Common use of Material Interest Clause in Contracts

Material Interest. You acknowledge that when effecting Transactions for you, we or one of our associated companies may have an interest, relationship or arrangement that is material in relation to such Transaction or the Securities concerned. In particular, either we, our Agents or any of our associated companies may: (a) effect Transactions with you as principal for their own account; (b) effect Transactions in Securities where they have a position in the relevant Securities or are involved with those Securities as underwriter, sponsor or otherwise;

Appears in 4 contracts

Sources: Client Agreement, Client Agreement, Client Agreement

Material Interest. You acknowledge that when When effecting Transactions for you, we we, or one of our associated companies may have an interest, relationship or arrangement that is material in relation to such the Transaction or the Securities concerned. In particular, either weourselves, our Agents or any of our associated companies may: (a) effect Transactions with you as principal for their own account; (b) effect Transactions in Securities where they have a position in the relevant Securities or are involved with those Securities as underwriter, sponsor or otherwise;; or (c) match your orders with those of other customers.

Appears in 3 contracts

Sources: Customer Agreement, Customer Agreement, Customer Agreement

Material Interest. You acknowledge that when When effecting Transactions for you, we we, or one of our associated companies may have an interest, relationship or arrangement that is material in relation to such the Transaction or the Securities concerned. In particular, either weourselves, our Agents or any of our associated companies may: (a) effect Transactions with you as principal for their own account; (b) effect Transactions in Securities where they have a position in the relevant Securities or are involved with those Securities as underwriter, sponsor or otherwise; (c) match your orders with those of other customers.

Appears in 1 contract

Sources: Client Agreement