Not an Investment Advisor Clause Samples
The "Not an Investment Advisor" clause clarifies that the party providing information, services, or materials is not acting as a licensed investment advisor and does not offer investment advice. In practice, this means that any financial information, analysis, or recommendations shared should not be interpreted as personalized investment guidance or a solicitation to buy or sell securities. This clause serves to limit the provider's liability by making it clear that users are responsible for their own investment decisions and should consult qualified professionals for advice, thereby reducing the risk of legal claims related to unlicensed investment advice.
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Not an Investment Advisor. The Company acknowledges that ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ is not providing any advice hereunder as to the value of securities or regarding the advisability of purchasing or selling any securities for the Fund’s portfolio. No provision of this Agreement shall be considered as creating, nor shall any provision create, any obligation on the part of ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, and ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ is not agreeing hereby, to: (i) furnish any advice or make any recommendations regarding the purchase or sale of portfolio securities; or (ii) render any opinions, valuations or recommendations of any kind or to perform any such similar services. The Company’s engagement of ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ is not intended to confer rights upon any person (including the Fund or any shareholders, employees or creditors of the Company or the Fund) not a party hereto as against ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ or its affiliates, or their respective directors, officers, employees or agents, successors, or assigns.
Not an Investment Advisor. The Company acknowledges that ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ is not providing any advice hereunder as to the value of securities or regarding the advisability of purchasing or selling any securities for the Fund’s portfolio. No provision of this Agreement shall be considered as creating, nor shall any provision create, any obligation on the part of ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, and ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ is not agreeing hereby, to: (i) furnish any advice or make any recommendations regarding the purchase or sale of portfolio securities; or (ii) render any opinions, valuations or recommendations of any kind or to perform any such similar services.
Not an Investment Advisor. The Company acknowledges that you have not provided any advice hereunder as to the value of securities or regarding the advisability of purchasing or selling any securities for the Fund’s portfolio. The Company acknowledges and agrees that UBS has been retained to act solely as an advisor to the Company, and the Company’s engagement of UBS is not intended to confer rights upon any person (including the Fund or any shareholders, employees or creditors of the Company or the Fund) not a party hereto as against UBS or its affiliates, or their respective directors, officers, employees or agents, successors, or assigns. UBS has acted as an independent contractor under this Agreement, and not in any other capacity including as a fiduciary, and any duties arising out of its engagement shall be owed solely to the Company.
Not an Investment Advisor. The Company acknowledges that you are not providing any advice hereunder as to the value of securities or regarding the advisability of purchasing or selling any securities for the Fund’s portfolio. No provision of this Agreement shall be considered as creating, nor shall any provision create, any obligation on the part of you, and you are not agreeing hereby, to: (i) furnish any advice or make any recommendations regarding the purchase or sale of portfolio securities; or (ii) render any opinions, valuations or recommendations of any kind or to perform any such similar services.
Not an Investment Advisor. Each of the Advisor and Sub-Advisor acknowledges that Morgan Stanley is not provi▇▇▇▇ ▇n▇ ▇▇▇▇▇e hereunder as to the value of securities or regarding the advisability of purchasing or selling any securities for the Fund's portfolio. No provision of this Agreement shall be considered as creating, nor shall any provision create, any obligation on the part of Morgan Stanley, and Morgan ▇▇▇▇▇▇y ▇▇ ▇▇▇ agree▇▇▇ ▇▇r▇▇▇, ▇▇: (i) furnish any advice or make any recommendations regarding the purchase or sale of portfolio securities; or (ii) render any opinions, valuations or recommendations of any kind or to perform any such similar services. The Advisor's and Sub-Advisor's engagement of Morgan Stanley hereunder is ▇▇▇ ▇n▇▇▇▇▇▇ to confer rights upon any person (including the Fund or any shareholders, employees or creditors of the Advisor, the Sub-Advisor or the Fund) not a party hereto as against Morgan Stanley or its affil▇▇▇▇▇, ▇▇ ▇▇▇▇r respective directors, officers, employees or agents, successors, or assigns.
Not an Investment Advisor. The Adviser acknowledges that you have not provided any advice hereunder as to the value of securities or regarding the advisability of purchasing or selling any securities for the Fund’s portfolio. The Adviser acknowledges and agrees that UBS has been retained to act solely as an advisor to the Adviser, and the Adviser’s engagement of UBS is not intended to confer rights upon any person (including the Fund or any partners, shareholders, employees or creditors, as applicable, of the Adviser or the Fund) not a party hereto as against UBS or its affiliates, or their respective directors, officers, employees or agents, successors, or assigns. UBS has acted as an independent contractor under this Agreement, and not in any other capacity including as a fiduciary, and any duties arising out of its engagement shall be owed solely to the Adviser.
Not an Investment Advisor. The Companies acknowledge that Morgan Stanley is not providing any ▇▇▇▇▇▇ ▇▇▇▇▇▇▇er as to the value of securities or regarding the advisability of purchasing or selling any securities for the Fund's portfolio. No provision of this Agreement shall be considered as creating, nor shall any provision create, any obligation on the part of Morgan Stanley, and Morgan Stanley i▇ ▇▇▇ a▇▇▇▇▇▇▇ hereb▇, ▇▇: (▇) ▇▇▇nish any advice or make any recommendations regarding the purchase or sale of portfolio securities; or (ii) render any opinions, valuations or recommendations of any kind or to perform any such similar services. The Companies' engagement of Morgan Stanley is not intended to co▇▇▇▇ ▇i▇▇▇▇ ▇▇on any person (including the Fund or any shareholders, employees or creditors of the Companies or the Fund) not a party hereto as against Morgan Stanley or its affiliates, or ▇▇▇▇▇ ▇▇▇▇▇▇▇ive directors, officers, employees or agents, successors, or assigns.
Not an Investment Advisor. The Advisers acknowledge that M▇▇▇▇▇ S▇▇▇▇▇▇ is not providing any advice hereunder as to the value of securities or regarding the advisability of purchasing or selling any securities for the Fund’s portfolio. No provision of this Agreement shall be considered as creating, nor shall any provision create, any obligation on the part of M▇▇▇▇▇ S▇▇▇▇▇▇, and M▇▇▇▇▇ S▇▇▇▇▇▇ is not agreeing hereby, to: (i) furnish any advice or make any recommendations regarding the purchase or sale of portfolio securities; or (ii) render any opinions, valuations or recommendations of any kind or to perform any such similar services. The Advisers’ engagement of M▇▇▇▇▇ S▇▇▇▇▇▇ is not intended to confer rights upon any person (including the Fund or any shareholders, employees or creditors of the Advisers or the Fund) not a party hereto as against M▇▇▇▇▇ S▇▇▇▇▇▇ or its affiliates, or their respective directors, officers, employees or agents, successors, or assigns.