribution to shareholders of the Fund or the public, which include the ▇▇▇▇ or refer to the Fund, the Sub-Adviser or investment companies or other advisory accounts advised or sponsored by the Sub-Adviser in any way, prior to a use thereof which has not been previously approved by the Sub-Adviser. The Investment Adviser shall not use any such materials without the Sub-Adviser's prior written approval, which approval shall not be unreasonably withheld; and the Investment Adviser shall not use any such materials which do not include the ▇▇▇▇ if the Sub-Adviser reasonably objects in writing within ten (10) business days (or such other time as may be mutually agreed upon) after the Sub-Adviser's receipt thereof.

  • Compensation of the Investment Manager For the services rendered, the facilities furnished and expenses assumed by the Investment Manager, the Fund shall pay to the Investment Manager at the end of each calendar month a fee which shall accrue daily at the annual rate specified by the schedule of fees in the Appendix to this Agreement. The average daily value of the net assets of the Portfolio shall be determined and computed in accordance with the description of the method of determination of net asset value contained in the Prospectus.

  • Obligations of the Investors In connection with the registration of the Registrable Securities, the Investors shall have the following obligations: a. It shall be a condition precedent to the obligations of the Company to complete the registration pursuant to this Agreement with respect to the Registrable Securities of a particular Investor that such Investor shall furnish to the Company such information regarding itself, the Registrable Securities held by it and the intended method of disposition of the Registrable Securities held by it as shall be reasonably required to effect the registration of such Registrable Securities and shall execute such documents in connection with such registration as the Company may reasonably request. At least three (3) business days prior to the first anticipated filing date of the Registration Statement, the Company shall notify each Investor of the information the Company requires from each such Investor. b. Each Investor, by such Investor's acceptance of the Registrable Securities, agrees to cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Registration Statements hereunder, unless such Investor has notified the Company in writing of such Investor's election to exclude all of such Investor's Registrable Securities from the Registration Statements. c. In the event Investors holding a majority-in-interest of the Registrable Securities being registered (with the approval of the Initial Investors) determine to engage the services of an underwriter, each Investor agrees to enter into and perform such Investor's obligations under an underwriting agreement, in usual and customary form, including, without limitation, customary indemnification and contribution obligations, with the managing underwriter of such offering and take such other actions as are reasonably required in order to expedite or facilitate the disposition of the Registrable Securities, unless such Investor has notified the Company in writing of such Investor's election to exclude all of such Investor's Registrable Securities from such Registration Statement. d. Each Investor agrees that, upon receipt of any notice from the Company of the happening of any event of the kind described in Section 3(f) or 3(g), such Investor will immediately discontinue disposition of Registrable Securities pursuant to the Registration Statement covering such Registrable Securities until such Investor's receipt of the copies of the supplemented or amended prospectus contemplated by Section 3(f) or 3(g) and, if so directed by the Company, such Investor shall deliver to the Company (at the expense of the Company) or destroy (and deliver to the Company a certificate of destruction) all copies in such Investor's possession, of the prospectus covering such Registrable Securities current at the time of receipt of such notice. e. No Investor may participate in any underwritten registration hereunder unless such Investor (i) agrees to sell such Investor's Registrable Securities on the basis provided in any underwriting arrangements in usual and customary form entered into by the Company, (ii) completes and executes all questionnaires, powers of attorney, indemnities, underwriting agreements and other documents reasonably required under the terms of such underwriting arrangements, and (iii) agrees to pay its pro rata share of all underwriting discounts and commissions and any expenses in excess of those payable by the Company pursuant to Section 5 below.

  • Investments No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (“Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act) or money market funds meeting the conditions of Rule 2a-7 of the Investment Company Act.