Material interests and conflicts Sample Clauses
Material interests and conflicts. 14.1 Pe Manager or its Associates may provide similar services or any other services whatsoever to any other client or potential client and the Manager shall not in any circumstance be required to account to the Investor for any profits earned in connection therewith. So far as is deemed practicable by the Manager, the Manager will use all reasonable endeavours to ensure fair treatment as between the Investor and any other clients in compliance with the FCA Rules.
14.2 Pe Manager has in place a conflicts of interest policy pursuant to the FCA Rules which sets out how it identifies and manages conflicts of interest. A summary of the Manager’s Conflicts Policy is available at ▇▇▇.▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇.▇▇. Pe Investor hereby confirms that he/she has read the Manager’s Conflicts Policy and agrees to the Manager’s Conflicts Policy.
14.3 Pe Investor acknowledges and agrees that:
(a) certain directors and employees of the Manager may be investors through the Service;
(b) the Manager and/or its directors, officers, employees, consultants, expert advisers and clients may co-invest with the Service on the same terms and conditions without prior reference to the Investor or obtaining the Investor’s consent;
(c) other portfolios or funds or entities managed or advised by the Manager may from time to time invest in or otherwise transact with an investee company in which an Investment is made; and
(d) the Manager and/or its directors, officers, employees, consultants, expert advisers and clients may already have invested in or otherwise transacted with an investee company in which an Investment is made through the Service or in an Investment which is connected with an investment or transaction made through the Service.
14.4 Pe Manager or its Associates may be separately engaged by some of the companies that the Service will invest in to advise or assist those companies to raise finance and/or by companies to which loans are made by investee companies and certain directors or employees of the Manager or its Associates may be directors or other officers of investee companies. Pe Manager or its Associates may receive a fee from each such company for its additional services. Part of the Manager’s (or relevant Associate’s) fee for additional services received from such companies may therefore be calculated by reference to the amount invested through the Service.
14.5 Pe Manager will normally act as the agent of the Investor, who will therefore be bound by its actions under the ...
Material interests and conflicts. 9.1. You understand and agree that neither your relationship with us nor any services we provide to you, nor any other matter, will give rise to any duties on our part or on the part of any ▇▇▇▇▇▇▇▇▇.▇▇▇▇ Affiliate, whether legal, equitable, fiduciary in nature, save as are expressly set out in these terms. In particular, we and any ▇▇▇▇▇▇▇▇▇.▇▇▇▇ Affiliate may from time to time act in more than one capacity, and in those capacities we may receive fees or commissions from more than one user (including you). You agree that we may act in such capacities and provide any other services or carry out any business with or for you, any ▇▇▇▇▇▇▇▇▇.▇▇▇▇ Affiliate or any other user.
9.2. You understand and agree that neither we nor any ▇▇▇▇▇▇▇▇▇.▇▇▇▇ Affiliate will be required to:
(i) have regard to any information known to us, or to any ▇▇▇▇▇▇▇▇▇.▇▇▇▇ Affiliate, which is or may be a material interest; (ii) disclose any such information to you; or (iii) use any such information for your benefit. You further acknowledge that from time to time we may receive general market information in the course of providing access to the ▇▇▇▇▇▇▇▇▇.▇▇▇▇ Platform to you, which we may use in the ordinary course of our business.
9.3. We have established and maintain effective organisational and administrative arrangements with a view to taking all appropriate steps to identify and manage conflicts of interest between us and our users and relevant third parties, so as to prevent conflicts of interest from adversely affecting the interests of our users. We reserve the right at all times to decline to act for you where we are not able to manage a conflict of interest in any other way.
Material interests and conflicts. 13.1 The Manager or its Associates may provide similar services or any other services whatsoever to any other client or potential client and the Manager shall not in any circumstance be required to account to the Applicant for any profits earned in connection therewith. All decisions made by Beringea for Applicants and Investors in the Service will comply with the objectives of the Service and the FCA Rules relating to treating customers fairly.
13.2 The Manager has in place a conflicts of interest policy pursuant to the FCA Rules which sets out how it identifies and manages conflicts of interest. More details on conflicts of interest can also be found on page 22 of the Brochure.
13.3 The Manager or its Associates may be separately engaged by some of the Trading Companies to advise or assist those companies to raise finance and/or by companies to which loans are made by Trading Companies and certain directors or employees of the Manager or its Associates may be directors or other officers of Trading Companies. The Manager or its Associates may receive a fee from each such Trading Company for its additional services. Part of the Manager’s (or relevant Associate’s) fee for additional services received from such Trading Companies may therefore be calculated by reference to the amount invested through the Service.