No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 430 contracts
Sources: Underwriting Agreement (Sangamo Therapeutics, Inc), Underwriting Agreement (Sixth Street Specialty Lending, Inc.), Underwriting Agreement (Synovus Financial Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 324 contracts
Sources: Underwriting Agreement (HMH Holding Inc), Underwriting Agreement (ProFrac Holding Corp.), Underwriting Agreement (Circle Internet Group, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 195 contracts
Sources: Underwriting Agreement (Redwood Trust Inc), Underwriting Agreement (FNB Corp/Pa/), Underwriting Agreement (Redwood Trust Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesCompany, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiariesCompany, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 74 contracts
Sources: Underwriting Agreement (Biomea Fusion, Inc.), Underwriting Agreement (Biomea Fusion, Inc.), Underwriting Agreement (Edgewise Therapeutics, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 59 contracts
Sources: Underwriting Agreement (Horizon Health Corp /De/), International Underwriting Agreement (Votorantim Pulp & Paper Inc), Underwriting Agreement (Oklahoma Publishing Co Voting Trust)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersshareholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 53 contracts
Sources: Underwriting Agreement (Precigen, Inc.), Underwriting Agreement (Globant S.A.), Underwriting Agreement (Precigen, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, subsidiaries on the one hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement General Disclosure Package and the Prospectus or a document incorporated by reference therein and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 44 contracts
Sources: Underwriting Agreement (Aura Biosciences, Inc.), Underwriting Agreement (Butterfly Network, Inc.), Underwriting Agreement (Cardiff Oncology, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersshareholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 44 contracts
Sources: Underwriting Agreement (Bullish), Underwriting Agreement (NIQ Global Intelligence PLC), Underwriting Agreement (Fidelis Insurance Holdings LTD)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 42 contracts
Sources: Open Market Sale Agreement (Metagenomi, Inc.), Sales Agreement (Crinetics Pharmaceuticals, Inc.), Sales Agreement (SpringWorks Therapeutics, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, hand and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, their affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Disclosure Package or the Prospectus or a document incorporated by reference therein and that is which has not been so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 41 contracts
Sources: Underwriting Agreement (Hallmark Financial Services Inc), Underwriting Agreement (Helix Energy Solutions Group Inc), Underwriting Agreement (Adcare Health Systems, Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, subsidiaries on the one hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, subsidiaries on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Time of Sale Disclosure Package or the Final Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 38 contracts
Sources: Underwriting Agreement (Sow Good Inc.), Underwriting Agreement (zSpace, Inc.), Underwriting Agreement (TEN Holdings, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesCompany, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiariesCompany, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 33 contracts
Sources: Underwriting Agreement (Otonomy, Inc.), Underwriting Agreement (Otonomy, Inc.), Underwriting Agreement (Constellation Pharmaceuticals Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 26 contracts
Sources: Underwriting Agreement (Brown & Brown, Inc.), Underwriting Agreement (Brown & Brown, Inc.), Underwriting Agreement (Verisign Inc/Ca)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 25 contracts
Sources: Sales Agreement (Coherus BioSciences, Inc.), Sales Agreement (Humanigen, Inc), Open Market Sale Agreement (ImmunoGen, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 22 contracts
Sources: Underwriting Agreement (StandardAero, Inc.), Underwriting Agreement (StandardAero, Inc.), Underwriting Agreement (EVgo Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesCompany, on the one hand, and the directors, officers, stockholdersshareholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiariesCompany, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 22 contracts
Sources: Underwriting Agreement (HW Electro Co., Ltd.), Underwriting Agreement (HW Electro Co., Ltd.), Underwriting Agreement (HW Electro Co., Ltd.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, subsidiaries on the one hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement General Disclosure Package and the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 21 contracts
Sources: Underwriting Agreement (AerSale Corp), Underwriting Agreement (AerSale Corp), Underwriting Agreement (AerSale Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, Subsidiaries on the one hand, and the directors, officers, stockholdersshareholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, Subsidiaries on the otherother hand, that which is required by the Securities Act to be described in or filed as an exhibit to the Registration Statement and or the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packageor filed.
Appears in 20 contracts
Sources: Underwriting Agreement (Gelteq LTD), Underwriting Agreement (Gelteq LTD), Underwriting Agreement (Akerna Corp.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and and, to the Company’s knowledge, the directors, officers, stockholders, customers officers or suppliers stockholders of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 19 contracts
Sources: Underwriting Agreement (CommScope Holding Company, Inc.), Underwriting Agreement (CommScope Holding Company, Inc.), Underwriting Agreement (CommScope Holding Company, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 19 contracts
Sources: Underwriting Agreement (Option Care Health, Inc.), Underwriting Agreement (Option Care Health, Inc.), Underwriting Agreement (Option Care Health, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement General Disclosure Package and the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 18 contracts
Sources: Underwriting Agreement (Monocle Acquisition Corp), Underwriting Agreement (Monocle Acquisition Corp), Underwriting Agreement (VectoIQ Acquisition Corp. II)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is would be required by the Securities Act to be described in a registration statement to be filed with the Registration Statement and the Prospectus Commission and that is not so described in such documents each of the Time of Sale Information and in the Pricing Disclosure PackageOffering Memorandum.
Appears in 17 contracts
Sources: Purchase Agreement (Rovi Corp), Purchase Agreement (Avaya Inc), Purchase Agreement (Hornbeck Offshore Services Inc /La)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement Statement, the Time of Sale Information and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagetherein.
Appears in 15 contracts
Sources: Underwriting Agreement (W. P. Carey Inc.), Underwriting Agreement (W. P. Carey Inc.), Underwriting Agreement (W. P. Carey Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing General Disclosure Package.
Appears in 15 contracts
Sources: Underwriting Agreement (Fox Factory Holding Corp), Sales Agency Financing Agreement (Avalonbay Communities Inc), Underwriting Agreement (Sangamo Therapeutics, Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesCompany, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiariesCompany, on the otherother hand, that is required by the Securities Act to be described described, incorporated by reference or included in the Registration Statement and Statement, the General Disclosure Package or the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed, incorporated or included.
Appears in 14 contracts
Sources: Equity Distribution Agreement (Atomera Inc), Sales Agreement (Serve Robotics Inc. /DE/), Equity Distribution Agreement (Golden Matrix Group, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the Company’s directors, officers, stockholders, customers officers or suppliers of the Company stockholders (or analogous interest holders) or any of its subsidiaries, their affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement General Disclosure Package and the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 14 contracts
Sources: Underwriting Agreement (Roth CH Acquisition v Co.), Underwriting Agreement (Roth CH Acquisition v Co.), Underwriting Agreement (Roth CH Acquisition v Co.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in a registration statement to be filed with the Registration Statement and the Prospectus Commission and that is not so described in such documents the Time of Sale Information and in the Pricing Disclosure PackageOffering Memorandum.
Appears in 13 contracts
Sources: Purchase Agreement (Invacare Corp), Purchase Agreement (Palo Alto Networks Inc), Purchase Agreement (Palo Alto Networks Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, subsidiaries on the one hand, and the directors, officers, stockholdersshareholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, subsidiaries on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Time of Sale Disclosure Package or the Final Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 12 contracts
Sources: Underwriting Agreement (ASP Isotopes Inc.), Underwriting Agreement (ASP Isotopes Inc.), Underwriting Agreement (Massimo Group)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesSubsidiaries, on the one hand, and the directors, officers, stockholdersshareholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiariesSubsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 11 contracts
Sources: Underwriting Agreement (Vision Marine Technologies Inc.), Underwriting Agreement (Vision Marine Technologies Inc.), Underwriting Agreement (BriaCell Therapeutics Corp.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers or other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 11 contracts
Sources: Underwriting Agreement (SVB Financial Group), Underwriting Agreement (SVB Financial Group), Underwriting Agreement (SVB Financial Group)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement Statement, the Time of Sale Information and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 11 contracts
Sources: Underwriting Agreement (United States Steel Corp), Underwriting Agreement (United States Steel Corp), Underwriting Agreement (United States Steel Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers shareholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Pre-Effective Registration Statement, the Registration Statement Statement, the Preliminary Prospectus and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 11 contracts
Sources: Dealer Manager and Solicitation Agent Agreement (TriSalus Life Sciences, Inc.), Dealer Manager and Solicitation Agent Agreement (AlTi Global, Inc.), Dealer Manager and Solicitation Agent Agreement (Marketwise, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 11 contracts
Sources: Underwriting Agreement (Heico Corp), Underwriting Agreement (Nine Energy Service, Inc.), Underwriting Agreement (Intuit Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities 1933 Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing General Disclosure Package.
Appears in 11 contracts
Sources: Equity Distribution Agreement (AG Mortgage Investment Trust, Inc.), Atm Equity Offering Sales Agreement (Apollo Commercial Real Estate Finance, Inc.), Equity Distribution Agreement (AG Mortgage Investment Trust, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Time of Sale Disclosure Package or the Final Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 11 contracts
Sources: Underwriting Agreement (Envoy Technologies, Inc.), Underwriting Agreement (Cariloha, Inc.), Underwriting Agreement (Reed's, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is would be required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents each of the Time of Sale Information and in the Pricing Disclosure PackageProspectus.
Appears in 10 contracts
Sources: Underwriting Agreement (Nasdaq, Inc.), Underwriting Agreement (Borse Dubai LTD), Underwriting Agreement (Nasdaq, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 10 contracts
Sources: Underwriting Agreement (Disco (Guernsey) Holdings L.P. Inc.), Underwriting Agreement (Accenture PLC), Underwriting Agreement (Duck Creek Technologies, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackagePackage as required.
Appears in 10 contracts
Sources: Underwriting Agreement (Vantiv, Inc.), Underwriting Agreement (Vantiv, Inc.), Underwriting Agreement (Vantiv, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is would be required by the Securities Act to be described disclosed in the Registration Statement and or the Prospectus and that is not so described disclosed in such documents each of the Time of Sale Information, the Registration Statement and in the Pricing Disclosure PackageProspectus.
Appears in 9 contracts
Sources: Underwriting Agreement (Air Lease Corp), Underwriting Agreement (Air Lease Corp), Underwriting Agreement (Air Lease Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, Subsidiaries on the one hand, and the directors, officers, stockholdersshareholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, Subsidiaries on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Time of Sale Disclosure Package or the Final Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 9 contracts
Sources: Underwriting Agreement (Luxurban Hotels Inc.), Underwriting Agreement (Luxurban Hotels Inc.), Underwriting Agreement (Luxurban Hotels Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or ▇▇▇▇▇▇▇▇ ▇▇▇▇ or any of its their subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or ▇▇▇▇▇▇▇▇ ▇▇▇▇ or any of its their subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 9 contracts
Sources: Underwriting Agreement (Hamilton Lane INC), Underwriting Agreement (Hamilton Lane INC), Underwriting Agreement (Hamilton Lane INC)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the General Disclosure Package and the Final Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 9 contracts
Sources: Placement Agency Agreement (SANUWAVE Health, Inc.), Placement Agency Agreement (Nac Global Technologies, Inc.), Placement Agency Agreement (SilverSun Technologies, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the Company’s directors, officers, stockholders, customers officers or suppliers of the Company shareholders (or analogous interest holders) or any of its subsidiaries, their affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement General Disclosure Package and the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 9 contracts
Sources: Underwriting Agreement (Silver Pegasus Acquisition Corp.), Underwriting Agreement (Silver Pegasus Acquisition Corp.), Underwriting Agreement (Timber Road Acquisition Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 9 contracts
Sources: Underwriting Agreement (Avery Dennison Corp), Underwriting Agreement (Avery Dennison Corp), Underwriting Agreement (Avery Dennison Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 9 contracts
Sources: Underwriting Agreement (TTM Technologies Inc), Underwriting Agreement (CBS Outdoor Americas Inc.), Underwriting Agreement (Michaels Companies, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, stockholders or customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 8 contracts
Sources: Underwriting Agreement (Homebanc Corp), Underwriting Agreement (Homebanc Corp), Underwriting Agreement (Homebanc Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 8 contracts
Sources: Underwriting Agreement (Service Corp International), Underwriting Agreement (Service Corp International), Underwriting Agreement (Service Corp International)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 8 contracts
Sources: Underwriting Agreement (Ati Inc), Underwriting Agreement (Allegheny Technologies Inc), Underwriting Agreement (Allegheny Technologies Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesSubsidiaries, on the one hand, and the directors, officers, stockholdersshareholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiariesSubsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 8 contracts
Sources: Placement Agency Agreement (BriaCell Therapeutics Corp.), Placement Agency Agreement (BriaCell Therapeutics Corp.), Placement Agency Agreement (BriaCell Therapeutics Corp.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersshareholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 8 contracts
Sources: Underwriting Agreement (TimkenSteel Corp), Underwriting Agreement (FGX International Holdings LTD), Underwriting Agreement (Hillenbrand, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package. As of the date of the initial filing of the Registration Statement, there were no outstanding personal loans made, directly or indirectly, by the Company to any director or executive officer of the Company.
Appears in 8 contracts
Sources: Underwriting Agreement (GoPro, Inc.), Underwriting Agreement (Guidewire Software, Inc.), Underwriting Agreement (Model N, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement Statement, the Prospectus and the Prospectus Time of Sale Information and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 8 contracts
Sources: Underwriting Agreement (Coterra Energy Inc.), Underwriting Agreement (Cimarex Energy Co), Underwriting Agreement (Cimarex Energy Co)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the trustees, directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 8 contracts
Sources: Underwriting Agreement (Chesapeake Lodging Trust), Underwriting Agreement (Chesapeake Lodging Trust), Underwriting Agreement (Chesapeake Lodging Trust)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 8 contracts
Sources: Underwriting Agreement (Black Diamond Therapeutics, Inc.), Underwriting Agreement (Black Diamond Therapeutics, Inc.), Underwriting Agreement (Biocryst Pharmaceuticals Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers shareholders or suppliers other Affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Pre-Effective Registration Statement, the Registration Statement Statement, the Preliminary Prospectus and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 8 contracts
Sources: Dealer Manager Agreement (National Energy Services Reunited Corp.), Dealer Manager Agreement (Zura Bio LTD), Dealer Manager Agreement (Zura Bio LTD)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Final Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 8 contracts
Sources: Underwriting Agreement (Wj Communications Inc), Underwriting Agreement (Lexar Media Inc), Underwriting Agreement (Mattson Technology Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers officers or suppliers stockholders of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 8 contracts
Sources: Underwriting Agreement (Frontdoor, Inc.), Underwriting Agreement (Acushnet Holdings Corp.), Underwriting Agreement (Acushnet Holdings Corp.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or and any of its subsidiaries, Subsidiaries on the one hand, hand and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, Subsidiaries or any of their affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement General Disclosure Package and the Prospectus or a document incorporated by reference therein and that is which has not been so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 8 contracts
Sources: Placement Agency Agreement (Axion Power International, Inc.), Subscription Agreement (Axion Power International, Inc.), Subscription Agreement (BMP Sunstone CORP)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 8 contracts
Sources: Underwriting Agreement (Blue Owl Capital Corp), Underwriting Agreement (Owl Rock Capital Corp), Underwriting Agreement (Owl Rock Capital Corp)
No Undisclosed Relationships. No material relationship, direct or indirect, exists between or among the Company or any of and its subsidiaries, Significant Subsidiaries on the one hand, and the directors, officers, stockholders, affiliates, customers or suppliers of the Company or any of its subsidiaries, and their Significant Subsidiaries on the otherother hand, that is would be required by the Securities Act to be described in a registration statement filed with the Registration Statement and the Prospectus Commission and that is not so described in such documents each of the Time of Sale Information and in the Pricing Disclosure PackageFinal Offering Memorandum.
Appears in 7 contracts
Sources: Purchase Agreement (Sba Communications Corp), Purchase Agreement (Sba Communications Corp), Purchase Agreement (Sba Communications Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 7 contracts
Sources: Underwriting Agreement (SONDORS Inc.), Underwriting Agreement (SONDORS Inc.), Underwriting Agreement (SONDORS Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesCompany, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiariesCompany, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 7 contracts
Sources: Underwriting Agreement (Berry Petroleum Co), Underwriting Agreement (Berry Petroleum Co), Underwriting Agreement (Berry Petroleum Co)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or Issuers and any of its their respective subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company Issuers or any of its their respective subsidiaries, on the other, that is required by the Securities Act to be described in a registration statement to be filed with the Registration Statement and the Prospectus Commission and that is not so described in such documents each of the Time of Sale Information and in the Pricing Disclosure PackageOffering Memorandum.
Appears in 7 contracts
Sources: Purchase Agreement (Restaurant Brands International Inc.), Purchase Agreement (Restaurant Brands International Inc.), Purchase Agreement (Restaurant Brands International Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariessubsidiary, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiariessubsidiary, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 7 contracts
Sources: Underwriting Agreement (Tactile Systems Technology Inc), Underwriting Agreement (Constellation Pharmaceuticals Inc), Underwriting Agreement (Constellation Pharmaceuticals Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, or suppliers of the Company or any of its subsidiariessubsidiaries or, to the knowledge of the Company, affiliates of the Company, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 7 contracts
Sources: Underwriting Agreement (Southwest Gas Holdings, Inc.), Underwriting Agreement (Centuri Holdings, Inc.), Underwriting Agreement (Centuri Holdings, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers officers or suppliers stockholders of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement Statement, the Time of Sale Prospectus and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 7 contracts
Sources: Underwriting Agreement (Avalonbay Communities Inc), Underwriting Agreement (Avalonbay Communities Inc), Underwriting Agreement (Avalonbay Communities Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, hand and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, their affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and or the Prospectus or a document incorporated by reference therein and that is which has not been so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 7 contracts
Sources: At Market Issuance Sales Agreement (Adcare Health Systems, Inc), At Market Issuance Sales Agreement (Adcare Health Systems, Inc), At Market Issuance Sales Agreement (Adcare Health Systems, Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, subsidiaries on the one hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement Prospectus or a document incorporated by reference therein and the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 6 contracts
Sources: Sales Agreement (Albireo Pharma, Inc.), Sales Agreement (Albireo Pharma, Inc.), Sales Agreement (Albireo Pharma, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company Company, the Operating Partnership or any of its subsidiariesthe Subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company Company, the Operating Partnership or any of its subsidiariesthe Subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 6 contracts
Sources: Underwriting Agreement (Piedmont Office Realty Trust, Inc.), Underwriting Agreement (Piedmont Office Realty Trust, Inc.), Underwriting Agreement (Piedmont Office Realty Trust, Inc.)
No Undisclosed Relationships. No As of the date hereof, no relationship, direct or indirect, exists between or among the Company or any of its subsidiariesSubsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiariesSubsidiaries, on the other, that is required by the Securities Exchange Act to be described in the Registration Statement and the Prospectus Company SEC Documents and that is are not so described in such documents and in described, except for the Pricing Disclosure Packagetransactions pursuant to this Agreement.
Appears in 6 contracts
Sources: Equity Purchase and Commitment Agreement (Delphi Corp), Equity Purchase and Commitment Agreement (Highland Capital Management Lp), Equity Purchase and Commitment Agreement (Delphi Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers suppliers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 6 contracts
Sources: Underwriting Agreement (Waystar Holding Corp.), Underwriting Agreement (Waystar Holding Corp.), Underwriting Agreement (Waystar Holding Corp.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesSubsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiariesSubsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 6 contracts
Sources: Sales Agreement (Atara Biotherapeutics, Inc.), Sales Agreement (Replimune Group, Inc.), Sales Agreement (Replimune Group, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 6 contracts
Sources: Underwriting Agreement (Gaming & Leisure Properties, Inc.), Underwriting Agreement (Gaming & Leisure Properties, Inc.), Underwriting Agreement (Gaming & Leisure Properties, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 6 contracts
Sources: Underwriting Agreement (Newmont Mining Corp /De/), Underwriting Agreement (Retail Properties of America, Inc.), Underwriting Agreement (Newmont Mining Corp /De/)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the otherother hand, that is required by the Securities Act to be described in the Registration Statement and the most recent Preliminary Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 6 contracts
Sources: Underwriting Agreement (ANTERO RESOURCES Corp), Underwriting Agreement (ANTERO RESOURCES Corp), Underwriting Agreement
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Preliminary Prospectus and that is are not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 6 contracts
Sources: Registration Rights Agreement (Owens Corning), Registration Rights Agreement (Owens Corning (Reorganized) Inc.), Registration Rights Agreement (Owens Corning (Reorganized) Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officersofficers or stockholders of the Company or, stockholdersto the knowledge of the Company, the customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 6 contracts
Sources: Underwriting Agreement (Invitae Corp), Underwriting Agreement (Invitae Corp), Underwriting Agreement (Invitae Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act or the Exchange Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 6 contracts
Sources: Underwriting Agreement (Michaels Companies, Inc.), Underwriting Agreement (Michaels Companies, Inc.), Underwriting Agreement (Michaels Companies, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, hand and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that other hand which is required by the Securities Act to be described in the Registration Statement and the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 6 contracts
Sources: Securities Purchase Agreement (Acacia Research Corp), Placement Agency Agreement (Immtech Pharmaceuticals, Inc.), Placement Agency Agreement (Acacia Research Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its Company, the Guarantors and their respective subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company Company, the Guarantors or any of its their respective subsidiaries, on the other, that is would be required by the Securities Act to be described in a registration statement on Form S-1 to be filed with the Registration Statement and the Prospectus Commission and that is not so described in such documents each of the Time of Sale Information and in the Pricing Disclosure PackageOffering Memorandum.
Appears in 6 contracts
Sources: Purchase Agreement (Callon Petroleum Co), Purchase Agreement (Callon Petroleum Co), Purchase Agreement (Callon Petroleum Co)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersshareholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, subsidiaries on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Time of Sale Disclosure Package or the Final Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 6 contracts
Sources: Underwriting Agreement (Trio Petroleum Corp.), Underwriting Agreement (SinglePoint Inc.), Underwriting Agreement (SinglePoint Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, affiliates, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement Statement, any Permitted Free Writing Prospectus and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 6 contracts
Sources: Distribution Agreement (Retail Properties of America, Inc.), Distribution Agreement (Retail Properties of America, Inc.), Distribution Agreement (Retail Properties of America, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesthe Subsidiaries or any Drilling Partnership, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiariesthe Subsidiaries, on the other, that is required by the Securities 1933 Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing General Disclosure Package.
Appears in 5 contracts
Sources: Underwriting Agreement (PDC Energy, Inc.), Underwriting Agreement (PDC Energy, Inc.), Underwriting Agreement (PDC Energy, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or and any of its subsidiaries, Subsidiaries on the one hand, hand and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, Subsidiaries or any of their affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement Statement, in the General Disclosure Package and the Prospectus or a document incorporated by reference therein and that is which has not been so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 5 contracts
Sources: Underwriting Agreement (pSivida Corp.), Underwriting Agreement (pSivida Corp.), Underwriting Agreement (Microvision Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariessubsidiary, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiariessubsidiary, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 5 contracts
Sources: Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Mersana Therapeutics, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and a prospectus that is not so described in such documents each of the Registration Statement, the Time of Sale Information and in the Pricing Disclosure PackageProspectus.
Appears in 5 contracts
Sources: Underwriting Agreement (Rosetta Resources Inc.), Underwriting Agreement (Rosetta Resources Inc.), Underwriting Agreement (Rosetta Resources Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement General Disclosure Package and the Prospectus or a document incorporated by reference therein and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 5 contracts
Sources: Underwriting Agreement (Ovid Therapeutics Inc.), Underwriting Agreement (Ovid Therapeutics Inc.), Underwriting Agreement (Ovid Therapeutics Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesCompany, on the one hand, and the directorsdirectors or officers of the Company, officersor, stockholdersto the Company’s knowledge, the shareholders, customers or suppliers of the Company or any of its subsidiariesCompany, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 5 contracts
Sources: Underwriting Agreement (Palatin Technologies Inc), Underwriting Agreement (Palatin Technologies Inc), Underwriting Agreement (EnteroMedics Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersshareholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, subsidiaries on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Time of Sale Disclosure Package or the Final Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 5 contracts
Sources: Underwriting Agreement (Frankly Inc), Underwriting Agreement (Frankly Inc), Underwriting Agreement (Frankly Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement General Disclosure Package and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 5 contracts
Sources: Underwriting Agreement (Torchmark Corp), Underwriting Agreement (Torchmark Corp), Underwriting Agreement (Torchmark Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers officers or suppliers stockholders of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 5 contracts
Sources: Underwriting Agreement (Advance Auto Parts Inc), Underwriting Agreement (Advance Auto Parts Inc), Underwriting Agreement (Advance Auto Parts Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among either the Company or any of its subsidiaries, the Operating Partnership on the one hand, and the trustees, directors, officers, stockholdersstockholders or other equity holders, customers or suppliers of the Company or any of its subsidiaries, and the Operating Partnership on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the General Disclosure Package or the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 5 contracts
Sources: Atm Equity Offering Sales Agreement (Essential Properties Realty Trust, Inc.), Atm Equity Offering Sales Agreement (Essential Properties Realty Trust, Inc.), Atm Equity Offering Sales Agreement (Essential Properties Realty Trust, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, hand and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, their affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement Statement, the Disclosure Package and the Prospectus or a document incorporated by reference therein and that is which has not been so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 5 contracts
Sources: Placement Agency Agreement (Hanmi Financial Corp), Placement Agency Agreement (MDRNA, Inc.), Placement Agency Agreement (Delcath Systems Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, hand and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that other hand which is required by the Securities Act to be described in the Registration Statement Statement, the Disclosure Package and the Prospectus and that is which has not been so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 5 contracts
Sources: Placement Agency Agreement (Cytori Therapeutics, Inc.), Placement Agency Agreement (Adventrx Pharmaceuticals Inc), Placement Agency Agreement (Emisphere Technologies Inc)
No Undisclosed Relationships. No To the Company’s knowledge, no relationship, direct or indirect, exists between or among the Company or any of its subsidiariesSubsidiaries, on the one hand, and the directors, officers, stockholdersshareholders, customers or suppliers of the Company or any of its subsidiariesSubsidiaries, on the other, that is required by the Securities Act to be described in a registration statement to be filed with the Registration Statement and the Prospectus SEC and that is not so described in such documents and in the Pricing Disclosure PackageSEC Reports.
Appears in 5 contracts
Sources: Subscription Agreement (Nebius Group N.V.), Share Purchase Agreement (Nebius Group N.V.), Share Subscription Agreement (Yandex N.V.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is would be required by the Securities Act to be described in the Registration Statement and Pricing Disclosure Package or the Prospectus and Offering Memorandum if the offering of the Notes was pursuant to a registration under the Securities Act that is not so described in such documents and in the Pricing Disclosure PackagePackage and the Offering Memorandum.
Appears in 5 contracts
Sources: Purchase Agreement (Sixth Street Lending Partners), Purchase Agreement (Sixth Street Lending Partners), Purchase Agreement (Sixth Street Lending Partners)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersshareholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 5 contracts
Sources: Sales Agreement (PolyPid Ltd.), Sales Agreement (InflaRx N.V.), Sales Agreement (Nano-X Imaging Ltd.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 5 contracts
Sources: Underwriting Agreement (American Equity Investment Life Holding Co), Underwriting Agreement (American Equity Investment Life Holding Co), Underwriting Agreement (American Equity Investment Life Holding Co)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, hand and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, their affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement Statement, Disclosure Package and the Final Prospectus or a document incorporated by reference therein and that is which has not been so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 5 contracts
Sources: Underwriting Agreement (Delcath Systems, Inc.), Underwriting Agreement (Delcath Systems, Inc.), Underwriting Agreement (Delcath Systems, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, subsidiaries on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, subsidiaries on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Time of Sale Disclosure Package or the Final Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 5 contracts
Sources: Underwriting Agreement (Falconstor Software Inc), Underwriting Agreement (Falconstor Software Inc), Underwriting Agreement (Falconstor Software Inc)