Multi-Class Distribution Arrangements. Dealer understands and acknowledges that the Funds may offer Shares in multiple classes. Dealer represents and warrants that it has established compliance procedures designed to ensure (i) that its customers are made aware of the terms of each available class of Shares, (ii) that each customer is offered only Shares that are suitable investments for him or her, (iii) that each customer is availed of the opportunity to obtain sales charge break points as detailed in the Prospectus, and (iv) proper supervision of its representatives in recommending and offering the Shares of multiple classes to its customers.
Appears in 42 contracts
Sources: Distribution Agreement (Smead Funds Trust), Distribution Agreement (Advisor Managed Portfolios), Distribution Agreement (Advisors Series Trust)
Multi-Class Distribution Arrangements. Dealer understands and acknowledges that the Funds Fund may offer Shares in multiple classes. , and Dealer represents and warrants that it has established compliance procedures designed to ensure (i) that its customers are made aware of the terms of each available class of Shares, (ii) to ensure that each customer is offered only Shares that are suitable investments for him or her, (iii) that each customer is availed of the opportunity her and to obtain sales charge break points as detailed in the Prospectus, and (iv) ensure proper supervision of its representatives in recommending and offering the Shares of multiple classes to its customers.
Appears in 3 contracts
Sources: Dealer Agreement (Coller Private Credit Secondaries), Dealer Agreement (Octagon XAI CLO Income Fund), Dealer Agreement (Coller Secondaries Private Equity Opportunities Fund)
Multi-Class Distribution Arrangements. Dealer understands and acknowledges that the Funds Fund may offer Shares in multiple classes. Dealer represents and warrants that it has established compliance procedures designed to ensure (i) that its customers are made aware of the terms of each available class of Shares, (ii) that each customer is offered only Shares that are suitable investments for him or her, (iii) that each customer is availed of the opportunity to obtain sales charge break points as detailed in the Prospectus, and (iv) proper supervision of its representatives in recommending and offering the Shares of multiple classes to its customers.
Appears in 2 contracts
Sources: Dealer Agreement (Hamilton Lane Venture Capital & Growth Fund), Dealer Agreement (Hamilton Lane Private Secondary Fund)
Multi-Class Distribution Arrangements. Dealer understands and acknowledges that the Funds may offer Shares in multiple classes. Dealer represents and warrants that it has established compliance procedures designed to ensure (i) that its customers are made aware of the terms of each available class of Shares, (ii) that each customer is offered only Shares that are suitable investments for him or her, (iii) that each customer is availed of the opportunity to obtain sales charge break points as detailed in the Prospectus, Prospectus and (iv) proper supervision of its representatives in recommending and offering the Shares of multiple classes to its customers.
Appears in 1 contract
Sources: Distribution Agreement (Tortoise Capital Series Trust)
Multi-Class Distribution Arrangements. Dealer understands and acknowledges that the Funds may offer Shares in multiple classesclasses of Shares. Dealer represents and warrants that it has established compliance procedures designed to ensure (i) that its customers are made aware of the terms of each available class of Shares, (ii) that each customer is offered only Shares that are suitable investments for him or her, (iii) that each customer is availed of the opportunity to obtain sales charge break points as detailed in the Prospectus, and (iv) proper supervision of its representatives in recommending and offering the Shares of multiple classes to its customers.
Appears in 1 contract
Sources: Dealer Agreement (Adams Street Private Equity Navigator Fund LLC)
Multi-Class Distribution Arrangements. Dealer understands and acknowledges that the Funds Fund may offer Shares in multiple classes. , and Dealer represents and warrants that it has established compliance procedures designed to ensure (i) that its customers are made aware of the terms of each available class of Shares, (ii) to ensure that each customer is offered only Shares that are suitable investments for him or her, (iii) to ensure that each customer is availed of the opportunity to obtain any sales charge break points as that may be detailed in the Prospectus, and (iv) to ensure proper supervision of its representatives in recommending and offering the Shares of multiple classes to its customers.
Appears in 1 contract
Sources: Dealer Agreement (HarbourVest Private Investments Fund)
Multi-Class Distribution Arrangements. Dealer understands and acknowledges that the Funds Fund may offer Shares in multiple classes. , and Dealer represents and warrants that it has established compliance procedures designed to ensure (i) that its customers are made aware of the terms of each available class of Shares, (ii) to ensure that each customer is offered only Shares that are suitable investments for him or her, (iii) to ensure that each customer is availed of the opportunity to obtain sales charge break points as detailed in the Prospectus, and (iv) to ensure proper supervision of its representatives in recommending and offering the Shares of multiple classes to its customers.
Appears in 1 contract