No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1158 contracts
Sources: Underwriting Agreement (Reed's, Inc.), Underwriting Agreement (Bimergen Energy Corp), Placement Agency Agreement (WF International Ltd.)
No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 300 contracts
Sources: Underwriting Agreement (Rising Dragon Acquisition Corp.), Underwriting Agreement (YHN Acquisition I LTD), Underwriting Agreement (Rising Dragon Acquisition Corp.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, assuming reasonable inquiry, any federal, state or other regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus, the Sale Preliminary Prospectus or the Prospectus or any part thereof, or has instituted or, to the Company’s knowledge, assuming reasonable inquiry, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 281 contracts
Sources: Underwriting Agreement (Twelve Seas Investment Co III/Cayman), Underwriting Agreement (Tailwind 2.0 Acquisition Corp.), Underwriting Agreement (Launchpad Cadenza Acquisition Corp I)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, assuming reasonable inquiry, any state federal, state, or other regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus, the Sale Preliminary Prospectus, or Prospectus or the Prospectus any part thereof, or has instituted or, to the Company’s knowledge, assuming reasonable inquiry, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 277 contracts
Sources: Underwriting Agreement (Activate Energy Acquisition Corp.), Underwriting Agreement (Cantor Equity Partners V, Inc.), Underwriting Agreement (Space Asset Acquisition Corp.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, assuming reasonable inquiry, any federal, state or other regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus, the Statutory Prospectus or the Prospectus or any part thereof, or has instituted or, to the Company’s knowledge, assuming reasonable inquiry, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 251 contracts
Sources: Underwriting Agreement (Harvard Ave Acquisition Corp), Underwriting Agreement (Harvard Ave Acquistion Corp), Underwriting Agreement (GSR IV Acquisition Corp.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use effectiveness of the Registration Statement, Statement or the use of any Preliminary Prospectus, the Prospectus or the Prospectus any part thereof, or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from order including, without limitation, pursuant to Section 8A of the Commission for additional informationAct.
Appears in 181 contracts
Sources: Underwriting Agreement (ONS Acquisition Corp.), Underwriting Agreement (Investcorp India Acquisition Corp), Underwriting Agreement (Twelve Seas Investment Co IV TMT)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any written order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 120 contracts
Sources: Underwriting Agreement (AIGO HOLDING LTD), Underwriting Agreement (Libera Gaming Operations, Inc), Underwriting Agreement (rYojbaba Co., Ltd.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s 's knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s 's knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 74 contracts
Sources: Placement Agency Agreement (Safe & Green Development Corp), Placement Agency Agreement (Safe & Green Development Corp), Placement Agency Agreement (Snow Lake Resources Ltd.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, nor any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 73 contracts
Sources: Underwriting Agreement (Dbim Holdings LTD), Underwriting Agreement (BILLION GROUP HOLDINGS LTD), Underwriting Agreement (Lorenzo Developments Inc.)
No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of any preliminary prospectus (“Preliminary Prospectus”), the Registration Statement, any Preliminary Prospectus or the Prospectus Registration Statement or has instituted or, to the best of the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 59 contracts
Sources: Underwriting Agreement (RIKU DINING GROUP LTD), Underwriting Agreement (Vittoria LTD), Underwriting Agreement (EvoNexus Group LTD)
No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus Registration Statement or has instituted or, to the best of the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 37 contracts
Sources: Underwriting Agreement (Fuling Global Inc.), Underwriting Agreement (Fuling Global Inc.), Underwriting Agreement (Fuling Global Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of any preliminary prospectus (“Preliminary Prospectus”), the Registration Statement, any Preliminary Prospectus or the Prospectus Registration Statement or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 33 contracts
Sources: Underwriting Agreement (TechCreate Group Ltd.), Underwriting Agreement (TechCreate Group Ltd.), Underwriting Agreement (TechCreate Group Ltd.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, nor any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, or threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 30 contracts
Sources: Underwriting Agreement (ECST Holdings LTD), Underwriting Agreement (ECST Holdings LTD), Underwriting Agreement (Rich Sparkle Holdings LTD)
No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 26 contracts
Sources: Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc)
No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any preliminary prospectus (“Preliminary Prospectus Prospectus”) or the Prospectus (collectively, the “Disclosure Materials”) or has instituted or, to the best of the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 24 contracts
Sources: Underwriting Agreement (BAO Holding Ltd.), Underwriting Agreement (Hang Feng Technology Innovation Co., Ltd.), Underwriting Agreement (Global Development Engineering Co LTD)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration StatementStatutory Prospectus, any Preliminary Prospectus or the Prospectus Registration Statement or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 19 contracts
Sources: Underwriting Agreement (Cue Biopharma, Inc.), Underwriting Agreement (Pulse Biosciences, Inc.), Underwriting Agreement (Pulse Biosciences, Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus Statement or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 17 contracts
Sources: Atm Sales Agreement (Vision Marine Technologies Inc.), Underwriting Agreement (Eltek LTD), Underwriting Agreement (Fat Brands, Inc)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus Prospectus, or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 15 contracts
Sources: Underwriting Agreement (Acco Group Holdings LTD), Underwriting Agreement (Acco Group Holdings LTD), Underwriting Agreement (MPJS Group LTD)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional informationinformation with respect to the Registration Statement, any Preliminary Prospectus or the Prospectus.
Appears in 15 contracts
Sources: Underwriting Agreement (Nuvve Holding Corp.), Underwriting Agreement (Bynd Cannasoft Enterprises Inc.), Underwriting Agreement (GlucoTrack, Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus Registration Statement or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 13 contracts
Sources: Selling Agent Agreement (Alliance MMA, Inc.), Selling Agent Agreement (Alliance MMA, Inc.), Underwriting Agreement (U.S. Rare Earths, Inc)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) regarding the Registration Statement, any Preliminary Prospectus or the Prospectus from the Commission for additional information.
Appears in 12 contracts
Sources: Underwriting Agreement (Aytu Bioscience, Inc), Underwriting Agreement (Pressure Biosciences Inc), Underwriting Agreement (Catasys, Inc.)
No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any state regulatory authority has issued any order or threatened to issue any order preventing or suspending the effectiveness of the Registration Statement or the use of the Registration Statement, any Preliminary Prospectus or the Prospectus Prospectus, or has instituted or, to the best of the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 9 contracts
Sources: Underwriting Agreement (Shermen WSC Acquisition Corp), Underwriting Agreement (Shermen WSC Acquisition Corp), Underwriting Agreement (Oracle Healthcare Acquisition Corp.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration StatementPreliminary Prospectus, any Preliminary the Prospectus or the Prospectus Registration Statement or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 9 contracts
Sources: Underwriting Agreement (Journey Medical Corp), Underwriting Agreement (Movano Inc.), Underwriting Agreement (Movano Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, nor any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, the ADS Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 9 contracts
Sources: Underwriting Agreement (RanMarine Technology B.V.), Underwriting Agreement (Graphex Group LTD), Underwriting Agreement (TC BioPharm (Holdings) PLC)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, assuming reasonable inquiry, any foreign, federal, state or other regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus, the Statutory Prospectus or the Prospectus or any part thereof, or has instituted or, to the Company’s knowledge, assuming reasonable inquiry, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 8 contracts
Sources: Underwriting Agreement (Love & Health LTD), Underwriting Agreement (Love & Health LTD), Underwriting Agreement (Prospect Energy Holdings Corp.)
No Stop Orders, etc. Neither None of the Commission norCommission, any federal, state or other regulatory authority has issued, or, to the Company’s knowledge, any state regulatory authority has issued after reasonable inquiry, threatened to issue, any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus, the Statutory Prospectus or the Prospectus or any part thereof, or has instituted or, to the Company’s knowledge, after reasonable inquiry, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 8 contracts
Sources: Underwriting Agreement (Global Robotic Drone Acquisition Corp.), Underwriting Agreement (Technology & Telecommunication Acquisition Corp), Underwriting Agreement (Technology & Telecommunication Acquisition Corp)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, the ADS Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 8 contracts
Sources: Underwriting Agreement (Immuron LTD), Underwriting Agreement (Immuron LTD), Underwriting Agreement (Foresight Autonomous Holdings Ltd.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any domestic, foreign or state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 6 contracts
Sources: Underwriting Agreement (Biolase, Inc), Underwriting Agreement (Biolase, Inc), Underwriting Agreement (Acasti Pharma Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, the Form F-6, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 6 contracts
Sources: Underwriting Agreement (Wing Yip Food Holdings Group LTD), Underwriting Agreement (Wing Yip Food Holdings Group LTD), Underwriting Agreement (Wing Yip Food Holdings Group LTD)
No Stop Orders, etc. Neither To the Company's knowledge, neither the Commission nor, to the Company’s knowledge, nor any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s 's knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 5 contracts
Sources: Placement Agency Agreement (PARETEUM Corp), Placement Agency Agreement (PARETEUM Corp), Placement Agency Agreement (Biocept Inc)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. No proceedings for any of the preceding purposes have been instituted or are pending or, to the knowledge of the Company, are contemplated by the Commission. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 5 contracts
Sources: Underwriting Agreement (Luxurban Hotels Inc.), Underwriting Agreement (BitNile Holdings, Inc.), Underwriting Agreement (BitNile Holdings, Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any written order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied in all material respects with each request (if any) from the Commission for additional information.
Appears in 5 contracts
Sources: Underwriting Agreement (CaliberCos Inc.), Underwriting Agreement (CaliberCos Inc.), Underwriting Agreement (CaliberCos Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s best knowledge, any state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use effectiveness of the Registration Statement, Statement or the use of any Preliminary Prospectus, the Prospectus or the Prospectus any part thereof, or has instituted or, to the Company’s best knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 5 contracts
Sources: Underwriting Agreement (Santa Monica Media CORP), Underwriting Agreement (Santa Monica Media CORP), Underwriting Agreement (Santa Monica Media CORP)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any written order preventing or suspending the use of the Registration Statement, the ADS Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 5 contracts
Sources: Underwriting Agreement (Turbo Energy, S.A.), Underwriting Agreement (Turbo Energy, S.A.), Underwriting Agreement (Turbo Energy, S.A.)
No Stop Orders, etc. Neither To the Company's knowledge, neither the Commission nor, to the Company’s knowledge, nor any state regulatory authority has issued any order preventing or suspending the use of the Registration Offering Statement, any Preliminary Prospectus or the Prospectus Pricing Disclosure Materials and the Final Offering Circular or has instituted or, to the Company’s 's knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 4 contracts
Sources: Placement Agency Agreement (Glucose Biosensor Systems (Greater China) Holdings, Inc.), Placement Agency Agreement (Glucose Biosensor Systems (Greater China) Holdings, Inc.), Placement Agency Agreement (Glucose Biosensor Systems (Greater China) Holdings, Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information. For purposes of this Agreement, the term “Company’s knowledge” means the knowledge of the Board of Directors and executive officers of the Company after due inquiry.
Appears in 4 contracts
Sources: Underwriting Agreement (1847 Holdings LLC), Underwriting Agreement (1847 Holdings LLC), Underwriting Agreement (1847 Holdings LLC)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 4 contracts
Sources: Underwriting Agreement (Cel Sci Corp), Placement Agency Agreement (Cel Sci Corp), Underwriting Agreement (Cel Sci Corp)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus Registration Statement or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 4 contracts
Sources: Selling Agent Agreement (AzurRx BioPharma, Inc.), Selling Agent Agreement (AzurRx BioPharma, Inc.), Underwriting Agreement (Long Island Iced Tea Corp.)
No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus Registration Statement or has instituted or, to the best of the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 4 contracts
Sources: Underwriting Agreement (China Growth Alliance LTD), Underwriting Agreement (China Growth Alliance LTD), Underwriting Agreement (China Growth Alliance LTD)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has (i) issued any order or threatened to issue any order preventing or suspending the use effectiveness of the Registration Statement, Statement or the use of any Preliminary Prospectus or Prospectus, the Prospectus or has any part thereof or (ii) instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from order including, without limitation, pursuant to Section 8A of the Commission for additional informationAct.
Appears in 4 contracts
Sources: Underwriting Agreement (DHC Acquisition Corp.), Underwriting Agreement (Kernel Group Holdings, Inc.), Underwriting Agreement (Kernel Group Holdings, Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s 's knowledge, any state regulatory authority has issued any order or threatened to issue any order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto or preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the best of the Company’s 's knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each order and any request (if any) from on the part of the Commission for additional informationinformation has been complied with.
Appears in 4 contracts
Sources: Underwriting Agreement (Alpha Security Group CORP), Underwriting Agreement (Alpha Security Group CORP), Underwriting Agreement (Alpha Security Group CORP)
No Stop Orders, etc. Neither the Commission nor, to the Company’s best knowledge, any state regulatory authority in the United States has issued any order or threatened to issue any order preventing or suspending the use effectiveness of the Registration Statement, Statement or the use of any Preliminary Prospectus, the Prospectus or the Prospectus any part thereof, or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from order including, without limitation, pursuant to Section 8A of the Commission for additional informationAct.
Appears in 4 contracts
Sources: Underwriting Agreement (Black Spade Acquisition Co), Underwriting Agreement (Black Spade Acquisition Co), Underwriting Agreement (Provident Acquisition Corp.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus Prospectus, or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information. For purposes of this Agreement, the term “Company’s knowledge” means the knowledge of the Board of Directors and executive officers of the Company after due inquiry.
Appears in 4 contracts
Sources: Underwriting Agreement (Propanc Biopharma, Inc.), Underwriting Agreement (Propanc Biopharma, Inc.), Underwriting Agreement (Propanc Biopharma, Inc.)
No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of any preliminary prospectus (“Preliminary Prospectus”), the Registration Statement, any Preliminary Prospectus or the Prospectus Registration Statement or ADS Registration Statement or has instituted or, to the best of the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 3 contracts
Sources: Underwriting Agreement (Puyi, Inc.), Underwriting Agreement (Hexindai Inc.), Underwriting Agreement (Hexindai Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s 's knowledge, any state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use effectiveness of the Registration Statement, Statement or the use of any Preliminary Prospectus, the Prospectus or the Prospectus any part thereof, or has instituted or, to the Company’s 's knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 3 contracts
Sources: Underwriting Agreement (Prospect Acquisition Corp), Underwriting Agreement (Bank Street Telecom Funding Corp.), Underwriting Agreement (Alternative Asset Management Acquisition Corp.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of any preliminary Prospectus (“Preliminary Prospectus”), the Registration Statement, any Preliminary Prospectus or the Prospectus Registration Statement or ADS Registration Statement or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 3 contracts
Sources: Underwriting Agreement (Sunity Online Entertainment LTD), Underwriting Agreement (Sunity Online Entertainment LTD), Underwriting Agreement (Sunity Online Entertainment LTD)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or , the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 3 contracts
Sources: Placement Agency Agreement (Cel Sci Corp), Placement Agency Agreement (Cel Sci Corp), Placement Agency Agreement (Cel Sci Corp)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus Prospectus, or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information. For purposes of this Agreement, the term “Company’s knowledge” means the knowledge of the Board of Directors and executive officers of the Company after due inquiry.
Appears in 3 contracts
Sources: Underwriting Agreement (CW Petroleum Corp), Underwriting Agreement (CW Petroleum Corp), Underwriting Agreement (CW Petroleum Corp)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus Supplement or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 3 contracts
Sources: Underwriting Agreement (KULR Technology Group, Inc.), Underwriting Agreement (Ideal Power Inc.), Underwriting Agreement (Senmiao Technology LTD)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any written order preventing or suspending the use of the Registration Statement, the ADS Registration Statement, any Preliminary Prospectus Prospectus, or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 3 contracts
Sources: Underwriting Agreement (Pixie Dust Technologies, Inc.), Underwriting Agreement (Pixie Dust Technologies, Inc.), Underwriting Agreement (Pixie Dust Technologies, Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Final Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 3 contracts
Sources: Underwriting Agreement (FireFly Automatix, Inc.), Underwriting Agreement (OMS Energy Technologies Inc.), Underwriting Agreement (OMS Energy Technologies Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any written order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, or threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 3 contracts
Sources: Underwriting Agreement (Mangoceuticals, Inc.), Underwriting Agreement (Mangoceuticals, Inc.), Underwriting Agreement (Mangoceuticals, Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, assuming reasonable inquiry, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, or to the Company’s knowledge, assuming reasonable inquiry, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 3 contracts
Sources: Underwriting Agreement (MaxsMaking Inc.), Underwriting Agreement (MaxsMaking Inc.), Underwriting Agreement (MaxsMaking Inc.)
No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of any preliminary Prospectus (“Preliminary Prospectus”), the Registration Statement, any Preliminary Prospectus or the Prospectus Registration Statement or has instituted or, to the best of the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 3 contracts
Sources: Underwriting Agreement (MDJM LTD), Underwriting Agreement (Agm Group Holdings, Inc.), Underwriting Agreement (Agm Group Holdings, Inc.)
No Stop Orders, etc. Neither the Commission norCommission, nor to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 3 contracts
Sources: Underwriting Agreement (Cytosorbents Corp), Underwriting Agreement (Cytosorbents Corp), Underwriting Agreement (Cytosorbents Corp)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, nor any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s 's knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 3 contracts
Sources: Underwriting Agreement (Aduro Clean Technologies Inc.), Underwriting Agreement (Aduro Clean Technologies Inc.), Underwriting Agreement
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, has any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 2 contracts
Sources: Underwriting Agreement (FGI Industries Ltd.), Underwriting Agreement (Transcode Therapeutics, Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration StatementOffering Statement or any amendment thereto, any Preliminary Prospectus Offering Circular or the Prospectus Final Offering Circular or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 2 contracts
Sources: Underwriting Agreement (Scopus BioPharma Inc.), Underwriting Agreement (Scopus BioPharma Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus Prospectus, or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied in all material respects with each request (if any) from the Commission for additional information.
Appears in 2 contracts
Sources: Underwriting Agreement (Aldeyra Therapeutics, Inc.), Underwriting Agreement (Aldeyra Therapeutics, Inc.)
No Stop Orders, etc. Neither the Commission nor, nor to the Company’s knowledge, knowledge any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, or to the Company’s knowledge, knowledge threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 2 contracts
Sources: Underwriting Agreement (iBio, Inc.), Underwriting Agreement (iBio, Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s 's knowledge, any state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus, the Prospectus or the Prospectus any part thereof, or has instituted or, to the Company’s 's knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.Maxim Group LLC _____________, 2005 Page 6 of 44
Appears in 2 contracts
Sources: Underwriting Agreement (Star Maritime Acquisition Corp.), Underwriting Agreement (Star Maritime Acquisition Corp.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of any preliminary prospectus (“Preliminary Prospectus”), the Prospectus, or the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 2 contracts
Sources: Underwriting Agreement (NetClass Technology Inc), Underwriting Agreement (NetClass Technology Inc)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, nor any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to instituteissue any order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto or preventing or suspending the use of any Preliminary Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order. The Company has complied with each , and any request (if any) from on the part of the Commission or any state regulatory authority for additional informationinformation regarding such an order has been complied with.
Appears in 2 contracts
Sources: Underwriting Agreement (Dekania Corp.), Underwriting Agreement (Dekania Corp.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus, the Prospectus or the Prospectus 8-A Registration Statement or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 2 contracts
Sources: Underwriting Agreement (OFA Group), Underwriting Agreement (OFA Group)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority authority, has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 2 contracts
Sources: Underwriting Agreement (Presidio Property Trust, Inc.), Underwriting Agreement (Presidio Property Trust, Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statementany Base Prospectus, any Preliminary Prospectus, any Issuer Free Writing Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 2 contracts
Sources: Placement Agency Agreement (Sphere 3D Corp), Placement Agency Agreement (xG TECHNOLOGY, INC.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus Registration Statement or has instituted or, to the best of the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 2 contracts
Sources: Underwriting Agreement (Ventrus Biosciences Inc), Underwriting Agreement (Ventrus Biosciences Inc)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use effectiveness of the Registration Statement, Statement or the use of any Preliminary Prospectus, the Prospectus or the Prospectus any part thereof, or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from , including, without limitation, pursuant to Section 8A of the Commission for additional informationAct.
Appears in 2 contracts
Sources: Underwriting Agreement (Investcorp Europe Acquisition Corp I), Underwriting Agreement (Investcorp Europe Acquisition Corp I)
No Stop Orders, etc. Neither the Commission nor, to the Company’s 's knowledge, any state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use effectiveness of the Registration Statement, Statement or the use of any Preliminary Prospectus, the Prospectus or the Prospectus any part thereof, or has instituted or, to the Company’s 's knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from order including, without limitation, pursuant to Section 8A of the Commission for additional informationAct.
Appears in 2 contracts
Sources: Underwriting Agreement (XPAC Acquisition Corp.), Underwriting Agreement (XPAC Acquisition Corp.)
No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration StatementProspectus, any Preliminary the Statutory Prospectus or the Prospectus Registration Statement or has instituted or, to the best of the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 2 contracts
Sources: Underwriting Agreement (WhiteSmoke, Inc.), Underwriting Agreement (WhiteSmoke, Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use effectiveness of the Registration Statement, Statement or the use of any Preliminary Prospectus, the Prospectus or the Prospectus any part thereof, or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from order including, without limitation, pursuant to Section 8A under the Commission for additional informationAct.
Appears in 2 contracts
Sources: Underwriting Agreement (Vahanna Tech Edge Acquisition I Corp.), Underwriting Agreement (Vahanna Tech Edge Acquisition I Corp.)
No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus (including the Preliminary Sale Prospectus) or the Prospectus or any part thereof, or has instituted or, to the best of the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
Sources: Underwriting Agreement (Megalith Financial Acquisition Corp)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, assuming reasonable inquiry, any federal, state or other regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus, the Statutory Prospectus or the Prospectus or any part thereof, or has instituted or, to the Company’s knowledge, assuming r easonable inquiry, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
Sources: Underwriting Agreement (TG Venture Acquisition Corp.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use effectiveness of the Registration Statement, any Preliminary Prospectus or the Prospectus or has and no proceedings for that purpose have been instituted or, to the Company’s knowledge, are threatened to institute, any proceedings with respect to such an orderby the Commission. The Company has complied with each request (if any) from the Commission for additional or supplemental information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s 's knowledge, any state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use effectiveness of the Registration Statement, Statement of the use of any Preliminary Prospectus or the Prospectus or any part thereof or has instituted or, to the best of the Company’s 's knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus, the Prospectus or the Prospectus Registration Statement or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the Company’s 's knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s 's knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional informationinformation with respect to the Registration Statement, any Preliminary Prospectus or the Prospectus.
Appears in 1 contract
Sources: Underwriting Agreement
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration StatementPreliminary Prospectus, any Preliminary the Prospectus or the Prospectus Registration Statement or has instituted or, to the Company’s 's knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
Sources: Underwriting Agreement (Cognition Therapeutics Inc)
No Stop Orders, etc. Neither the Commission nor, to the Company’s 's knowledge, any state regulatory authority has issued any order or threatened to issue any order preventing or suspending the effectiveness of the Registration Statement or the use of the Registration Statement, any Preliminary Prospectus or the Prospectus Prospectus, or has instituted or, to the Company’s 's knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
Sources: Underwriting Agreement (North American Insurance Leaders, Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, or any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the Company’s best knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s best knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s 's knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus Registration Statement or has instituted or, to the best of the Company’s 's knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any the Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, nor any state regulatory authority has issued any written order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, or threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration StatementOffering Statement or any amendment thereto, any Preliminary Prospectus Offering Circular or the Prospectus Final Offering Circular or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
Sources: Underwriting Agreement (AeroClean Technologies, LLC)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority in the United States has issued any order or threatened to issue any order preventing or suspending the use effectiveness of the Registration Statement, Statement or the use of any Preliminary Prospectus, the Prospectus or the Prospectus any part thereof, or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from order including, without limitation, pursuant to Section 8A of the Commission for additional informationAct.
Appears in 1 contract
Sources: Underwriting Agreement (Cedarlake Acquisition Corp.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.information with with respect to the Registration Statement, any Preliminary Prospectus or the Prospectus..
Appears in 1 contract
Sources: Underwriting Agreement (Alset EHome International Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or Prospectus, the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any written order preventing or suspending the use of the Registration Statement, the ADS Registration Statement (as defined in Section 2.41 below), any Preliminary Prospectus Prospectus, or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Base Prospectus, the Preliminary Prospectus, the Prospectus or the any Issuer Free Writing Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any written order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus Prospectus, or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
Sources: Underwriting Agreement (Oranco Inc)
No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledgeknowledge assuming reasonable inquiry, any state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus (including the Preliminary Sale Prospectus) or the Prospectus or any part thereof, or has instituted or, to the best of the Company’s knowledgeknowledge assuming reasonable inquiry, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
Sources: Underwriting Agreement (Megalith Financial Acquisition Corp)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus Prospectus, or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s 's knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority authority, has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus Supplement or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
Sources: Underwriting Agreement (Presidio Property Trust, Inc.)
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, nor any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, institute any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any the Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened in writing to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 1 contract
Sources: Underwriting Agreement (Professional Diversity Network, Inc.)