Managing Broker. Dealer is familiar with federal and state securities laws affecting the offer and sale of securities under Regulation A. Managing Broker-Dealer represents and warrants to the Company and Adviser that Managing Broker-Dealer has complied and will continue to comply with such securities laws.
Appears in 2 contracts
Sources: Registered Investment Adviser Agreement (Versity Invest, LLC), Registered Investment Adviser Agreement (Versity Invest, LLC)